SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)
CUSIP: 85208J109
Q2 2016 13F Holders as of 30 Jun 2016
- Type / Class
- Equity / Common Stock, $0.001 par value per share
- Shares outstanding
- 29,899,122
- Total 13F shares
- 4,817,050
- Share change
- +215,763
- Total reported value
- $30,917,355
- Price per share
- $6.42
- Number of holders
- 38
- Value change
- +$1,615,784
- Number of buys
- 18
- Number of sells
- 24
Quarterly Holders Quick Answers
What is CUSIP 85208J109?
CUSIP 85208J109 identifies FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 85208J109:
Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
3.3%
|
986,685
|
$6,009,000 | — | 31 Mar 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.5%
|
451,307
|
$2,755,000 | — | 31 Mar 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.5%
|
450,259
|
$2,742,000 | — | 31 Mar 2016 | |
| Matisse Capital |
13F
|
Company |
1.4%
|
411,991
|
$2,509,000 | — | 31 Mar 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.1%
|
342,251
|
$2,084,000 | — | 31 Mar 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.69%
|
206,444
|
$1,257,000 | — | 31 Mar 2016 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.61%
|
182,917
|
$1,113,000 | — | 31 Mar 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.57%
|
169,082
|
$1,030,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.5%
|
148,538
|
$905,000 | — | 31 Mar 2016 | |
| BRINKER CAPITAL INC |
13F
|
Company |
0.42%
|
124,099
|
$755,000 | — | 31 Mar 2016 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.35%
|
105,946
|
$645,000 | — | 31 Mar 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.33%
|
97,209
|
$592,000 | — | 31 Mar 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.32%
|
94,294
|
$574,000 | — | 31 Mar 2016 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.31%
|
93,013
|
$566,000 | — | 31 Mar 2016 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.25%
|
75,108
|
$457,000 | — | 31 Mar 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
63,151
|
$385,000 | — | 31 Mar 2016 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.2%
|
60,571
|
$369,000 | — | 31 Mar 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.2%
|
60,487
|
$368,000 | — | 31 Mar 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.17%
|
51,139
|
$311,000 | — | 31 Mar 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.11%
|
33,152
|
$199,000 | — | 31 Mar 2016 | |
| Round Table Services, LLC |
13F
|
Company |
0.11%
|
32,600
|
$199,000 | — | 31 Mar 2016 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.09%
|
25,581
|
$156,000 | — | 31 Mar 2016 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.08%
|
23,382
|
$142,000 | — | 31 Mar 2016 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.07%
|
22,400
|
$136,000 | — | 31 Mar 2016 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
21,693
|
$132,000 | — | 31 Mar 2016 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.07%
|
20,689
|
$126,000 | — | 31 Mar 2016 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.07%
|
20,248
|
$123,000 | — | 31 Mar 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.07%
|
20,110
|
$122,000 | — | 31 Mar 2016 | |
| MIDAS MANAGEMENT CORP |
13F
|
Company |
0.07%
|
20,100
|
$122,000 | — | 31 Mar 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.06%
|
17,739
|
$108,000 | — | 31 Mar 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.06%
|
16,560
|
$101,000 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
0.05%
|
15,138
|
$92,000 | — | 31 Mar 2016 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.05%
|
14,352
|
$87,000 | — | 31 Mar 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.04%
|
12,392
|
$75,000 | — | 31 Mar 2016 | |
| Arbiter Partners Capital Management LLC |
13F
|
Company |
0.04%
|
12,317
|
$75,000 | — | 31 Mar 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.04%
|
12,226
|
$74,000 | — | 31 Mar 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
7,073
|
$43,000 | — | 31 Mar 2016 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.02%
|
5,722
|
$35,000 | — | 31 Mar 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
3,533
|
$22,000 | — | 31 Mar 2016 | |
| Carnick & Kubik, LLC |
13F
|
Company |
0.01%
|
3,484
|
$21,000 | — | 31 Mar 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
3,450
|
$21,000 | — | 31 Mar 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
2,451
|
$15,000 | — | 31 Mar 2016 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
1,065
|
$6,000 | — | 31 Mar 2016 | |
| HUNTINGTON NATIONAL BANK |
13F
|
Company |
0%
|
861
|
$6,000 | — | 31 Mar 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
94
|
$1,000 | — | 31 Mar 2016 |
Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q2 2016
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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