SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)
CUSIP: 85208J109
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common Stock, $0.001 par value per share
- Shares outstanding
- 29,899,122
- Total 13F shares
- 6,118,780
- Share change
- +423,215
- Total reported value
- $48,476,000
- Price per share
- $7.92
- Number of holders
- 34
- Value change
- +$3,363,385
- Number of buys
- 19
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 85208J109?
CUSIP 85208J109 identifies FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 85208J109:
Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
4.3%
|
1,293,758
|
$10,027,000 | — | 30 Sep 2017 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
2.9%
|
856,165
|
$6,618,000 | — | 30 Sep 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.8%
|
834,931
|
$6,454,000 | — | 30 Sep 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
2.6%
|
762,789
|
$5,891,000 | — | 30 Sep 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1%
|
310,029
|
$2,397,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.93%
|
278,545
|
$2,153,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.52%
|
154,502
|
$1,194,000 | — | 30 Sep 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.5%
|
149,834
|
$1,158,000 | — | 30 Sep 2017 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.5%
|
149,280
|
$1,149,000 | — | 30 Sep 2017 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.48%
|
144,569
|
$1,117,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.42%
|
126,685
|
$979,000 | — | 30 Sep 2017 | |
| BRINKER CAPITAL INC |
13F
|
Company |
0.37%
|
110,685
|
$856,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.36%
|
108,980
|
$843,000 | — | 30 Sep 2017 | |
| SPROTT INC. |
13F
|
Company |
0.21%
|
61,454
|
$475,000 | — | 30 Sep 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.17%
|
49,836
|
$385,000 | — | 30 Sep 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
45,626
|
$353,000 | — | 30 Sep 2017 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.12%
|
35,584
|
$275,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
28,037
|
$217,000 | — | 30 Sep 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.09%
|
28,038
|
$216,000 | — | 30 Sep 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.09%
|
25,745
|
$199,000 | — | 30 Sep 2017 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
21,693
|
$168,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.07%
|
20,806
|
$161,000 | — | 30 Sep 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.06%
|
18,869
|
$146,000 | — | 30 Sep 2017 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.06%
|
17,753
|
$137,000 | — | 30 Sep 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.06%
|
16,578
|
$128,000 | — | 30 Sep 2017 | |
| Matisse Capital |
13F
|
Company |
0.04%
|
12,830
|
$99,000 | — | 30 Sep 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.04%
|
11,191
|
$87,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.04%
|
11,121
|
$86,000 | — | 30 Sep 2017 | |
| Parallel Advisors, LLC |
13F
|
Company |
0.02%
|
6,625
|
$52,000 | — | 30 Sep 2017 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
1,065
|
$8,000 | — | 30 Sep 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
935
|
$7,000 | — | 30 Sep 2017 | |
| HUNTINGTON NATIONAL BANK |
13F
|
Company |
0%
|
896
|
$7,000 | — | 30 Sep 2017 | |
| Valeo Financial Advisors, LLC |
13F
|
Company |
0%
|
700
|
$5,000 | — | 30 Sep 2017 |
Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q4 2017
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.