Security key
870875101
Total Return Securities Fund - Mutual Fund SH CL B (SWZ)
CUSIP: 870875101
Q2 2019 13F Holders as of 30 Jun 2019
- Type / Class
- Equity / Mutual Fund SH CL B
- Shares outstanding
- 13,014,040
- Total 13F shares
- 3,595,799
- Share change
- +317,086
- Total reported value
- $28,416,082
- Price per share
- $7.90
- Number of holders
- 33
- Value change
- +$2,505,357
- Number of buys
- 14
- Number of sells
- 8
Report period
Q2 2019
Institutions
33
Top holders
10
SWZ full security history
Newer quarter: Q3 2019
Previous quarter: Q1 2019
Total Return Securities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 870875101
Recent filing periods:
Top shareholders of SWZ - Total Return Securities Fund - Mutual Fund SH CL B (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
4.7%
|
605,664
|
$4,615,000 | — | 31 Mar 2019 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
3.6%
|
465,409
|
$3,537,000 | — | 31 Mar 2019 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.8%
|
367,511
|
$2,800,000 | — | 31 Mar 2019 | |
| CSS LLC/IL |
13F
|
Company |
2.5%
|
323,774
|
$2,467,000 | — | 31 Mar 2019 | |
| Alpine Global Management, LLC |
13F
|
Company |
2%
|
264,621
|
$2,011,000 | — | 31 Mar 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2%
|
263,946
|
$2,005,000 | — | 31 Mar 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
1.6%
|
208,639
|
$1,589,000 | — | 31 Mar 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
1.6%
|
205,516
|
$1,566,000 | — | 31 Mar 2019 | |
| Bulldog Investors, LLP |
13F
|
Company |
1.2%
|
155,364
|
$1,184,000 | — | 31 Mar 2019 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
0.71%
|
92,926
|
$708,000 | — | 31 Mar 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.54%
|
70,588
|
$538,000 | — | 31 Mar 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.51%
|
66,425
|
$505,000 | — | 31 Mar 2019 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.48%
|
62,285
|
$473,000 | — | 31 Mar 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.27%
|
34,924
|
$266,000 | — | 31 Mar 2019 | |
| Smith Salley Wealth Management |
13F
|
Company |
0.16%
|
20,465
|
$156,000 | — | 31 Mar 2019 | |
| Walleye Trading LLC |
13F
|
Company |
0.15%
|
19,756
|
$151,000 | — | 31 Mar 2019 | |
| Curi Capital, LLC |
13F
|
Company |
0.15%
|
19,622
|
$150,000 | — | 31 Mar 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.15%
|
19,605
|
$149,000 | — | 31 Mar 2019 | |
| ADVISOR PARTNERS LLC |
13F
|
Company |
0.14%
|
17,658
|
$135,000 | — | 31 Mar 2019 | |
| Capital Investment Counsel, Inc |
13F
|
Company |
0.11%
|
14,961
|
$114,000 | — | 31 Mar 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.07%
|
9,370
|
$72,000 | — | 31 Mar 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.07%
|
9,005
|
$69,000 | — | 31 Mar 2019 | |
| UBS Group AG |
13F
|
Company |
0.05%
|
6,146
|
$47,000 | — | 31 Mar 2019 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0.03%
|
4,451
|
$34,000 | — | 31 Mar 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
3,687
|
$28,000 | — | 31 Mar 2019 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.02%
|
2,581
|
$20,000 | — | 31 Mar 2019 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.01%
|
1,829
|
$13,900 | — | 31 Mar 2019 | |
| REGIONS FINANCIAL CORP |
13F
|
Company |
0.01%
|
1,787
|
$14,000 | — | 31 Mar 2019 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
1,448
|
$11,000 | — | 31 Mar 2019 | |
| BARTLETT & CO. WEALTH MANAGEMENT LLC |
13F
|
Company |
0%
|
307
|
$2,339 | — | 31 Mar 2019 | |
| Bartlett & Co. LLC |
13F
|
Company |
0%
|
307
|
$2,000 | — | 31 Mar 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
292
|
$2,000 | — | 31 Mar 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
129
|
$1,000 | — | 31 Mar 2019 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
101
|
$1,000 | — | 31 Mar 2019 |
Institutional Holders of Total Return Securities Fund - Mutual Fund SH CL B (SWZ) as of Q2 2019
As of 30 Jun 2019,
Total Return Securities Fund - Mutual Fund SH CL B (SWZ) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,595,799 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, CSS LLC/IL, 1607 Capital Partners, LLC, LAZARD ASSET MANAGEMENT LLC, Alpine Global Management, LLC, GEODE CAPITAL MANAGEMENT, LLC, COMMONWEALTH EQUITY SERVICES, LLC, WOLVERINE ASSET MANAGEMENT LLC, Matisse Capital, and Bulldog Investors, LLC.
This page lists
33
institutional shareholders reporting positions in this security
for the Q2 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2019 vs Q1 2019 Across Filers
Q1 2019 holders
33
Q2 2019 holders
33
Holder diff
0
| Investor | Q1 2019 Shares | Q2 2019 Shares | Share Diff | Share Chg % | Q1 2019 Value $ | Q2 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.