What does CUSIP 870875101 represent in this 13F holders report?

CUSIP 870875101 is the security identifier for SWZ - Total Return Securities Fund - Mutual Fund SH CL B used to aggregate holder disclosures.

How many institutions held SWZ - Total Return Securities Fund - Mutual Fund SH CL B in Q3 2015?

49 institutional investors reported SWZ - Total Return Securities Fund - Mutual Fund SH CL B for Q3 2015. Use the holders table for investor-level position and value details.

Total Return Securities Fund - Mutual Fund SH CL B (SWZ)

CUSIP: 870875101

Q3 2015 13F Holders as of 30 Sep 2015

Type / Class: Equity / Mutual Fund SH CL B
Shares outstanding: 13,014,040
Total 13F shares: 15,088,088
Share change: +283,743
Total reported value: $163,853,000
Price per share: $10.86
Number of holders: 49
Value change: +$2,971,474
Number of buys: 31
Number of sells: 13

Security key

870875101

Report period

Q3 2015

Institutions

Top holders

SWZ full security history Ownership snapshot Full 13F holder table Newer quarter: Q4 2015 Previous quarter: Q2 2015 Total Return Securities Fund SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 870875101

Newer quarter: Q4 2015 Previous quarter: Q2 2015

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of SWZ - Total Return Securities Fund - Mutual Fund SH CL B (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

1607 Capital Partners, LLC

13D/G signal

—

Evidence rows

Latest as of

30 Jun 2015

13F Lead comparable stake: 28% Showing first 8 of 50 holder rows. Open remaining rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
1607 Capital Partners, LLC	13F Company 13F	28%	$42,424,000 3,625,953 shares	—	30 Jun 2015
LAZARD ASSET MANAGEMENT LLC	13F Company 13F	27%	$41,331,000 3,532,601 shares	—	30 Jun 2015
WELLS FARGO & COMPANY/MN	13F Company 13F	23%	$34,427,000 2,942,517 shares	—	30 Jun 2015
Karpus Management, Inc.	13F Company 13F	13%	$20,234,000 1,729,388 shares	—	30 Jun 2015
Bulldog Investors, LLP	13F Company 13F	7.4%	$11,197,000 956,969 shares	—	30 Jun 2015
Gramercy Funds Management LLC	13F Company 13F	3%	$4,632,000 395,934 shares	—	30 Jun 2015
CORNERSTONE ADVISORS INC	13F Company 13F	2%	$3,096,000 264,648 shares	—	30 Jun 2015
BANK OF AMERICA CORP /DE/	13F Company 13F	0.88%	$1,332,000 113,913 shares	—	30 Jun 2015

Show 42 additional holder rows in the full holder list

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Cutler Capital Management, LLC	13F Company 13F	0.83%	$1,226,000 108,273 shares	—	30 Jun 2015
Weiss Asset Management LP	13F Company 13F	0.77%	$1,170,000 100,005 shares	—	30 Jun 2015
PNC FINANCIAL SERVICES GROUP, INC.	13F Company 13F	0.75%	$1,142,000 97,654 shares	—	30 Jun 2015
ROYAL BANK OF CANADA	13F Company 13F	0.68%	$1,034,000 88,301 shares	—	30 Jun 2015
MORGAN STANLEY	13F Company 13F	0.65%	$993,000 84,805 shares	—	30 Jun 2015
CSS LLC/IL	13F Company 13F	0.55%	$840,000 71,765 shares	—	30 Jun 2015
SII INVESTMENTS INC/WI	13F Company 13F	0.46%	$703,000 60,303 shares	—	30 Jun 2015
Shaker Financial Services, LLC	13F Company 13F	0.37%	$568,000 48,535 shares	—	30 Jun 2015
Commonwealth Equity Services, Inc	13F Company 13F	0.37%	$560,000 47,875 shares	—	30 Jun 2015
RAYMOND JAMES & ASSOCIATES	13F Company 13F	0.36%	$551,000 47,085 shares	—	30 Jun 2015
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F Company 13F	0.34%	$512,000 43,800 shares	—	30 Jun 2015
Peak Asset Management, LLC	13F Company 13F	0.27%	$415,000 35,500 shares	—	30 Jun 2015
AQR Arbitrage LLC	13F Company 13F	0.26%	$402,000 34,393 shares	—	30 Jun 2015
MERIDIAN INVESTMENT COUNSEL INC.	13F Company 13F	0.26%	$397,000 33,926 shares	—	30 Jun 2015
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F Company 13F	0.23%	$350,000 29,933 shares	—	30 Jun 2015
SHUFRO ROSE & CO LLC	13F Company 13F	0.21%	$315,000 26,960 shares	—	30 Jun 2015
Ionic Capital Management LLC	13F Company 13F	0.21%	$314,000 26,832 shares	—	30 Jun 2015
JOHN G ULLMAN & ASSOCIATES INC	13F Company 13F	0.2%	$298,000 25,475 shares	—	30 Jun 2015
GUGGENHEIM CAPITAL LLC	13F Company 13F	0.19%	$286,000 24,439 shares	—	30 Jun 2015
TOCQUEVILLE ASSET MANAGEMENT L.P.	13F Company 13F	0.17%	$257,000 21,936 shares	—	30 Jun 2015
DOLIVER ADVISORS, LP	13F Company 13F	0.15%	$234,000 19,982 shares	—	30 Jun 2015
BROWN BROTHERS HARRIMAN & CO	13F Company 13F	0.15%	$233,000 19,947 shares	—	30 Jun 2015
Ancora Advisors LLC	13F Company 13F	0.13%	$204,000 17,432 shares	—	30 Jun 2015
Smith Salley Wealth Management	13F Company 13F	0.11%	$171,000 14,640 shares	—	30 Jun 2015
UBS Group AG	13F Company 13F	0.1%	$159,000 13,545 shares	—	30 Jun 2015
ATHERTON LANE ADVISERS, LLC	13F Company 13F	0.1%	$157,000 13,420 shares	—	30 Jun 2015
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F Company 13F	0.1%	$147,000 12,552 shares	—	30 Jun 2015
SOL Capital Management CO	13F Company 13F	0.09%	$143,000 12,227 shares	—	30 Jun 2015
ADVISOR PARTNERS LLC	13F Company 13F	0.09%	$139,000 12,059 shares	—	30 Jun 2015
Wilmington Savings Fund Society, FSB	13F Company 13F	0.09%	$138,000 11,771 shares	—	30 Jun 2015
TRUIST FINANCIAL CORP	13F Company 13F	0.08%	$120,000 10,218 shares	—	30 Jun 2015
J.P. Morgan Private Wealth Advisors LLC	13F Company 13F	0.08%	$117,000 10,000 shares	—	30 Jun 2015
BLACKROCK ADVISORS LLC	13F Company 13F	0.04%	$59,000 5,000 shares	—	30 Jun 2015
CITIGROUP INC	13F Company 13F	0.03%	$49,000 4,220 shares	—	30 Jun 2015
WOLVERINE ASSET MANAGEMENT LLC	13F Company 13F	0.03%	$46,000 3,974 shares	—	30 Jun 2015
Thomas J. Herzfeld Advisors, Inc.	13F Company 13F	0.02%	$26,000 2,316 shares	—	30 Jun 2015
Community Financial Services Group, LLC	13F Company 13F	0.01%	$19,000 1,640 shares	—	30 Jun 2015
MUFG Americas Holdings Corp	13F Company 13F	0.01%	$17,000 1,491 shares	—	30 Jun 2015
US BANCORP \DE\	13F Company 13F	0.01%	$11,000 972 shares	—	30 Jun 2015
North Star Investment Management Corp.	13F Company 13F	0.01%	$8,000 680 shares	—	30 Jun 2015
Commonwealth Financial Services, LLC	13F Company 13F	0%	$3,000 265 shares	—	30 Jun 2015
Bartlett & Co. LLC	13F Company 13F	0%	$3,000 250 shares	—	30 Jun 2015

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2015

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

15,088,088

Rows loaded

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q3 2015 vs Q2 2015 Across Filers

Q2 2015 holders

Q3 2015 holders

Holder diff

-1

Investor	Q2 2015 Shares	Q3 2015 Shares	Share Diff	Share Chg %	Q2 2015 value	Q3 2015 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend