SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)

CUSIP: 85208J109

Q2 2018 13F Holders as of 30 Jun 2018

Type / Class
Equity / Common Stock, $0.001 par value per share
Shares outstanding
29,899,122
Total 13F shares
5,304,931
Share change
-447,345
Total reported value
$41,471,000
Price per share
$7.82
Number of holders
33
Value change
-$3,488,400
Number of buys
13
Number of sells
17

Quarterly Holders Quick Answers

What is CUSIP 85208J109?
CUSIP 85208J109 identifies FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in SEC institutional holdings data.

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Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
3.9%
1,164,832
$9,074,000 31 Mar 2018
13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13F
Company
3.4%
1,011,678
$7,886,000 31 Mar 2018
13F
1607 Capital Partners, LLC
13F
Company
3.2%
946,107
$7,370,000 31 Mar 2018
13F
WELLS FARGO & COMPANY/MN
13F
Company
2.2%
668,603
$5,208,000 31 Mar 2018
13F
STIFEL FINANCIAL CORP
13F
Company
1.8%
546,275
$4,249,000 31 Mar 2018
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.72%
213,795
$1,665,000 31 Mar 2018
13F
MORGAN STANLEY
13F
Company
0.69%
205,877
$1,604,000 31 Mar 2018
13F
First Allied Advisory Services, Inc.
13F
Company
0.55%
163,963
$1,278,000 31 Mar 2018
13F
UBS Group AG
13F
Company
0.38%
112,397
$876,000 31 Mar 2018
13F
BRINKER CAPITAL INC
13F
Company
0.34%
102,324
$797,000 31 Mar 2018
13F
ROYAL BANK OF CANADA
13F
Company
0.31%
91,978
$716,000 31 Mar 2018
13F
Cardan Capital Partners, LLC
13F
Company
0.21%
61,794
$481,000 31 Mar 2018
13F
SPROTT INC.
13F
Company
0.18%
52,555
$409,000 31 Mar 2018
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
0.15%
44,491
$347,000 31 Mar 2018
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
class O/S missing
44,010
$342,000 31 Mar 2018
13F
CORNERSTONE ADVISORS INC
13F
Company
0.14%
43,121
$336,000 31 Mar 2018
13F
Valeo Financial Advisors, LLC
13F
Company
0.13%
39,250
$306,000 31 Mar 2018
13F
Institute for Wealth Management, LLC.
13F
Company
0.12%
35,544
$274,000 31 Mar 2018
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
0.1%
30,135
$235,000 31 Mar 2018
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
0.08%
24,792
$193,000 31 Mar 2018
13F
Point View Wealth Management, Inc.
13F
Company
class O/S missing
21,693
$169,000 31 Mar 2018
13F
Invesco Ltd.
13F
Company
0.07%
21,503
$168,000 31 Mar 2018
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
0.07%
20,848
$162,000 31 Mar 2018
13F
Matisse Capital
13F
Company
0.07%
20,000
$156,000 31 Mar 2018
13F
HighTower Advisors, LLC
13F
Company
0.06%
18,869
$147,000 31 Mar 2018
13F
ROTHSCHILD INVESTMENT LLC /IL
13F
Company
0.06%
18,545
$144,000 31 Mar 2018
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
0.06%
16,578
$130,000 31 Mar 2018
13F
DOLIVER ADVISORS, LP
13F
Company
0.05%
13,854
$108,000 31 Mar 2018
13F
Parallel Advisors, LLC
13F
Company
0.02%
6,625
$52,000 31 Mar 2018
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
0%
1,465
$11,000 31 Mar 2018
13F
WHITTIER TRUST CO
13F
Company
0%
1,099
$9,000 31 Mar 2018
13F
Oak Grove Capital LLC
13F
Company
0%
1,028
$8,000 31 Mar 2018
13F
HUNTINGTON NATIONAL BANK
13F
Company
0%
896
$7,000 31 Mar 2018
13F
DUBUQUE BANK & TRUST CO
13F
Company
0%
528
$4,000 31 Mar 2018
13F

Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q2 2018

As of 30 Jun 2018, SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) was held by 33 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,304,931 shares. The largest 10 holders included 1607 Capital Partners, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, WELLS FARGO & COMPANY/MN, STIFEL FINANCIAL CORP, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, First Allied Advisory Services, Inc., BRINKER CAPITAL INC, and UBS Group AG. This page lists 33 institutional shareholders reporting positions in this security for the Q2 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q2 2018 vs Q1 2018 Across Filers

Q1 2018 holders
33
Q2 2018 holders
33
Holder diff
0
Investor Q1 2018 Shares Q2 2018 Shares Share Diff Share Chg % Q1 2018 Value $ Q2 2018 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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