SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)
CUSIP: 85208J109
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Stock, $0.001 par value per share
- Shares outstanding
- 29,899,122
- Total 13F shares
- 5,680,908
- Share change
- +522,475
- Total reported value
- $43,929,000
- Price per share
- $7.73
- Number of holders
- 32
- Value change
- +$4,081,059
- Number of buys
- 19
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 85208J109?
CUSIP 85208J109 identifies FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 85208J109:
Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
4.2%
|
1,269,066
|
$9,353,000 | — | 30 Jun 2017 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
2.6%
|
785,142
|
$5,790,000 | — | 30 Jun 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
2.6%
|
777,096
|
$5,729,000 | — | 30 Jun 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.3%
|
698,083
|
$5,145,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.95%
|
284,899
|
$2,100,000 | — | 30 Jun 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.64%
|
190,370
|
$1,403,000 | — | 30 Jun 2017 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.52%
|
155,357
|
$1,145,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.43%
|
129,794
|
$957,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.4%
|
120,517
|
$888,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.39%
|
117,542
|
$866,000 | — | 30 Jun 2017 | |
| BRINKER CAPITAL INC |
13F
|
Company |
0.38%
|
113,197
|
$834,000 | — | 30 Jun 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.37%
|
110,420
|
$815,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.19%
|
55,945
|
$412,000 | — | 30 Jun 2017 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.18%
|
55,209
|
$406,000 | — | 30 Jun 2017 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.17%
|
51,550
|
$380,000 | — | 30 Jun 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.16%
|
49,278
|
$363,000 | — | 30 Jun 2017 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.11%
|
33,305
|
$245,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.09%
|
27,180
|
$200,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.07%
|
22,231
|
$164,000 | — | 30 Jun 2017 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
21,693
|
$160,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.07%
|
20,787
|
$153,000 | — | 30 Jun 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
20,370
|
$150,000 | — | 30 Jun 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.06%
|
18,869
|
$139,000 | — | 30 Jun 2017 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.06%
|
17,526
|
$129,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.06%
|
16,578
|
$122,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.05%
|
14,982
|
$110,000 | — | 30 Jun 2017 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.03%
|
10,431
|
$77,000 | — | 30 Jun 2017 | |
| Parallel Advisors, LLC |
13F
|
Company |
0.02%
|
6,625
|
$50,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
2,869
|
$21,000 | — | 30 Jun 2017 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
1,065
|
$8,000 | — | 30 Jun 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
935
|
$7,000 | — | 30 Jun 2017 | |
| HUNTINGTON NATIONAL BANK |
13F
|
Company |
0%
|
885
|
$7,000 | — | 30 Jun 2017 |
Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q3 2017
As of 30 Sep 2017,
SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) was held by
32 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,680,908 shares.
The largest 10 holders included
RIVERNORTH CAPITAL MANAGEMENT, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, 1607 Capital Partners, LLC, STIFEL FINANCIAL CORP, Shaker Financial Services, LLC, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, CORNERSTONE ADVISORS INC, First Allied Advisory Services, Inc., and WOLVERINE ASSET MANAGEMENT LLC.
This page lists
32
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
30
Q3 2017 holders
32
Holder diff
2
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.