Q3 2016 13F Holders as of 9/30/2016
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Type / Class
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Equity / Common Stock, $0.001 par value per share
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Shares outstanding
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29.9M
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Number of holders
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36
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Total 13F shares, excl. options
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4.84M
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Shares change
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+94.6K
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Total reported value, excl. options
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$33.4M
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Value change
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+$706K
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Number of buys
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19
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Number of sells
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-17
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Price
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$6.90
Significant Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q3 2016
40 filings reported holding FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share as of Q3 2016.
SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) has 36 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4.84M shares
of 29.9M outstanding shares and own 16.2% of the company stock.
Largest 10 shareholders include RIVERNORTH CAPITAL MANAGEMENT, LLC (1.32M shares), STIFEL FINANCIAL CORP (799K shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (632K shares), 1607 Capital Partners, LLC (421K shares), Deschutes Portfolio Strategy, LLC (279K shares), BANK OF AMERICA CORP /DE/ (268K shares), BRINKER CAPITAL INC (127K shares), First Allied Advisory Services, Inc. (127K shares), CORNERSTONE ADVISORS INC (105K shares), and ROYAL BANK OF CANADA (98.2K shares).
This table shows the top 36 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.