SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)
CUSIP: 85208J109
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / Common Stock, $0.001 par value per share
- Shares outstanding
- 29,899,122
- Total 13F shares
- 5,752,276
- Share change
- -366,504
- Total reported value
- $44,807,000
- Price per share
- $7.79
- Number of holders
- 33
- Value change
- -$2,944,271
- Number of buys
- 15
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 85208J109?
CUSIP 85208J109 identifies FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 85208J109:
Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
4.5%
|
1,330,896
|
$10,541,000 | — | 31 Dec 2017 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
3.5%
|
1,061,009
|
$8,414,000 | — | 31 Dec 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.8%
|
835,831
|
$6,620,000 | — | 31 Dec 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
2.3%
|
701,143
|
$5,557,000 | — | 31 Dec 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.6%
|
467,030
|
$3,699,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.72%
|
215,258
|
$1,705,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.65%
|
194,885
|
$1,543,000 | — | 31 Dec 2017 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.57%
|
169,941
|
$1,347,000 | — | 31 Dec 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.54%
|
161,383
|
$1,278,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.51%
|
151,226
|
$1,198,000 | — | 31 Dec 2017 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.41%
|
121,551
|
$962,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.37%
|
109,518
|
$868,000 | — | 31 Dec 2017 | |
| BRINKER CAPITAL INC |
13F
|
Company |
0.36%
|
106,645
|
$845,000 | — | 31 Dec 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
79,557
|
$630,000 | — | 31 Dec 2017 | |
| SPROTT INC. |
13F
|
Company |
0.19%
|
57,779
|
$457,000 | — | 31 Dec 2017 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.17%
|
51,735
|
$410,000 | — | 31 Dec 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.17%
|
50,276
|
$398,000 | — | 31 Dec 2017 | |
| Matisse Capital |
13F
|
Company |
0.16%
|
48,373
|
$383,000 | — | 31 Dec 2017 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.14%
|
40,759
|
$322,000 | — | 31 Dec 2017 | |
| Valeo Financial Advisors, LLC |
13F
|
Company |
0.13%
|
39,250
|
$311,000 | — | 31 Dec 2017 | |
| 6 Meridian |
13F
|
Company |
0.09%
|
25,848
|
$205,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
0.08%
|
24,613
|
$195,000 | — | 31 Dec 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.08%
|
22,977
|
$182,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.07%
|
22,096
|
$175,000 | — | 31 Dec 2017 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
21,693
|
$172,000 | — | 31 Dec 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.07%
|
20,848
|
$165,000 | — | 31 Dec 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.06%
|
18,869
|
$150,000 | — | 31 Dec 2017 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.06%
|
18,252
|
$145,000 | — | 31 Dec 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.06%
|
16,578
|
$132,000 | — | 31 Dec 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
12,265
|
$97,000 | — | 31 Dec 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.04%
|
11,990
|
$95,000 | — | 31 Dec 2017 | |
| Parallel Advisors, LLC |
13F
|
Company |
0.02%
|
6,625
|
$52,000 | — | 31 Dec 2017 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
1,065
|
$8,000 | — | 31 Dec 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
935
|
$7,000 | — | 31 Dec 2017 | |
| HUNTINGTON NATIONAL BANK |
13F
|
Company |
0%
|
896
|
$7,000 | — | 31 Dec 2017 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0%
|
435
|
$3,000 | — | 31 Dec 2017 |
Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q1 2018
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.