Howard Amster - 03 Mar 2026 Form 4 Insider Report for PhenixFIN Corp (PFX)

Role
Director, 10%+ Owner
Signature
/s/ Howard Amster
Issuer symbol
PFX
Transactions as of
03 Mar 2026
Net transactions value
+$489,440
Form type
4
Filing time
05 Mar 2026, 18:25:50 UTC
Previous filing
20 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Amster Howard Director, 10%+ Owner 445 PARK AVENUE, 10TH FLOOR, NEW YORK /s/ Howard Amster 05 Mar 2026 0000904853

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFX COMMON STOCK, $0.001 par value Purchase $489,440 +11,500 +4.9% $42.56 248,248 03 Mar 2026 Direct
holding PFX COMMON STOCK, $0.001 par value 409 03 Mar 2026 By Howard Amster 2021 Charitable Remainder Unitrust 1 F1
holding PFX COMMON STOCK, $0.001 par value 9,233 03 Mar 2026 By Howard Amster 2021 Charitable Remainder Unitrust 2 F2
holding PFX COMMON STOCK, $0.001 par value 424 03 Mar 2026 By Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998 F3
holding PFX COMMON STOCK, $0.001 par value 557 03 Mar 2026 By Pleasant Lake Corp F4
holding PFX COMMON STOCK, $0.001 par value 16,604 03 Mar 2026 By Howard Amster 2019 Charitable Remainder Unitrust 1 F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 1.
F2 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 2.
F3 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998.
F4 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as President of Pleasant Lake Corp.
F5 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1.