SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)
CUSIP: 85208J109
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Common Stock, $0.001 par value per share
- Shares outstanding
- 29,899,122
- Total 13F shares
- 4,526,566
- Share change
- -97,551
- Total reported value
- $26,226,000
- Price per share
- $5.80
- Number of holders
- 43
- Value change
- -$569,832
- Number of buys
- 29
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 85208J109?
CUSIP 85208J109 identifies FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 85208J109:
Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3%
|
911,185
|
$5,385,000 | — | 30 Sep 2015 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.1%
|
642,169
|
$3,795,000 | — | 30 Sep 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
2%
|
601,385
|
$3,554,000 | — | 30 Sep 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.98%
|
291,593
|
$1,723,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.87%
|
260,174
|
$1,538,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.74%
|
222,227
|
$1,314,000 | — | 30 Sep 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.74%
|
220,776
|
$1,304,000 | — | 30 Sep 2015 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.57%
|
171,351
|
$1,014,000 | — | 30 Sep 2015 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.42%
|
124,664
|
$737,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.31%
|
93,053
|
$550,000 | — | 30 Sep 2015 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.28%
|
83,772
|
$494,000 | — | 30 Sep 2015 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.24%
|
71,100
|
$420,000 | — | 30 Sep 2015 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.22%
|
66,642
|
$393,000 | — | 30 Sep 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.21%
|
63,414
|
$375,000 | — | 30 Sep 2015 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.2%
|
58,494
|
$346,000 | — | 30 Sep 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.17%
|
51,112
|
$302,000 | — | 30 Sep 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.14%
|
41,040
|
$243,000 | — | 30 Sep 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
38,027
|
$225,000 | — | 30 Sep 2015 | |
| Round Table Services, LLC |
13F
|
Company |
0.11%
|
31,800
|
$188,000 | — | 30 Sep 2015 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
26,305
|
$155,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
25,683
|
$152,000 | — | 30 Sep 2015 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.08%
|
25,089
|
$148,000 | — | 30 Sep 2015 | |
| Ancora Advisors LLC |
13F
|
Company |
0.08%
|
23,000
|
$136,000 | — | 30 Sep 2015 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.08%
|
22,538
|
$133,000 | — | 30 Sep 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
18,854
|
$111,000 | — | 30 Sep 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.06%
|
18,326
|
$108,000 | — | 30 Sep 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.06%
|
17,093
|
$101,000 | — | 30 Sep 2015 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.05%
|
14,600
|
$86,000 | — | 30 Sep 2015 | |
| Arbiter Partners Capital Management LLC |
13F
|
Company |
0.04%
|
12,317
|
$73,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.04%
|
10,541
|
$64,000 | — | 30 Sep 2015 | |
| WESTPORT RESOURCES MANAGEMENT INC |
13F
|
Company |
0.02%
|
7,245
|
$43,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
6,918
|
$41,000 | — | 30 Sep 2015 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.02%
|
5,515
|
$33,000 | — | 30 Sep 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.02%
|
4,778
|
$28,000 | — | 30 Sep 2015 | |
| Carnick & Kubik, LLC |
13F
|
Company |
0.01%
|
3,484
|
$20,590 | — | 30 Sep 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
3,325
|
$20,000 | — | 30 Sep 2015 | |
| HUNTINGTON NATIONAL BANK |
13F
|
Company |
0%
|
873
|
$5,000 | — | 30 Sep 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
504
|
$3,000 | — | 30 Sep 2015 |
Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q4 2015
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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