What does CUSIP 870875101 represent in this 13F holders report?

CUSIP 870875101 is the security identifier for SWZ - Total Return Securities Fund - Mutual Fund SH CL B used to aggregate holder disclosures.

How many institutions held SWZ - Total Return Securities Fund - Mutual Fund SH CL B in Q2 2016?

58 institutional investors reported SWZ - Total Return Securities Fund - Mutual Fund SH CL B for Q2 2016. Use the holders table for investor-level position and value details.

Total Return Securities Fund - Mutual Fund SH CL B (SWZ)

CUSIP: 870875101

Q2 2016 13F Holders as of 30 Jun 2016

Type / Class: Equity / Mutual Fund SH CL B
Shares outstanding: 13,014,040
Total 13F shares: 16,047,046
Share change: +287,978
Total reported value: $166,078,530
Price per share: $10.35
Number of holders: 58
Value change: +$2,995,442
Number of buys: 28
Number of sells: 17

Quarterly Holders Quick Answers

What is CUSIP 870875101?
CUSIP 870875101 identifies SWZ - Total Return Securities Fund - Mutual Fund SH CL B in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q3 2016
Previous quarter: Q1 2016

Recent filing periods for CUSIP 870875101:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of SWZ - Total Return Securities Fund - Mutual Fund SH CL B (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
WELLS FARGO & COMPANY/MN	13F	Company	30%	3,899,300	$39,695,000	—	31 Mar 2016	13F
1607 Capital Partners, LLC	13F	Company	29%	3,790,901	$38,591,000	—	31 Mar 2016	13F
LAZARD ASSET MANAGEMENT LLC	13F	Company	25%	3,285,059	$33,441,000	—	31 Mar 2016	13F
Karpus Management, Inc.	13F	Company	14%	1,781,020	$18,131,000	—	31 Mar 2016	13F
Bulldog Investors, LLP	13F	Company	6.5%	840,092	$8,527,000	—	31 Mar 2016	13F
Gramercy Funds Management LLC	13F	Company	3.2%	417,837	$4,254,000	—	31 Mar 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	1.4%	184,365	$1,877,000	—	31 Mar 2016	13F
Commonwealth Equity Services, Inc	13F	Company	0.99%	128,691	$1,310,000	—	31 Mar 2016	13F
Cutler Capital Management, LLC	13F	Company	0.92%	119,820	$1,219,000	—	31 Mar 2016	13F
JOHN G ULLMAN & ASSOCIATES INC	13F	Company	0.91%	118,690	$1,208,000	—	31 Mar 2016	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.81%	105,534	$1,074,000	—	31 Mar 2016	13F
ROYAL BANK OF CANADA	13F	Company	0.7%	91,399	$930,000	—	31 Mar 2016	13F
CSS LLC/IL	13F	Company	0.56%	73,399	$747,000	—	31 Mar 2016	13F
SII INVESTMENTS INC/WI	13F	Company	0.52%	67,519	$689,000	—	31 Mar 2016	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.5%	64,631	$658,000	—	31 Mar 2016	13F
CITIGROUP INC	13F	Company	0.4%	52,000	$530,000	—	31 Mar 2016	13F
CORNERSTONE ADVISORS INC	13F	Company	0.37%	48,225	$491,000	—	31 Mar 2016	13F
GAM Holding AG	13F	Company	0.37%	47,567	$484,000	—	31 Mar 2016	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.36%	46,207	$470,000	—	31 Mar 2016	13F
AMICA MUTUAL INSURANCE CO	13F	Company	0.35%	45,688	$465,000	—	31 Mar 2016	13F
Peak Asset Management, LLC	13F	Company	0.32%	41,459	$422,000	—	31 Mar 2016	13F
MORGAN STANLEY	13F	Company	0.31%	40,562	$413,000	—	31 Mar 2016	13F
Ionic Capital Management LLC	13F	Company	0.26%	34,006	$346,000	—	31 Mar 2016	13F
AQR Arbitrage LLC	13F	Company	0.25%	32,434	$330,000	—	31 Mar 2016	13F
J.P. Morgan Private Wealth Advisors LLC	13F	Company	0.24%	31,818	$324,000	—	31 Mar 2016	13F
AMICA PENSION FUND BOARD OF TRUSTEES	13F	Company	0.24%	30,990	$315,000	—	31 Mar 2016	13F
MERIDIAN INVESTMENT COUNSEL INC.	13F	Company	0.23%	29,935	$305,000	—	31 Mar 2016	13F
DOLIVER ADVISORS, LP	13F	Company	0.2%	26,489	$270,000	—	31 Mar 2016	13F
BROWN BROTHERS HARRIMAN & CO	13F	Company	0.19%	24,947	$254,000	—	31 Mar 2016	13F
TFS CAPITAL LLC	13F	Company	0.15%	20,011	$204,000	—	31 Mar 2016	13F
Ancora Advisors LLC	13F	Company	0.13%	17,432	$177,000	—	31 Mar 2016	13F
CMT TRADING LLC	13F	Company	0.12%	16,200	$164,000	—	31 Mar 2016	13F
Smith Salley Wealth Management	13F	Company	0.12%	15,803	$161,000	—	31 Mar 2016	13F
TOCQUEVILLE ASSET MANAGEMENT L.P.	13F	Company	0.12%	15,576	$159,000	—	31 Mar 2016	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.12%	14,976	$152,000	—	31 Mar 2016	13F
LPL Financial LLC	13F	Company	0.11%	14,802	$148,000	—	31 Mar 2016	13F
Curi Capital, LLC	13F	Company	0.1%	13,644	$139,000	—	31 Mar 2016	13F
UBS Group AG	13F	Company	0.1%	13,223	$135,000	—	31 Mar 2016	13F
SOL Capital Management CO	13F	Company	0.1%	12,501	$127,000	—	31 Mar 2016	13F
NORTHERN TRUST CORP	13F	Company	0.09%	12,269	$125,000	—	31 Mar 2016	13F
Wilmington Savings Fund Society, FSB	13F	Company	0.09%	11,771	$120,000	—	31 Mar 2016	13F
TRUIST FINANCIAL CORP	13F	Company	0.08%	10,929	$111,000	—	31 Mar 2016	13F
Kelman-Lazarov, Inc.	13F	Company	0.08%	10,387	$105,000	—	31 Mar 2016	13F
FineMark National Bank & Trust	13F	Company	0.08%	10,028	$102,000	—	31 Mar 2016	13F
Amica Retiree Medical Trust	13F	Company	0.04%	4,874	$50,000	—	31 Mar 2016	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0.04%	4,752	$48,000	—	31 Mar 2016	13F
BLACKROCK ADVISORS LLC	13F	Company	0.02%	3,239	$33,000	—	31 Mar 2016	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.02%	2,316	$24,000	—	31 Mar 2016	13F
JPMORGAN CHASE & CO	13F	Company	0.01%	1,729	$18,000	—	31 Mar 2016	13F
MUFG Americas Holdings Corp	13F	Company	0.01%	1,594	$16,000	—	31 Mar 2016	13F

Institutional Holders of Total Return Securities Fund - Mutual Fund SH CL B (SWZ) as of Q2 2016

As of 30 Jun 2016, Total Return Securities Fund - Mutual Fund SH CL B (SWZ) was held by 58 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 16,047,046 shares. The largest 10 holders included WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, LAZARD ASSET MANAGEMENT LLC, Karpus Management, Inc., Bulldog Investors, LLC, Gramercy Funds Management LLC, BANK OF AMERICA CORP /DE/, CITIGROUP INC, Commonwealth Equity Services, Inc, and JOHN G ULLMAN & ASSOCIATES INC. This page lists 58 institutional shareholders reporting positions in this security for the Q2 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2016 vs Q1 2016 Across Filers

Q1 2016 holders

Q2 2016 holders

Holder diff

-2

Investor	Q1 2016 Shares	Q2 2016 Shares	Share Diff	Share Chg %	Q1 2016 Value $	Q2 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.