Security key
785135104
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)
CUSIP: 785135104
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / Common Stock, Par Value $0.001
- Shares outstanding
- 2,359,114
- Total 13F shares
- 16,680,473
- Share change
- +861,392
- Total reported value
- $60,049,800
- Price per share
- $3.60
- Number of holders
- 32
- Value change
- +$3,038,116
- Number of buys
- 18
- Number of sells
- 10
Report period
Q1 2018
Institutions
32
Top holders
10
SANW full security history
Newer quarter: Q2 2018
Previous quarter: Q4 2017
S&W Seed Co SEC filings
S&W Seed Co company facts
Broader feeds
Reporting periods
Holder history for CUSIP 785135104
Recent filing periods:
Top shareholders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Michael F. Price |
13F
|
Individual |
289%
|
6,814,339
|
$26,576,000 | — | 31 Dec 2017 | |
| WYNNEFIELD CAPITAL INC |
13F
|
Company |
179%
|
4,222,308
|
$16,467,000 | — | 31 Dec 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
30%
|
715,415
|
$2,791,000 | — | 31 Dec 2017 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
25%
|
587,791
|
$2,292,000 | — | 31 Dec 2017 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
24%
|
559,852
|
$2,183,000 | — | 31 Dec 2017 | |
| THB ASSET MANAGEMENT |
13F
|
Company |
20%
|
468,794
|
$1,828,000 | — | 31 Dec 2017 | |
| Alta Fundamental Advisers LLC |
13F
|
Company |
18%
|
434,580
|
$1,694,000 | — | 31 Dec 2017 | |
| Birch Run Capital Advisors, LP |
13F
|
Company |
16%
|
375,576
|
$1,465,000 | — | 31 Dec 2017 | |
| Fairpointe Capital LLC |
13F
|
Company |
15%
|
357,048
|
$1,392,000 | — | 31 Dec 2017 | |
| BRC Group Holdings, Inc. |
13F
|
Company |
13%
|
313,069
|
$1,221,000 | — | 31 Dec 2017 | |
| Old West Investment Management, LLC |
13F
|
Company |
11%
|
251,134
|
$979,000 | — | 31 Dec 2017 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
4%
|
94,568
|
$369,000 | — | 31 Dec 2017 | |
| Maple Rock Capital Partners Inc. |
13F
|
Company |
3.5%
|
82,200
|
$321,000 | — | 31 Dec 2017 | |
| Fondren Management LP |
13F
|
Company |
3.4%
|
80,000
|
$312,000 | — | 31 Dec 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
2.9%
|
68,410
|
$266,000 | — | 31 Dec 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.3%
|
55,055
|
$214,000 | — | 31 Dec 2017 | |
| Teton Advisors, Inc. |
13F
|
Company |
2.3%
|
53,234
|
$208,000 | — | 31 Dec 2017 | |
| Neuberger Berman Group LLC |
13F
|
Company |
2.2%
|
51,122
|
$199,000 | — | 31 Dec 2017 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
1.9%
|
45,169
|
$176,000 | — | 31 Dec 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.5%
|
34,866
|
$136,000 | — | 31 Dec 2017 | |
| VERTEX ONE ASSET MANAGEMENT INC. |
13F
|
Company |
1.4%
|
34,065
|
$133,000 | — | 31 Dec 2017 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
1.1%
|
26,602
|
$104,000 | — | 31 Dec 2017 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.89%
|
21,000
|
$82,000 | — | 31 Dec 2017 | |
| Emancipation Management LLC |
13F
|
Company |
0.81%
|
19,000
|
$74,000 | — | 31 Dec 2017 | |
| Virtu Financial LLC |
13F
|
Company |
0.66%
|
15,688
|
$61,000 | — | 31 Dec 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.5%
|
11,732
|
$46,000 | — | 31 Dec 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.44%
|
10,400
|
$41,000 | — | 31 Dec 2017 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
0.21%
|
5,000
|
$20,000 | — | 31 Dec 2017 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.21%
|
4,890
|
$19,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
0.19%
|
4,550
|
$18,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.06%
|
1,304
|
$5,000 | — | 31 Dec 2017 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.02%
|
500
|
$1,950 | — | 31 Dec 2017 |
Institutional Holders of S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) as of Q1 2018
As of 31 Mar 2018,
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) was held by
32 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
16,680,473 shares.
The largest 10 holders included
PRICE MICHAEL F, WYNNEFIELD CAPITAL INC, VANGUARD GROUP INC, Cutter & CO Brokerage, Inc., KENNEDY CAPITAL MANAGEMENT, INC., Old West Investment Management, LLC, Teton Advisors, Inc., Birch Run Capital Advisors, LP, THOMSON HORSTMANN & BRYANT INC, and Alta Fundamental Advisers LLC.
This page lists
32
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
32
Q1 2018 holders
32
Holder diff
0
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.