SMH CAPITAL ADVISORS INC

Holdings History for PROSPECT CAPITAL CORPORATION - NOTE 4.950% 7/1

Investment type: Debt / NOTE 4.950% 7/1

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Principal	Change	Activity %	Price	All Holders
30 Sep 2022		-5.7%	$0	0	-4,221,000	-100%		Q3 2022
30 Jun 2022	5.7%	-0.09%	$4,253,000	4,221,000	-64,000	-1.5%	100.76%	Q2 2022
31 Mar 2022	7%	-0.29%	$4,317,000	4,285,000	-180,000	-4%	100.75%	Q1 2022
31 Dec 2021	8.9%	-1.5%	$4,510,000	4,465,000	-733,000	-14%	101.01%	Q4 2021
30 Sep 2021	9.8%	-0.04%	$5,320,000	5,198,000	-22,000	-0.42%	102.35%	Q3 2021
30 Jun 2021	11%	-0.06%	$5,344,000	5,220,000	-27,000	-0.51%	102.38%	Q2 2021
31 Mar 2021	12%	-0.06%	$5,372,000	5,247,000	-28,000	-0.53%	102.38%	Q1 2021
31 Dec 2020	14%	-0.14%	$5,400,000	5,275,000	-54,000	-1%	102.37%	Q4 2020
30 Sep 2020	13%	-0.07%	$5,370,000	5,329,000	-29,000	-0.54%	100.77%	Q3 2020
30 Jun 2020	9.8%	-0.07%	$4,874,000	5,358,000	-36,000	-0.67%	90.97%	Q2 2020
31 Mar 2020	9.9%	-0.18%	$4,639,000	5,394,000	-96,000	-1.7%	86.0%	Q1 2020
31 Dec 2019	11%	-0.06%	$5,628,000	5,490,000	-29,000	-0.53%	102.51%	Q4 2019
30 Sep 2019	12%	-0.28%	$5,671,000	5,519,000	-122,000	-2.2%	102.75%	Q3 2019
30 Jun 2019	14%	-1.2%	$5,672,000	5,641,000	-476,000	-7.8%	100.55%	Q2 2019
31 Mar 2019	12%	-0.37%	$6,027,000	6,117,000	-191,000	-3%	98.53%	Q1 2019
31 Dec 2018	12%	-0.15%	$6,032,000	6,308,000	-79,000	-1.2%	95.62%	Q4 2018
30 Sep 2018	11%	-0.1%	$6,309,000	6,387,000	-58,000	-0.9%	98.78%	Q3 2018
30 Jun 2018	10%	+0.06%	$6,253,000	6,445,000	+37,000	+0.58%	97.02%	Q2 2018
31 Mar 2018	9.9%	-0.16%	$6,393,000	6,408,000	-102,000	-1.6%	99.77%	Q1 2018
31 Dec 2017	11%	0%	$6,502,000	6,510,000	0		99.88%	Q4 2017

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.