SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)
CUSIP: 84741T104
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 10,626,898
- Total 13F shares
- 3,858,047
- Share change
- -90,357
- Total reported value
- $47,699,000
- Price per share
- $12.41
- Number of holders
- 27
- Value change
- -$1,107,588
- Number of buys
- 12
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 84741T104?
CUSIP 84741T104 identifies SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 84741T104:
Top shareholders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
17%
|
1,833,103
|
$20,659,000 | — | 30 Jun 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
4.3%
|
453,787
|
$5,114,000 | — | 30 Jun 2020 | |
| EPIQ PARTNERS, LLC |
13F
|
Company |
2.9%
|
311,699
|
$3,513,000 | — | 30 Jun 2020 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.6%
|
272,142
|
$3,067,000 | — | 30 Jun 2020 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
2.2%
|
235,935
|
$2,660,000 | — | 30 Jun 2020 | |
| CSS LLC/IL |
13F
|
Company |
2%
|
217,700
|
$2,453,000 | — | 30 Jun 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.5%
|
154,395
|
$1,740,000 | — | 30 Jun 2020 | |
| Ancora Advisors LLC |
13F
|
Company |
1.2%
|
128,843
|
$1,452,000 | — | 30 Jun 2020 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.57%
|
60,833
|
$686,000 | — | 30 Jun 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.51%
|
54,328
|
$612,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.45%
|
47,384
|
$535,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.35%
|
37,624
|
$424,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.29%
|
30,439
|
$343,000 | — | 30 Jun 2020 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.22%
|
23,646
|
$266,000 | — | 30 Jun 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.18%
|
19,094
|
$215,000 | — | 30 Jun 2020 | |
| NWAM LLC |
13F
|
Company |
0.16%
|
17,369
|
$196,000 | — | 30 Jun 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.15%
|
16,100
|
$181,000 | — | 30 Jun 2020 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.09%
|
10,000
|
$112,000 | — | 30 Jun 2020 | |
| Lindbrook Capital, LLC |
13F
|
Company |
0.08%
|
9,000
|
$101,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.07%
|
7,146
|
$81,000 | — | 30 Jun 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.03%
|
2,715
|
$30,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
2,149
|
$24,000 | — | 30 Jun 2020 | |
| JNBA Financial Advisors |
13F
|
Company |
0.01%
|
942
|
$11,000 | — | 30 Jun 2020 | |
| HC FINANCIAL ADVISORS INC |
13F
|
Company |
0.01%
|
600
|
$7,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
533
|
$6,000 | — | 30 Jun 2020 | |
| CWM, LLC |
13F
|
Company |
0%
|
375
|
$6,000 | — | 30 Jun 2020 | |
| WINMILL & CO. INC |
13F
|
Company |
0%
|
280
|
$3,000 | — | 30 Jun 2020 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
231
|
$3,000 | — | 30 Jun 2020 |
Institutional Holders of SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) as of Q3 2020
As of 30 Sep 2020,
SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) was held by
27 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,858,047 shares.
The largest 10 holders included
Relative Value Partners Group, LLC, SIT INVESTMENT ASSOCIATES INC, EPIQ PARTNERS, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, CSS LLC/IL, RIVERNORTH CAPITAL MANAGEMENT, LLC, Shaker Financial Services, LLC, Ancora Advisors, LLC, SCOTIA CAPITAL INC., and Private Advisor Group, LLC.
This page lists
27
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
27
Q3 2020 holders
27
Holder diff
0
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.