Insider Trading & Ownership of Randall C. Barnes

Location: 2455 Corporate West Drive, Lisle, IL
Summary: The estimated net worth of Randall C. Barnes is at least $1.27M dollars as of November 4, 2025. Randall C. Barnes is the Director, TRUSTEE of Guggenheim Active Allocation Fund and owns shares of Guggenheim Active Allocation Fund (GUG) stock worth about $1.07M. Randall C. Barnes is the Director, TRUSTEE of ADVENT CONVERTIBLE & INCOME FUND and owns shares of ADVENT CONVERTIBLE & INCOME FUND (AVK) stock worth about $171K. Randall C. Barnes is the Director, TRUSTEE of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND and owns shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (GOF) stock worth about $25.6K.
Signature: /s/ Randall C. Barnes, by Mark E. Mathiasen Pursuant to a Power of Attorney
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Ownership of Randall C. Barnes

Symbol	Company	Relationship	Holdings Value	Past Year Net Change	Change %	Report Period
GUG	Guggenheim Active Allocation Fund	Director, TRUSTEE	$1.07M			Oct 3, 2024
AVK	ADVENT CONVERTIBLE & INCOME FUND	Director, TRUSTEE	$171K			Oct 17, 2024
GOF	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	Director, TRUSTEE	$25.6K	+$25.5K	+27172%	Nov 4, 2025

Sym	Company	Class	Transaction	%	Value $	* Price $	Shares	Shares After	Date	Ownership

* An asterisk sign (*) next to the price indicates that the price is likely invalid.