SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)
CUSIP: 85208J109
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / Common Stock, $0.001 par value per share
- Shares outstanding
- 29,899,122
- Total 13F shares
- 4,604,771
- Share change
- +122,015
- Total reported value
- $28,041,000
- Price per share
- $6.09
- Number of holders
- 44
- Value change
- +$837,746
- Number of buys
- 24
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 85208J109?
CUSIP 85208J109 identifies FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 85208J109:
Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.9%
|
858,017
|
$4,977,000 | — | 31 Dec 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.9%
|
568,677
|
$3,298,000 | — | 31 Dec 2015 | |
| Matisse Capital |
13F
|
Company |
1.2%
|
357,082
|
$2,071,000 | — | 31 Dec 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.1%
|
320,598
|
$1,859,000 | — | 31 Dec 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.79%
|
236,088
|
$1,370,000 | — | 31 Dec 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.77%
|
229,810
|
$1,332,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.71%
|
212,611
|
$1,233,000 | — | 31 Dec 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.67%
|
199,078
|
$1,155,000 | — | 31 Dec 2015 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.57%
|
171,351
|
$972,000 | — | 31 Dec 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.42%
|
125,568
|
$728,000 | — | 31 Dec 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.31%
|
92,298
|
$535,000 | — | 31 Dec 2015 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.29%
|
85,514
|
$494,000 | — | 31 Dec 2015 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.26%
|
76,346
|
$443,000 | — | 31 Dec 2015 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.25%
|
75,108
|
$436,000 | — | 31 Dec 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
71,527
|
$415,000 | — | 31 Dec 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.23%
|
70,148
|
$407,000 | — | 31 Dec 2015 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.23%
|
67,642
|
$392,000 | — | 31 Dec 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.22%
|
64,985
|
$377,000 | — | 31 Dec 2015 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.21%
|
62,744
|
$364,000 | — | 31 Dec 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.17%
|
51,908
|
$301,000 | — | 31 Dec 2015 | |
| Curi Capital, LLC |
13F
|
Company |
0.16%
|
48,963
|
$284,000 | — | 31 Dec 2015 | |
| Ancora Advisors LLC |
13F
|
Company |
0.16%
|
47,000
|
$273,000 | — | 31 Dec 2015 | |
| Round Table Services, LLC |
13F
|
Company |
0.11%
|
32,600
|
$189,000 | — | 31 Dec 2015 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.1%
|
28,889
|
$168,000 | — | 31 Dec 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.1%
|
28,620
|
$164,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
28,087
|
$163,000 | — | 31 Dec 2015 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.08%
|
25,362
|
$147,000 | — | 31 Dec 2015 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.08%
|
23,006
|
$133,000 | — | 31 Dec 2015 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.07%
|
22,400
|
$130,000 | — | 31 Dec 2015 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
22,317
|
$129,000 | — | 31 Dec 2015 | |
| MIDAS MANAGEMENT CORP |
13F
|
Company |
0.07%
|
21,000
|
$122,000 | — | 31 Dec 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.06%
|
18,298
|
$106,000 | — | 31 Dec 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.06%
|
17,451
|
$101,000 | — | 31 Dec 2015 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.05%
|
16,267
|
$94,000 | — | 31 Dec 2015 | |
| Arbiter Partners Capital Management LLC |
13F
|
Company |
0.04%
|
12,317
|
$71,000 | — | 31 Dec 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.03%
|
10,373
|
$60,000 | — | 31 Dec 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
7,004
|
$41,000 | — | 31 Dec 2015 | |
| WESTPORT RESOURCES MANAGEMENT INC |
13F
|
Company |
0.02%
|
5,735
|
$33,000 | — | 31 Dec 2015 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.02%
|
5,630
|
$33,000 | — | 31 Dec 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.02%
|
4,878
|
$28,000 | — | 31 Dec 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
3,994
|
$23,000 | — | 31 Dec 2015 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
1,065
|
$6,000 | — | 31 Dec 2015 | |
| HUNTINGTON NATIONAL BANK |
13F
|
Company |
0%
|
873
|
$5,000 | — | 31 Dec 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
367
|
$2,000 | — | 31 Dec 2015 |
Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q1 2016
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.