Total Return Securities Fund - Mutual Fund SH CL B (SWZ)

CUSIP: 870875101

Q1 2014 13F Holders as of 31 Mar 2014

Security identity
Security type / class
Equity / Mutual Fund SH CL B
Shares outstanding
13,014,040
Holder snapshot
Total 13F shares
13,220,699
Share change
-3,462,918
Total reported value
$190,114,752
Reported price per share
$14.38
Number of holders
52
Value change
-$49,663,079
Number of buys
28
Number of sells
23

Security key

870875101

Report period

Q1 2014

Institutions

52

Top holders

10

SWZ full security history Ownership snapshot Full 13F holder table Newer quarter: Q2 2014 Previous quarter: Q4 2013 Total Return Securities Fund SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of SWZ - Total Return Securities Fund - Mutual Fund SH CL B (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
LAZARD ASSET MANAGEMENT LLC
13D/G signal
—
Evidence rows
15
Latest as of
31 Dec 2013
13F Lead comparable stake: 44% Showing 1-6 of 15 holder rows.
Holder Evidence Ownership % Position 12M Net Δ As of
LAZARD ASSET MANAGEMENT LLC
13F
Company
13F
44%
$79,732,000
5,715,558 shares
 — 31 Dec 2013
1607 Capital Partners, LLC
13F
Company
13F
34%
$61,870,000
4,435,128 shares
 — 31 Dec 2013
WELLS FARGO & COMPANY/MN
13F
Company
13F
13%
$24,415,000
1,750,207 shares
 — 31 Dec 2013
Bulldog Investors, LLP
13F
Company
13F
13%
$23,382,000
1,676,153 shares
 — 31 Dec 2013
Karpus Management, Inc.
13F
Company
13F
9.5%
$17,255,000
1,236,914 shares
 — 31 Dec 2013
Grantham, Mayo, Van Otterloo & Co. LLC
13F
Company
13F
2.8%
$5,140,000
368,429 shares
 — 31 Dec 2013
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2014

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
52
Shares
13,220,699
Rows available
52
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders
49
Q1 2014 holders
52
Holder diff
3
Investor Q4 2013 Shares Q1 2014 Shares Share Diff Share Chg % Q4 2013 value Q1 2014 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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