SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 1,886,781
- Share change
- +454,230
- Total reported value
- $29,182,781
- Price per share
- $15.47
- Number of holders
- 25
- Value change
- +$7,280,198
- Number of buys
- 10
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 85207Q104:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
3.9%
|
390,361
|
$5,617,000 | — | 31 Dec 2019 | |
| MKD WEALTH COACHES, LLC |
13F
|
Company |
2.3%
|
229,396
|
$3,301,000 | — | 31 Dec 2019 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
1.7%
|
171,509
|
$2,468,000 | — | 31 Dec 2019 | |
| Weiss Asset Management LP |
13F
|
Company |
1.4%
|
139,308
|
$2,005,000 | — | 31 Dec 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.1%
|
106,201
|
$1,528,000 | — | 31 Dec 2019 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.8%
|
78,985
|
$1,137,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.75%
|
74,812
|
$1,077,000 | — | 31 Dec 2019 | |
| CENTRAL TRUST Co |
13F
|
Company |
0.57%
|
56,039
|
$806,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.55%
|
54,481
|
$784,000 | — | 31 Dec 2019 | |
| SPROTT INC. |
13F
|
Company |
0.32%
|
31,436
|
$452,000 | — | 31 Dec 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.25%
|
24,857
|
$357,000 | — | 31 Dec 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.18%
|
18,013
|
$259,000 | — | 31 Dec 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.12%
|
11,934
|
$172,000 | — | 31 Dec 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.1%
|
10,000
|
$144,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.07%
|
7,128
|
$103,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.06%
|
5,553
|
$80,000 | — | 31 Dec 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
4,700
|
$68,000 | — | 31 Dec 2019 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.04%
|
4,316
|
$62,000 | — | 31 Dec 2019 | |
| American Portfolios Advisors |
13F
|
Company |
0.03%
|
3,000
|
$43,170 | — | 31 Dec 2019 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.03%
|
2,676
|
$39,000 | — | 31 Dec 2019 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.03%
|
2,500
|
$36,000 | — | 31 Dec 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.02%
|
2,100
|
$30,000 | — | 31 Dec 2019 | |
| TORONTO DOMINION BANK |
13F
|
Company |
0.02%
|
2,000
|
$29,000 | — | 31 Dec 2019 | |
| Caldwell Trust Co |
13F
|
Company |
0.02%
|
1,640
|
$23,600 | — | 31 Dec 2019 | |
| Realta Investment Advisors |
13F
|
Company |
0.01%
|
810
|
$11,000 | — | 31 Dec 2019 | |
| Busey Bank |
13F
|
Company |
0.01%
|
500
|
$7,000 | — | 31 Dec 2019 | |
| Selective Wealth Management, Inc. |
13F
|
Company |
0.01%
|
500
|
$7,000 | — | 31 Dec 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0%
|
321
|
$4,000 | — | 31 Dec 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
218
|
$3,000 | — | 31 Dec 2019 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q1 2020
As of 31 Mar 2020,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
25 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,886,781 shares.
The largest 10 holders included
BOOTHBAY FUND MANAGEMENT, LLC, Polar Asset Management Partners Inc., Weiss Asset Management LP, RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, CENTRAL TRUST Co, WELLS FARGO & COMPANY/MN, SPROTT INC., WOLVERINE ASSET MANAGEMENT LLC, and JANE STREET GROUP, LLC.
This page lists
25
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
29
Q1 2020 holders
25
Holder diff
-4
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.