SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)
CUSIP: 84741T104
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 10,626,898
- Total 13F shares
- 3,948,017
- Share change
- -260,184
- Total reported value
- $44,494,000
- Price per share
- $11.27
- Number of holders
- 27
- Value change
- -$2,897,421
- Number of buys
- 10
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 84741T104?
CUSIP 84741T104 identifies SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 84741T104:
Top shareholders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| NWAM LLC |
13F
|
Company |
0.16%
|
17,369
|
$165,006,000 | — | 31 Mar 2020 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
19%
|
1,970,772
|
$18,722,000 | — | 31 Mar 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
4.2%
|
449,519
|
$4,270,000 | — | 31 Mar 2020 | |
| EPIQ PARTNERS, LLC |
13F
|
Company |
3%
|
313,499
|
$2,978,000 | — | 31 Mar 2020 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.9%
|
305,583
|
$2,903,000 | — | 31 Mar 2020 | |
| Ancora Advisors LLC |
13F
|
Company |
2.1%
|
221,343
|
$2,103,000 | — | 31 Mar 2020 | |
| CSS LLC/IL |
13F
|
Company |
2.1%
|
218,700
|
$2,078,000 | — | 31 Mar 2020 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
1.6%
|
174,104
|
$1,654,000 | — | 31 Mar 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.6%
|
170,868
|
$1,623,000 | — | 31 Mar 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.73%
|
77,820
|
$740,000 | — | 31 Mar 2020 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.55%
|
58,129
|
$552,000 | — | 31 Mar 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.51%
|
54,328
|
$516,000 | — | 31 Mar 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.36%
|
38,638
|
$367,000 | — | 31 Mar 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
1.4%
|
147,037
|
$337,000 | — | 31 Mar 2020 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.27%
|
28,626
|
$272,000 | — | 31 Mar 2020 | |
| Winning Points Advisors, LLC |
13F
|
Company |
0.13%
|
14,151
|
$134,000 | — | 31 Mar 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.12%
|
12,600
|
$120,000 | — | 31 Mar 2020 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.09%
|
10,000
|
$95,000 | — | 31 Mar 2020 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
9,359
|
$89,000 | — | 31 Mar 2020 | |
| Lindbrook Capital, LLC |
13F
|
Company |
0.08%
|
8,700
|
$83,000 | — | 31 Mar 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.07%
|
7,556
|
$71,000 | — | 31 Mar 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.04%
|
4,589
|
$44,000 | — | 31 Mar 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.03%
|
2,715
|
$25,000 | — | 31 Mar 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
2,149
|
$20,000 | — | 31 Mar 2020 | |
| JNBA Financial Advisors |
13F
|
Company |
0.01%
|
917
|
$9,000 | — | 31 Mar 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
800
|
$8,000 | — | 31 Mar 2020 | |
| HC FINANCIAL ADVISORS INC |
13F
|
Company |
0.01%
|
600
|
$6,000 | — | 31 Mar 2020 | |
| CWM, LLC |
13F
|
Company |
0%
|
375
|
$6,000 | — | 31 Mar 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
533
|
$5,000 | — | 31 Mar 2020 |
Institutional Holders of SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) as of Q2 2020
As of 30 Jun 2020,
SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) was held by
27 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,948,017 shares.
The largest 10 holders included
Relative Value Partners Group, LLC, SIT INVESTMENT ASSOCIATES INC, EPIQ PARTNERS, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, CSS LLC/IL, Shaker Financial Services, LLC, Ancora Advisors, LLC, SCOTIA CAPITAL INC., and Private Advisor Group, LLC.
This page lists
27
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
28
Q2 2020 holders
27
Holder diff
-1
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.