Q1 2014 13F Holders as of 31 Mar 2014
-
Type / Class
-
Equity / Closed End Fund
-
Shares outstanding
-
16,973,930
-
Number of holders
-
52
-
Total 13F shares, excl. options
-
13,220,699
-
Shares change
-
-3,462,918
-
Total reported value, excl. options
-
$190,114,752
-
Value change
-
-$49,663,079
-
Number of buys
-
28
-
Number of sells
-
23
-
Price
-
$14.38
Institutional Holders of Total Return Securities Fund - Closed End Fund (SWZ) as of Q1 2014
As of 31 Mar 2014 Total Return Securities Fund - Closed End Fund (SWZ) had 52 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 13,220,699 shares of stock of the company.
Largest 10 holders included LAZARD ASSET MANAGEMENT LLC, 1607 Capital Partners, LLC, Bulldog Investors, LLC, WELLS FARGO & COMPANY/MN, Karpus Management, Inc., Grantham, Mayo, Van Otterloo & Co. LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, JPMORGAN CHASE & CO, Cutter & CO Brokerage, Inc., and BANK OF AMERICA CORP /DE/.
This table shows 52 institutional shareholders of the security as of 31 Mar 2014.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.