How many institutions held FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in Q4 2016?

34 institutional investors reported FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share for Q4 2016. Use the holders table for investor-level position and value details.

SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)

Q: What does CUSIP 85208J109 represent in this 13F holders report?

CUSIP 85208J109 is the security identifier for FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share used to aggregate holder disclosures.

CUSIP: 85208J109

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class: Equity / Common Stock, $0.001 par value per share
Shares outstanding: 29,899,122
Total 13F shares: 4,780,906
Share change: -61,829
Total reported value: $33,187,000
Price per share: $6.94
Number of holders: 34
Value change: -$410,867
Number of buys: 17
Number of sells: 20

Quarterly Holders Quick Answers

What is CUSIP 85208J109?
CUSIP 85208J109 identifies FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

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Back to full security ownership history for the broader multi-quarter picture.
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Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2017
Previous quarter: Q3 2016

Recent filing periods for CUSIP 85208J109:

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Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	4.4%	1,322,369	$9,124,000	—	30 Sep 2016	13F
STIFEL FINANCIAL CORP	13F	Company	2.7%	798,881	$5,516,000	—	30 Sep 2016	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	2.1%	631,909	$4,351,000	—	30 Sep 2016	13F
1607 Capital Partners, LLC	13F	Company	1.4%	421,259	$2,907,000	—	30 Sep 2016	13F
Matisse Capital	13F	Company	0.93%	279,212	$1,927,000	—	30 Sep 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.9%	267,875	$1,848,000	—	30 Sep 2016	13F
BRINKER CAPITAL INC	13F	Company	0.43%	127,106	$877,000	—	30 Sep 2016	13F
First Allied Advisory Services, Inc.	13F	Company	0.42%	126,789	$875,000	—	30 Sep 2016	13F
CORNERSTONE ADVISORS INC	13F	Company	0.35%	104,787	$723,000	—	30 Sep 2016	13F
ROYAL BANK OF CANADA	13F	Company	0.33%	98,186	$678,000	—	30 Sep 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.32%	96,217	$664,000	—	30 Sep 2016	13F
MORGAN STANLEY	13F	Company	0.17%	50,878	$351,000	—	30 Sep 2016	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.17%	50,116	$346,000	—	30 Sep 2016	13F
CITIGROUP INC	13F	Company	0.14%	43,190	$298,000	—	30 Sep 2016	13F
Shaker Financial Services, LLC	13F	Company	0.14%	42,380	$292,000	—	30 Sep 2016	13F
AQR Arbitrage LLC	13F	Company	0.13%	38,154	$263,000	—	30 Sep 2016	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	— class O/S missing	33,618	$232,000	—	30 Sep 2016	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.11%	32,257	$223,000	—	30 Sep 2016	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.1%	30,105	$207,000	—	30 Sep 2016	13F
ROTHSCHILD INVESTMENT LLC /IL	13F	Company	0.08%	24,010	$166,000	—	30 Sep 2016	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.07%	22,414	$155,000	—	30 Sep 2016	13F
Point View Wealth Management, Inc.	13F	Company	— class O/S missing	21,693	$150,000	—	30 Sep 2016	13F
UBS Group AG	13F	Company	0.06%	18,819	$130,000	—	30 Sep 2016	13F
HighTower Advisors, LLC	13F	Company	0.06%	18,222	$126,000	—	30 Sep 2016	13F
Cardan Capital Partners, LLC	13F	Company	0.06%	17,809	$123,000	—	30 Sep 2016	13F
LPL Financial LLC	13F	Company	0.06%	17,489	$119,000	—	30 Sep 2016	13F
HL FINANCIAL SERVICES LLC	13F	Company	0.06%	16,631	$115,000	—	30 Sep 2016	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.06%	16,578	$114,000	—	30 Sep 2016	13F
Commonwealth Equity Services, Inc	13F	Company	0.05%	14,346	$99,000	—	30 Sep 2016	13F
DOLIVER ADVISORS, LP	13F	Company	0.05%	13,808	$95,000	—	30 Sep 2016	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.04%	12,290	$85,000	—	30 Sep 2016	13F
JNBA Financial Advisors	13F	Company	0.02%	5,877	$41,000	—	30 Sep 2016	13F
SIGNATUREFD, LLC	13F	Company	0.02%	5,877	$41,000	—	30 Sep 2016	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.01%	2,858	$20,000	—	30 Sep 2016	13F
MSI Financial Services Inc	13F	Company	0.01%	2,181	$15,000	—	30 Sep 2016	13F
WHITTIER TRUST CO	13F	Company	0%	1,065	$7,000	—	30 Sep 2016	13F
HUNTINGTON NATIONAL BANK	13F	Company	0%	885	$6,000	—	30 Sep 2016	13F

Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q4 2016

As of 31 Dec 2016, SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) was held by 34 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,780,906 shares. The largest 10 holders included RIVERNORTH CAPITAL MANAGEMENT, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, STIFEL FINANCIAL CORP, 1607 Capital Partners, LLC, BANK OF AMERICA CORP /DE/, First Allied Advisory Services, Inc., MORGAN STANLEY, ROYAL BANK OF CANADA, BRINKER CAPITAL INC, and WELLS FARGO & COMPANY/MN. This page lists 34 institutional shareholders reporting positions in this security for the Q4 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders

Q4 2016 holders

Holder diff

-2

Investor	Q3 2016 Shares	Q4 2016 Shares	Share Diff	Share Chg %	Q3 2016 Value $	Q4 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.