Company location
Pleasantville, NY
Phillip Goldstein has filed 1,026 SEC EDGAR filings since 21 Aug 1998

SEC filing history

Showing 326-350 of 779 matching filings.

Per page
25
Current page
14
4 File 001-35710

OWNERSHIP DOCUMENT

Filing date
16 Nov 2016
Reporting date
14 Nov 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-05639

OWNERSHIP DOCUMENT

Filing date
15 Nov 2016
Reporting date
11 Nov 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
3 File 811-05639

OWNERSHIP DOCUMENT

Filing date
15 Nov 2016
Reporting date
10 Nov 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35710

OWNERSHIP DOCUMENT

Filing date
14 Nov 2016
Reporting date
09 Nov 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35710

OWNERSHIP DOCUMENT

Filing date
09 Nov 2016
Reporting date
07 Nov 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35710

OWNERSHIP DOCUMENT

Filing date
07 Nov 2016
Reporting date
03 Nov 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35710

OWNERSHIP DOCUMENT

Filing date
03 Nov 2016
Reporting date
01 Nov 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35710

OWNERSHIP DOCUMENT

Filing date
01 Nov 2016
Reporting date
28 Oct 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
3 File 001-35710

OWNERSHIP DOCUMENT

Filing date
01 Nov 2016
Reporting date
27 Oct 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-05639

OWNERSHIP DOCUMENT

Filing date
01 Nov 2016
Reporting date
31 Oct 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-07528

OWNERSHIP DOCUMENT

Filing date
31 Oct 2016
Reporting date
26 Oct 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-22080

OWNERSHIP DOCUMENT

Filing date
21 Oct 2016
Reporting date
19 Oct 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-22080

OWNERSHIP DOCUMENT

Filing date
07 Oct 2016
Reporting date
05 Oct 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-22080

OWNERSHIP DOCUMENT

Filing date
04 Oct 2016
Reporting date
30 Sep 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-21903

OWNERSHIP DOCUMENT

Filing date
30 Sep 2016
Reporting date
28 Sep 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-22080

OWNERSHIP DOCUMENT

Filing date
29 Sep 2016
Reporting date
27 Sep 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-22080

OWNERSHIP DOCUMENT

Filing date
26 Sep 2016
Reporting date
22 Sep 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-21903

OWNERSHIP DOCUMENT

Filing date
23 Sep 2016
Reporting date
21 Sep 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-22080

OWNERSHIP DOCUMENT

Filing date
22 Sep 2016
Reporting date
20 Sep 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-21903

OWNERSHIP DOCUMENT

Filing date
21 Sep 2016
Reporting date
19 Sep 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-22080

OWNERSHIP DOCUMENT

Filing date
20 Sep 2016
Reporting date
16 Sep 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-21903

OWNERSHIP DOCUMENT

Filing date
19 Sep 2016
Reporting date
15 Sep 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-21680

OWNERSHIP DOCUMENT

Filing date
15 Sep 2016
Reporting date
13 Sep 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-21680

OWNERSHIP DOCUMENT

Filing date
15 Sep 2016
Reporting date
13 Sep 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-22080

OWNERSHIP DOCUMENT

Filing date
14 Sep 2016
Reporting date
12 Sep 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .