S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)
CUSIP: 785135104
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common Stock, Par Value $0.001
- Shares outstanding
- 2,359,114
- Total 13F shares
- 15,819,081
- Share change
- +2,934,375
- Total reported value
- $61,692,950
- Price per share
- $3.90
- Number of holders
- 32
- Value change
- +$11,909,662
- Number of buys
- 17
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 785135104?
CUSIP 785135104 identifies SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 785135104:
Top shareholders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Michael F. Price |
13F
|
Individual |
191%
|
4,507,838
|
$14,200,000 | — | 30 Sep 2017 | |
| WYNNEFIELD CAPITAL INC |
13F
|
Company |
170%
|
4,008,023
|
$12,626,000 | — | 30 Sep 2017 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
30%
|
706,923
|
$2,227,000 | — | 30 Sep 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
28%
|
671,126
|
$2,114,000 | — | 30 Sep 2017 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
26%
|
616,840
|
$1,943,000 | — | 30 Sep 2017 | |
| THB ASSET MANAGEMENT |
13F
|
Company |
21%
|
488,744
|
$1,539,000 | — | 30 Sep 2017 | |
| BRC Group Holdings, Inc. |
13F
|
Company |
17%
|
398,190
|
$1,272,000 | — | 30 Sep 2017 | |
| Curi Capital, LLC |
13F
|
Company |
13%
|
310,750
|
$979,000 | — | 30 Sep 2017 | |
| BARD ASSOCIATES INC |
13F
|
Company |
11%
|
269,525
|
$849,000 | — | 30 Sep 2017 | |
| Old West Investment Management, LLC |
13F
|
Company |
11%
|
261,685
|
$824,000 | — | 30 Sep 2017 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
7.6%
|
179,878
|
$567,000 | — | 30 Sep 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
2.8%
|
66,614
|
$210,000 | — | 30 Sep 2017 | |
| Fondren Management LP |
13F
|
Company |
2.8%
|
65,000
|
$205,000 | — | 30 Sep 2017 | |
| Neuberger Berman Group LLC |
13F
|
Company |
2.1%
|
50,623
|
$159,000 | — | 30 Sep 2017 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
2%
|
47,775
|
$151,000 | — | 30 Sep 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2%
|
47,917
|
$150,000 | — | 30 Sep 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.5%
|
36,230
|
$115,000 | — | 30 Sep 2017 | |
| VERTEX ONE ASSET MANAGEMENT INC. |
13F
|
Company |
1.4%
|
34,065
|
$107,000 | — | 30 Sep 2017 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.3%
|
30,000
|
$95,000 | — | 30 Sep 2017 | |
| Emancipation Management LLC |
13F
|
Company |
0.81%
|
19,000
|
$60,000 | — | 30 Sep 2017 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.61%
|
14,500
|
$46,000 | — | 30 Sep 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.5%
|
11,732
|
$37,000 | — | 30 Sep 2017 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.46%
|
10,846
|
$34,000 | — | 30 Sep 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.44%
|
10,400
|
$33,000 | — | 30 Sep 2017 | |
| SMITH, MOORE & CO. |
13F
|
Company |
0.43%
|
10,100
|
$32,000 | — | 30 Sep 2017 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
0.21%
|
5,000
|
$16,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.1%
|
2,311
|
$7,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
0.07%
|
1,648
|
$5,000 | — | 30 Sep 2017 | |
| Cutler Group LLC / CA |
13F
|
Company |
0.06%
|
1,400
|
$4,000 | — | 30 Sep 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.05%
|
1,103
|
$3,000 | — | 30 Sep 2017 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.02%
|
500
|
$1,575 | — | 30 Sep 2017 |
Institutional Holders of S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) as of Q4 2017
As of 31 Dec 2017,
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) was held by
32 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
15,819,081 shares.
The largest 10 holders included
PRICE MICHAEL F, WYNNEFIELD CAPITAL INC, Vanguard Group Inc, Cutter & CO Brokerage, Inc., KENNEDY CAPITAL MANAGEMENT, INC., THOMSON HORSTMANN & BRYANT INC, Alta Fundamental Advisers LLC, Birch Run Capital Advisors, LP, Fairpointe Capital LLC, and B. Riley Financial, Inc..
This page lists
32
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
31
Q4 2017 holders
32
Holder diff
1
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.