SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)
CUSIP: 85208J109
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Common Stock, $0.001 par value per share
- Shares outstanding
- 29,899,122
- Total 13F shares
- 4,793,388
- Share change
- +14,663
- Total reported value
- $35,601,000
- Price per share
- $7.43
- Number of holders
- 31
- Value change
- +$175,244
- Number of buys
- 19
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 85208J109?
CUSIP 85208J109 identifies FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 85208J109:
Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
4.2%
|
1,260,569
|
$8,748,000 | — | 31 Dec 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
3%
|
883,033
|
$6,137,000 | — | 31 Dec 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
2.5%
|
746,557
|
$5,177,000 | — | 31 Dec 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.4%
|
428,123
|
$2,971,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.96%
|
287,405
|
$1,995,000 | — | 31 Dec 2016 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.48%
|
143,934
|
$999,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.44%
|
130,115
|
$904,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.4%
|
120,910
|
$839,000 | — | 31 Dec 2016 | |
| BRINKER CAPITAL INC |
13F
|
Company |
0.39%
|
117,937
|
$818,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.31%
|
94,055
|
$653,000 | — | 31 Dec 2016 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.3%
|
88,668
|
$617,000 | — | 31 Dec 2016 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.24%
|
70,498
|
$489,000 | — | 31 Dec 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.18%
|
53,157
|
$369,000 | — | 31 Dec 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.18%
|
52,944
|
$367,000 | — | 31 Dec 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.16%
|
48,144
|
$334,000 | — | 31 Dec 2016 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.08%
|
23,411
|
$163,000 | — | 31 Dec 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
22,950
|
$160,000 | — | 31 Dec 2016 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
21,693
|
$151,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.07%
|
21,086
|
$146,000 | — | 31 Dec 2016 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.07%
|
21,030
|
$146,000 | — | 31 Dec 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.06%
|
18,869
|
$131,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
0.06%
|
18,518
|
$129,000 | — | 31 Dec 2016 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.06%
|
18,462
|
$128,000 | — | 31 Dec 2016 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.06%
|
18,111
|
$126,000 | — | 31 Dec 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.06%
|
17,005
|
$118,000 | — | 31 Dec 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.06%
|
16,741
|
$116,000 | — | 31 Dec 2016 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.06%
|
16,710
|
$116,000 | — | 31 Dec 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.06%
|
16,578
|
$116,000 | — | 31 Dec 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.05%
|
14,357
|
$100,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.04%
|
12,621
|
$88,000 | — | 31 Dec 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.04%
|
12,456
|
$86,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
2,863
|
$20,000 | — | 31 Dec 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
2,181
|
$15,000 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
1,908
|
$13,000 | — | 31 Dec 2016 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
1,065
|
$7,000 | — | 31 Dec 2016 | |
| HUNTINGTON NATIONAL BANK |
13F
|
Company |
0%
|
885
|
$6,000 | — | 31 Dec 2016 |
Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q1 2017
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.