Security key
870875101
Total Return Securities Fund - Mutual Fund SH CL B (SWZ)
CUSIP: 870875101
Q3 2016 13F Holders as of 30 Sep 2016
- Security type / class
- Equity / Mutual Fund SH CL B
- Total 13F shares
- 16,099,332
- Total 13F value
- $172,102,890
- Share change
- +52,405
- SEC-reported price per share
- $10.69
- Number of holders
- 56
- Value change
- +$604,381
- Number of buys
- 20
- Number of sells
- 26
- Shares outstanding
- 13,014,040
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2016
Institutions
56
Top holders
10
SWZ full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2016
Previous quarter: Q2 2016
Total Return Securities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 870875101
Recent filing periods:
Ownership snapshot
Top reported holders of SWZ - Total Return Securities Fund - Mutual Fund SH CL B (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
WELLS FARGO & COMPANY/MN
Disclosed value leader
WELLS FARGO & COMPANY/MN
Comparable rows
15/15
Latest evidence
30 Jun 2016
13F
Lead comparable stake: 30%
Showing 1-6 of 15 holder rows.
Quick read
WELLS FARGO & COMPANY/MN leads the comparable SEC ownership view at 30%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens WELLS FARGO & COMPANY/MN's linked filing trail.
Comparable ownership
Top 5
WELLS FARGO & COMPANY/MN
30%
1607 Capital Partners, LLC
29%
LAZARD ASSET MANAGEMENT LLC
25%
Karpus Management, Inc.
14%
Bulldog Investors, LLP
7.8%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
Company
|
30%
|
$40,565,000
3,919,398 shares
|
— | 30 Jun 2016 |
| 1607 Capital Partners, LLC |
13F
Company
|
29%
|
$39,511,000
3,817,501 shares
|
— | 30 Jun 2016 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
25%
|
$33,338,000
3,221,089 shares
|
— | 30 Jun 2016 |
| Karpus Management, Inc. |
13F
Company
|
14%
|
$18,462,000
1,783,806 shares
|
— | 30 Jun 2016 |
| Bulldog Investors, LLP |
13F
Company
|
7.8%
|
$10,454,000
1,010,103 shares
|
— | 30 Jun 2016 |
| Gramercy Funds Management LLC |
13F
Company
|
3.1%
|
$4,222,000
407,936 shares
|
— | 30 Jun 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
56
Shares
16,099,332
Rows available
56
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
58
Q3 2016 holders
56
Holder diff
-2
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 value | Q3 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend