Total Return Securities Fund - Mutual Fund SH CL B (SWZ)

CUSIP: 870875101

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class
Equity / Mutual Fund SH CL B
Shares outstanding
12,887,825
Total 13F shares
16,099,332
Share change
+52,405
Total reported value
$172,102,890
Price per share
$10.69
Number of holders
56
Value change
+$604,381
Number of buys
20
Number of sells
26

Quarterly Holders Quick Answers

What is CUSIP 870875101?
CUSIP 870875101 identifies SWZ - Total Return Securities Fund - Mutual Fund SH CL B in SEC institutional holdings data.

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Institutional Holders of Total Return Securities Fund - Mutual Fund SH CL B (SWZ) as of Q3 2016

As of 30 Sep 2016, Total Return Securities Fund - Mutual Fund SH CL B (SWZ) was held by 56 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 16,099,332 shares. The largest 10 holders included WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, LAZARD ASSET MANAGEMENT LLC, Karpus Management, Inc., Bulldog Investors, LLC, Gramercy Funds Management LLC, JOHN G ULLMAN & ASSOCIATES INC, BANK OF AMERICA CORP /DE/, Commonwealth Equity Services, Inc, and Cutler Capital Management, LLC. This page lists 56 institutional shareholders reporting positions in this security for the Q3 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.