What does CUSIP 870875101 represent in this 13F holders report?

CUSIP 870875101 is the security identifier for SWZ - Total Return Securities Fund - Mutual Fund SH CL B used to aggregate holder disclosures.

How many institutions held SWZ - Total Return Securities Fund - Mutual Fund SH CL B in Q2 2015?

50 institutional investors reported SWZ - Total Return Securities Fund - Mutual Fund SH CL B for Q2 2015. Use the holders table for investor-level position and value details.

Total Return Securities Fund - Mutual Fund SH CL B (SWZ)

CUSIP: 870875101

Q2 2015 13F Holders as of 30 Jun 2015

Type / Class: Equity / Mutual Fund SH CL B
Shares outstanding: 13,014,040
Total 13F shares: 14,808,319
Share change: +625,771
Total reported value: $173,209,000
Price per share: $11.70
Number of holders: 50
Value change: +$7,320,823
Number of buys: 20
Number of sells: 17

Quarterly Holders Quick Answers

What is CUSIP 870875101?
CUSIP 870875101 identifies SWZ - Total Return Securities Fund - Mutual Fund SH CL B in SEC institutional holdings data.

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Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q3 2015
Previous quarter: Q1 2015

Recent filing periods for CUSIP 870875101:

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Top shareholders of SWZ - Total Return Securities Fund - Mutual Fund SH CL B (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
1607 Capital Partners, LLC	13F	Company	27%	3,573,149	$41,234,000	—	31 Mar 2015	13F
LAZARD ASSET MANAGEMENT LLC	13F	Company	26%	3,436,001	$39,651,000	—	31 Mar 2015	13F
WELLS FARGO & COMPANY/MN	13F	Company	21%	2,703,081	$31,193,000	—	31 Mar 2015	13F
Karpus Management, Inc.	13F	Company	12%	1,560,465	$18,008,000	—	31 Mar 2015	13F
Bulldog Investors, LLP	13F	Company	7.6%	983,198	$11,346,000	—	31 Mar 2015	13F
Gramercy Funds Management LLC	13F	Company	2.1%	269,141	$3,106,000	—	31 Mar 2015	13F
CORNERSTONE ADVISORS INC	13F	Company	1.8%	237,708	$2,743,000	—	31 Mar 2015	13F
Weiss Asset Management LP	13F	Company	1.7%	225,911	$2,607,000	—	31 Mar 2015	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	1.5%	193,355	$2,231,000	—	31 Mar 2015	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.92%	119,945	$1,384,000	—	31 Mar 2015	13F
MORGAN STANLEY	13F	Company	0.88%	114,009	$1,315,000	—	31 Mar 2015	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.75%	97,654	$1,127,000	—	31 Mar 2015	13F
ROYAL BANK OF CANADA	13F	Company	0.68%	88,333	$1,019,000	—	31 Mar 2015	13F
CSS LLC/IL	13F	Company	0.55%	71,765	$828,000	—	31 Mar 2015	13F
Cutler Capital Management, LLC	13F	Company	0.53%	69,091	$797,000	—	31 Mar 2015	13F
DOLIVER ADVISORS, LP	13F	Company	0.48%	62,895	$726,000	—	31 Mar 2015	13F
SII INVESTMENTS INC/WI	13F	Company	0.38%	49,453	$569,000	—	31 Mar 2015	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.37%	47,846	$552,000	—	31 Mar 2015	13F
BNP PARIBAS FINANCIAL MARKETS	13F	Company	0.32%	42,161	$486,538	—	31 Mar 2015	13F
MERIDIAN INVESTMENT COUNSEL INC.	13F	Company	0.26%	33,926	$392,000	—	31 Mar 2015	13F
Shaker Financial Services, LLC	13F	Company	0.26%	33,335	$385,000	—	31 Mar 2015	13F
AQR Arbitrage LLC	13F	Company	0.23%	30,047	$347,000	—	31 Mar 2015	13F
JOHN G ULLMAN & ASSOCIATES INC	13F	Company	0.22%	28,250	$326,000	—	31 Mar 2015	13F
SHUFRO ROSE & CO LLC	13F	Company	0.22%	28,187	$325,000	—	31 Mar 2015	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.19%	24,129	$278,000	—	31 Mar 2015	13F
TOCQUEVILLE ASSET MANAGEMENT L.P.	13F	Company	0.16%	21,297	$246,000	—	31 Mar 2015	13F
BROWN BROTHERS HARRIMAN & CO	13F	Company	0.15%	19,947	$230,000	—	31 Mar 2015	13F
TFS CAPITAL LLC	13F	Company	0.15%	19,664	$227,000	—	31 Mar 2015	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.13%	16,677	$192,000	—	31 Mar 2015	13F
Peak Asset Management, LLC	13F	Company	0.12%	16,060	$185,000	—	31 Mar 2015	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0.12%	15,052	$173,000	—	31 Mar 2015	13F
ATHERTON LANE ADVISERS, LLC	13F	Company	0.12%	15,030	$173,000	—	31 Mar 2015	13F
Smith Salley Wealth Management	13F	Company	0.11%	14,640	$169,000	—	31 Mar 2015	13F
SOL Capital Management CO	13F	Company	0.09%	12,227	$141,000	—	31 Mar 2015	13F
ADVISOR PARTNERS LLC	13F	Company	0.09%	12,059	$139,000	—	31 Mar 2015	13F
Wilmington Savings Fund Society, FSB	13F	Company	0.09%	11,771	$136,000	—	31 Mar 2015	13F
UBS Group AG	13F	Company	0.09%	11,443	$132,000	—	31 Mar 2015	13F
TRUIST FINANCIAL CORP	13F	Company	0.09%	11,078	$128,000	—	31 Mar 2015	13F
J.P. Morgan Private Wealth Advisors LLC	13F	Company	0.08%	10,000	$115,000	—	31 Mar 2015	13F
CITIGROUP INC	13F	Company	0.04%	5,218	$61,000	—	31 Mar 2015	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.02%	2,316	$27,000	—	31 Mar 2015	13F
Community Financial Services Group, LLC	13F	Company	0.01%	1,640	$19,000	—	31 Mar 2015	13F
MUFG Americas Holdings Corp	13F	Company	0.01%	1,491	$17,000	—	31 Mar 2015	13F
Creative Planning	13F	Company	0.01%	988	$11,000	—	31 Mar 2015	13F
US BANCORP \DE\	13F	Company	0.01%	972	$11,000	—	31 Mar 2015	13F
North Star Investment Management Corp.	13F	Company	0.01%	680	$8,000	—	31 Mar 2015	13F
Commonwealth Financial Services, LLC	13F	Company	0%	265	$3,000	—	31 Mar 2015	13F
Bartlett & Co. LLC	13F	Company	0%	250	$3,000	—	31 Mar 2015	13F
Tower Research Capital LLC (TRC)	13F	Company	0%	63	$1,000	—	31 Mar 2015	13F

Institutional Holders of Total Return Securities Fund - Mutual Fund SH CL B (SWZ) as of Q2 2015

As of 30 Jun 2015, Total Return Securities Fund - Mutual Fund SH CL B (SWZ) was held by 50 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 14,808,319 shares. The largest 10 holders included 1607 Capital Partners, LLC, LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, Karpus Management, Inc., Bulldog Investors, LLC, Gramercy Funds Management LLC, CORNERSTONE ADVISORS INC, BANK OF AMERICA CORP /DE/, Cutler Capital Management, LLC, and Weiss Asset Management LP. This page lists 50 institutional shareholders reporting positions in this security for the Q2 2015 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2015 vs Q1 2015 Across Filers

Q1 2015 holders

Q2 2015 holders

Holder diff

Investor	Q1 2015 Shares	Q2 2015 Shares	Share Diff	Share Chg %	Q1 2015 Value $	Q2 2015 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.