Comparable stake leader
MFP INVESTORS LLC
SEC ownership of S&W Seed Co
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001477246.
Disclosed value leader
MFP INVESTORS LLC
Comparable rows
1/18
Latest evidence
01 Apr 2025
- Parsed ownership sources
-
13D/G and 3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
MFP INVESTORS LLC
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
1 of 18
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
MFP INVESTORS LLC
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
01 Apr 2025
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001477246
- Issuer location
- Longmont, CO
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of S&W Seed Co (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MFP INVESTORS LLC
Disclosed value leader
MFP INVESTORS LLC
Comparable rows
1/18
Latest evidence
01 Apr 2025
13D/G
3/4/5
Lead comparable stake: 42%
17 rows are not safely comparable across share classes.
13D/G row: MFP INVESTORS LLC
Showing 1-8 of 18 holder rows.
Quick read
MFP INVESTORS LLC leads the comparable SEC ownership view at 42%.
1 of 18 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MFP INVESTORS LLC's linked filing trail.
Comparable ownership
Top 1
MFP INVESTORS LLC
42%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 18 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MFP INVESTORS LLC |
13D/G
MFP PARTNERS LP
|
42%
|
$7,935,564
993,187 shares
|
$0 | 19 Dec 2024 |
| WYNNEFIELD PARTNERS SMALL CAP VALUE LP |
3/4/5
10%+ Owner
|
—
class O/S missing
|
$7,039,314
4,112,950 shares
|
— | 07 Feb 2023 |
| MFP PARTNERS LP |
3/4/5
10%+ Owner
|
—
class O/S missing
|
$148,978
993,187 shares
|
— | 19 Dec 2024 |
| Mark James Harvey |
3/4/5
Director
|
—
class O/S missing
|
$159,366
339,076 shares
|
— | 01 Jul 2024 |
| Elizabeth Horton |
3/4/5
Director
|
—
class O/S missing
|
$114,027
215,552 shares
|
— | 13 Dec 2023 |
| Charles B. Seidler |
3/4/5
Director
|
—
class O/S missing
|
$99,265
187,646 shares
|
— | 15 Dec 2021 |
| Matthew K. Szot |
3/4/5
EVP Finance & Admin and CFO
|
—
mixed-class rows
|
$73,076
218,140 shares
mixed-class rows
|
— | 05 Oct 2021 |
| Robert D. Straus |
3/4/5
Director
|
—
class O/S missing
|
$70,176
132,657 shares
|
— | 15 Dec 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 10 Aug 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-17 of 17 reporting-owner rows connected to S&W Seed Co. Open a relationship link for the CIK-to-CIK filing trail.
Rows
17
Largest Forms 3/4/5 holder
WYNNEFIELD PARTNERS SMALL CAP VALUE LP
Net 12M change
$0
Latest report
01 Apr 2025
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| WYNNEFIELD PARTNERS SMALL CAP VALUE LP | 10%+ Owner | $7,039,314 | Filing P/S | 07 Feb 2023 | ||
| Mark James Harvey | Director | $159,366 | Mixed | 01 Jul 2024 | ||
| MFP PARTNERS LP | 10%+ Owner | $148,978 | Filing P/S | 19 Dec 2024 | ||
| Elizabeth Horton | Director | $114,027 | Mixed | 13 Dec 2023 | ||
| Charles B. Seidler | Director | $99,265 | Mixed | 15 Dec 2021 | ||
| Matthew K. Szot | EVP Finance & Admin and CFO | $73,076 | Mixed | 05 Oct 2021 | ||
| Robert D. Straus | Director | $70,176 | Mixed | 15 Dec 2021 | ||
| Donald M. Panter Jr. | Executive VP, Americas | $64,224 | Mixed | 01 Apr 2023 | ||
| David A. Fischhoff | Director | $53,935 | Mixed | 15 Dec 2021 | ||
| Consuelo E. Madere | Director | $48,917 | Mixed | 15 Dec 2021 | ||
| Vanessa Baughman | Chief Financial Officer | $35,511 | Mixed | 01 Apr 2025 | ||
| David Thomas Callachor | Executive VP, International | $21,137 | Mixed | 05 Oct 2021 | ||
| Alan D. Willits | Director | $13,253 | Mixed | 17 Dec 2024 | ||
| Mark Wong | Director | $9,254 | Mixed | 17 Dec 2024 | ||
| Alexander C. Matina | Director | $6,597 | Mixed | 17 Dec 2024 | ||
| Jeffrey A. Rona | Director | $4,440 | Mixed | 17 Dec 2024 | ||
| Mark Herrmann | President and CEO | Mixed | 05 Mar 2025 |
Recent insider transactions for S&W Seed Co
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| No insider transactions were found in the last 12 months for this issuer. | ||||||||||
* marks a reported price that did not pass the local price check.