Security key
85207Q104
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 1,435,294
- Share change
- +260,626
- Total reported value
- $20,652,770
- Price per share
- $14.39
- Number of holders
- 29
- Value change
- +$4,192,590
- Number of buys
- 15
- Number of sells
- 5
Report period
Q4 2019
Institutions
29
Top holders
10
SPPP full security history
Newer quarter: Q1 2020
Previous quarter: Q3 2019
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST SEC filings
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST company facts
Broader feeds
Reporting periods
Holder history for CUSIP 85207Q104
Recent filing periods:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MKD WEALTH COACHES, LLC |
13F
|
Company |
2.4%
|
236,402
|
$3,026,000 | — | 30 Sep 2019 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
1.7%
|
171,509
|
$2,195,000 | — | 30 Sep 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.4%
|
140,229
|
$1,795,000 | — | 30 Sep 2019 | |
| BAROMETER CAPITAL MANAGEMENT INC. |
13F
|
Company |
1.4%
|
136,800
|
$1,751,000 | — | 30 Sep 2019 | |
| Weiss Asset Management LP |
13F
|
Company |
1.1%
|
106,282
|
$1,360,000 | — | 30 Sep 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.97%
|
96,241
|
$1,232,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.73%
|
72,770
|
$931,000 | — | 30 Sep 2019 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.54%
|
53,286
|
$682,000 | — | 30 Sep 2019 | |
| SPROTT INC. |
13F
|
Company |
0.32%
|
31,436
|
$402,000 | — | 30 Sep 2019 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.3%
|
29,802
|
$381,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.27%
|
26,820
|
$343,000 | — | 30 Sep 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.25%
|
24,522
|
$313,000 | — | 30 Sep 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.12%
|
11,934
|
$153,000 | — | 30 Sep 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.1%
|
10,000
|
$128,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.06%
|
6,303
|
$81,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.06%
|
5,648
|
$72,000 | — | 30 Sep 2019 | |
| American Portfolios Advisors |
13F
|
Company |
0.03%
|
3,000
|
$38,400 | — | 30 Sep 2019 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.03%
|
2,500
|
$32,000 | — | 30 Sep 2019 | |
| TORONTO DOMINION BANK |
13F
|
Company |
0.02%
|
2,141
|
$28,000 | — | 30 Sep 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.02%
|
2,100
|
$27,000 | — | 30 Sep 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,200
|
$15,000 | — | 30 Sep 2019 | |
| Realta Investment Advisors |
13F
|
Company |
0.01%
|
810
|
$10,000 | — | 30 Sep 2019 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.01%
|
566
|
$7,000 | — | 30 Sep 2019 | |
| Selective Wealth Management, Inc. |
13F
|
Company |
0.01%
|
500
|
$6,000 | — | 30 Sep 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
218
|
$3,000 | — | 30 Sep 2019 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
150
|
$2,000 | — | 30 Sep 2019 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q4 2019
As of 31 Dec 2019,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,435,294 shares.
The largest 10 holders included
BOOTHBAY FUND MANAGEMENT, LLC, Mackey Komara & Dankovich, LLC, Polar Asset Management Partners Inc., Weiss Asset Management LP, RAYMOND JAMES & ASSOCIATES, JANE STREET GROUP, LLC, MORGAN STANLEY, CENTRAL TRUST Co, WELLS FARGO & COMPANY/MN, and SPROTT INC..
This page lists
29
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
26
Q4 2019 holders
29
Holder diff
3
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.