Security key
84741T104
SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)
CUSIP: 84741T104
Q1 2024 13F Holders as of 31 Mar 2024
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 10,626,898
- Total 13F shares
- 3,426,814
- Share change
- -184,060
- Total reported value
- $42,263,002
- Price per share
- $12.64
- Number of holders
- 37
- Value change
- -$2,259,939
- Number of buys
- 14
- Number of sells
- 16
Report period
Q1 2024
Institutions
37
Top holders
10
SPE full security history
Newer quarter: Q2 2024
Previous quarter: Q4 2023
SPECIAL OPPORTUNITIES FUND, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 84741T104
Recent filing periods:
Top shareholders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
15%
|
1,614,949
|
$19,153,291 | — | 31 Dec 2023 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
4%
|
428,448
|
$5,081,393 | — | 31 Dec 2023 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
2.5%
|
267,652
|
$3,174,351 | — | 31 Dec 2023 | |
| CSS LLC/IL |
13F
|
Company |
2.5%
|
261,384
|
$3,100,014 | — | 31 Dec 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.9%
|
197,348
|
$2,340,548 | — | 31 Dec 2023 | |
| EPIQ PARTNERS, LLC |
13F
|
Company |
1.3%
|
141,195
|
$1,674,573 | — | 31 Dec 2023 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
135,870
|
$1,611,422 | — | 31 Dec 2023 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.86%
|
91,266
|
$1,082,414 | — | 31 Dec 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.69%
|
73,579
|
$872,642 | — | 31 Dec 2023 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.39%
|
41,306
|
$489,889 | — | 31 Dec 2023 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.32%
|
34,000
|
$403,240 | — | 31 Dec 2023 | |
| Ancora Advisors LLC |
13F
|
Company |
0.24%
|
25,834
|
$306,391 | — | 31 Dec 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.23%
|
24,344
|
$288,720 | — | 31 Dec 2023 | |
| Almitas Capital LLC |
13F
|
Company |
0.22%
|
23,616
|
$280,086 | — | 31 Dec 2023 | |
| Matisse Capital |
13F
|
Company |
0.21%
|
22,786
|
$270,242 | — | 31 Dec 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.21%
|
21,986
|
$260,749 | — | 31 Dec 2023 | |
| Alpine Global Management, LLC |
13F
|
Company |
0.2%
|
21,424
|
$254,089 | — | 31 Dec 2023 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.17%
|
18,427
|
$219,000 | — | 31 Dec 2023 | |
| RPO LLC |
13F
|
Company |
0.16%
|
17,158
|
$203,494 | — | 31 Dec 2023 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.16%
|
16,500
|
$195,690 | — | 31 Dec 2023 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0.15%
|
15,565
|
$184,603 | — | 31 Dec 2023 | |
| Live Oak Private Wealth LLC |
13F
|
Company |
0.14%
|
14,853
|
$176,157 | — | 31 Dec 2023 | |
| NBC SECURITIES, INC. |
13F
|
Company |
0.14%
|
14,550
|
$172,000 | — | 31 Dec 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.14%
|
14,462
|
$171,519 | — | 31 Dec 2023 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.13%
|
14,140
|
$167,700 | — | 31 Dec 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.11%
|
12,053
|
$130,000 | — | 31 Dec 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.1%
|
10,800
|
$128,628 | — | 31 Dec 2023 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.1%
|
10,545
|
$126,013 | — | 31 Dec 2023 | |
| UBS Group AG |
13F
|
Company |
0.07%
|
7,233
|
$85,783 | — | 31 Dec 2023 | |
| Crewe Advisors LLC |
13F
|
Company |
0.07%
|
6,970
|
$82,665 | — | 31 Dec 2023 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.04%
|
3,839
|
$45,531 | — | 31 Dec 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
2,370
|
$28,000 | — | 31 Dec 2023 | |
| Quarry LP |
13F
|
Company |
0.02%
|
2,206
|
$26,163 | — | 31 Dec 2023 | |
| WINMILL & CO. INC |
13F
|
Company |
0.02%
|
2,000
|
$23,720 | — | 31 Dec 2023 | |
| BESSEMER GROUP INC |
13F
|
Company |
0%
|
186
|
$2,000 | — | 31 Dec 2023 | |
| CVA Family Office, LLC |
13F
|
Company |
0%
|
30
|
$356 | — | 31 Dec 2023 | |
| Gerald Hellerman |
3/4/5
|
Director |
—
class O/S missing
|
43,584
|
$513,420 | — | 05 Apr 2022 | |
| Ben H. Harris |
3/4/5
|
Director |
—
class O/S missing
|
14,075
|
$165,804 | — | 11 May 2021 | |
| Marc Lunder |
3/4/5
|
Director |
—
mixed-class rows
|
10,459
mixed-class rows
|
$134,127 | — | 27 Jan 2022 | |
| Rajeev P. Das |
3/4/5
|
Vice President |
—
class O/S missing
|
2,583
|
$30,428 | — | 05 Apr 2022 |
Institutional Holders of SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) as of Q1 2024
As of 31 Mar 2024,
SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,426,814 shares.
The largest 10 holders included
Relative Value Partners Group, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, CSS LLC/IL, MORGAN STANLEY, EPIQ PARTNERS, LLC, Shaker Financial Services, LLC, SCOTIA CAPITAL INC., OSAIC HOLDINGS, INC., and FIRST MANHATTAN CO. LLC..
This page lists
37
institutional shareholders reporting positions in this security
for the Q1 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2024 vs Q4 2023 Across Filers
Q4 2023 holders
36
Q1 2024 holders
37
Holder diff
1
| Investor | Q4 2023 Shares | Q1 2024 Shares | Share Diff | Share Chg % | Q4 2023 Value $ | Q1 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.