How many institutions held FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in Q4 2016?

34 institutional investors reported FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share for Q4 2016. Use the holders table for investor-level position and value details.

SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)

Q: What does CUSIP 85208J109 represent in this 13F holders report?

CUSIP 85208J109 is the security identifier for FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share used to aggregate holder disclosures.

CUSIP: 85208J109

Q4 2016 13F Holders as of 31 Dec 2016

Security type / class: Equity / Common Stock, $0.001 par value per share
Shares outstanding: 29,899,122
Total 13F shares: 4,780,906
Share change: -61,829
Total reported value: $33,187,000
Reported price per share: $6.94
Number of holders: 34
Value change: -$410,867
Number of buys: 17
Number of sells: 20

Security key

85208J109

Report period

Q4 2016

Institutions

Top holders

FUND full security history Ownership snapshot Full 13F holder table Newer quarter: Q1 2017 Previous quarter: Q3 2016 SPROTT FOCUS TRUST INC. SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 85208J109

Newer quarter: Q1 2017 Previous quarter: Q3 2016

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top reported holders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

RIVERNORTH CAPITAL MANAGE...

13D/G signal

—

Evidence rows

Latest as of

30 Sep 2016

13F Lead comparable stake: 4.4% Showing 1-6 of 15 holder rows.

Rank 1 holder

RIVERNORTH CAPITAL MANAGEMENT, LLC

13F

Ownership: 4.4%
Position: $9.12M

13F

Rank 2 holder

STIFEL FINANCIAL CORP

13F

Ownership: 2.7%
Position: $5.52M

13F

Rank 3 holder

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

13F

Ownership: 2.1%
Position: $4.35M

13F

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F Company 13F	4.4%	$9,124,000 1,322,369 shares	—	30 Sep 2016
STIFEL FINANCIAL CORP	13F Company 13F	2.7%	$5,516,000 798,881 shares	—	30 Sep 2016
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F Company 13F	2.1%	$4,351,000 631,909 shares	—	30 Sep 2016
1607 Capital Partners, LLC	13F Company 13F	1.4%	$2,907,000 421,259 shares	—	30 Sep 2016
Matisse Capital	13F Company 13F	0.93%	$1,927,000 279,212 shares	—	30 Sep 2016
BANK OF AMERICA CORP /DE/	13F Company 13F	0.9%	$1,848,000 267,875 shares	—	30 Sep 2016

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

4,780,906

Rows available

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

^* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders

Q4 2016 holders

Holder diff

-2

Investor	Q3 2016 Shares	Q4 2016 Shares	Share Diff	Share Chg %	Q3 2016 value	Q4 2016 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend