SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 1,173,028
- Share change
- -158,565
- Total reported value
- $15,011,400
- Price per share
- $12.80
- Number of holders
- 26
- Value change
- -$1,954,504
- Number of buys
- 14
- Number of sells
- 6
Quarterly Holders Quick Answers
What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 85207Q104:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Weiss Asset Management LP |
13F
|
Company |
2.8%
|
281,796
|
$3,243,000 | — | 30 Jun 2019 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
2.4%
|
237,982
|
$2,739,000 | — | 30 Jun 2019 | |
| MKD WEALTH COACHES, LLC |
13F
|
Company |
2.4%
|
235,536
|
$2,711,000 | — | 30 Jun 2019 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
1.7%
|
171,509
|
$1,974,000 | — | 30 Jun 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.89%
|
88,377
|
$1,017,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.66%
|
65,736
|
$757,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.64%
|
63,168
|
$727,000 | — | 30 Jun 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.46%
|
45,546
|
$525,000 | — | 30 Jun 2019 | |
| SPROTT INC. |
13F
|
Company |
0.3%
|
30,200
|
$348,000 | — | 30 Jun 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.25%
|
24,322
|
$279,000 | — | 30 Jun 2019 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.18%
|
17,749
|
$204,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.13%
|
12,642
|
$146,000 | — | 30 Jun 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.13%
|
12,451
|
$144,000 | — | 30 Jun 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.12%
|
11,934
|
$137,000 | — | 30 Jun 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.1%
|
10,000
|
$115,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.06%
|
6,148
|
$71,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.06%
|
5,553
|
$64,000 | — | 30 Jun 2019 | |
| American Portfolios Advisors |
13F
|
Company |
0.03%
|
3,000
|
$34,530 | — | 30 Jun 2019 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.03%
|
2,500
|
$29,000 | — | 30 Jun 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.02%
|
2,100
|
$24,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
1,476
|
$17,000 | — | 30 Jun 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,200
|
$13,000 | — | 30 Jun 2019 | |
| TORONTO DOMINION BANK |
13F
|
Company |
0%
|
300
|
$3,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
218
|
$3,000 | — | 30 Jun 2019 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
150
|
$2,000 | — | 30 Jun 2019 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q3 2019
As of 30 Sep 2019,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
26 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,173,028 shares.
The largest 10 holders included
Mackey Komara & Dankovich, LLC, Polar Asset Management Partners Inc., COHEN & STEERS, INC., BAROMETER CAPITAL MANAGEMENT INC., Weiss Asset Management LP, RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, BOOTHBAY FUND MANAGEMENT, LLC, SPROTT INC., and JANE STREET GROUP, LLC.
This page lists
26
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
25
Q3 2019 holders
26
Holder diff
1
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.