Security key
785135104
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)
CUSIP: 785135104
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Stock, Par Value $0.001
- Shares outstanding
- 2,359,114
- Total 13F shares
- 26,765,584
- Share change
- -246,951
- Total reported value
- $29,973,927
- Put/Call ratio
- 0%
- Price per share
- $1.12
- Number of holders
- 30
- Value change
- -$3,902,477
- Number of buys
- 6
- Number of sells
- 16
Report period
Q3 2023
Institutions
30
Top holders
10
SANW full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
S&W Seed Co SEC filings
S&W Seed Co company facts
Broader feeds
Reporting periods
Holder history for CUSIP 785135104
Recent filing periods:
Top shareholders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Jennifer C. Price |
13F
|
Individual |
740%
|
17,448,226
|
$21,286,836 | — | 30 Jun 2023 | |
| WYNNEFIELD CAPITAL INC |
13F
|
Company |
167%
|
3,930,936
|
$4,795,742 | — | 30 Jun 2023 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
88%
|
2,070,793
|
$2,526,367 | — | 30 Jun 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
30%
|
713,400
|
$870,348 | — | 30 Jun 2023 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
21%
|
495,287
|
$604,250 | — | 30 Jun 2023 | |
| Teton Advisors, Inc. |
13F
|
Company |
16%
|
370,000
|
$451,400 | — | 30 Jun 2023 | |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
15%
|
353,651
|
$431,000 | — | 30 Jun 2023 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
8.5%
|
200,000
|
$244,000 | — | 30 Jun 2023 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
8.1%
|
191,000
|
$233,020 | — | 30 Jun 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
7.4%
|
175,516
|
$214,129 | — | 30 Jun 2023 | |
| First Western Trust Bank |
13F
|
Company |
7%
|
165,315
|
$201,684 | — | 30 Jun 2023 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
6.8%
|
161,500
|
$197,030 | — | 30 Jun 2023 | |
| OAK FAMILY ADVISORS, LLC |
13F
|
Company |
5.9%
|
139,433
|
$170,108 | — | 30 Jun 2023 | |
| Connective Capital Management, LLC |
13F
|
Company |
4.4%
|
104,045
|
$126,935 | — | 30 Jun 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
3.5%
|
81,488
|
$99,416 | — | 30 Jun 2023 | |
| STATE STREET CORP |
13F
|
Company |
2.5%
|
59,687
|
$72,818 | — | 30 Jun 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
2.3%
|
54,420
|
$66,000 | — | 30 Jun 2023 | |
| GABELLI FUNDS LLC |
13F
|
Company |
2.1%
|
50,000
|
$61,000 | — | 30 Jun 2023 | |
| Legato Capital Management LLC |
13F
|
Company |
1.7%
|
41,011
|
$50,033 | — | 30 Jun 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
1.7%
|
40,667
|
$49,614 | — | 30 Jun 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
1.4%
|
33,854
|
$41,302 | — | 30 Jun 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.4%
|
32,552
|
$39,713 | — | 30 Jun 2023 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.3%
|
29,855
|
$36,423 | — | 30 Jun 2023 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.66%
|
15,500
|
$19,000 | — | 30 Jun 2023 | |
| COMMONS CAPITAL, LLC |
13F
|
Company |
0.64%
|
15,000
|
$18,300 | — | 30 Jun 2023 | |
| Greenhaven Road Investment Management, L.P. |
13F
|
Company |
0.48%
|
11,363
|
$40,000 | — | 30 Jun 2023 | |
| Wedmont Private Capital |
13F
|
Company |
0.48%
|
11,346
|
$13,956 | — | 30 Jun 2023 | |
| MEITAV INVESTMENT HOUSE LTD |
13F
|
Company |
0.39%
|
9,189
|
$3,617,765 | — | 30 Jun 2023 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.38%
|
8,878
|
$10,831 | — | 30 Jun 2023 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.34%
|
8,000
|
$9,760 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.03%
|
608
|
$742 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
574
|
$700 | — | 30 Jun 2023 | |
| IFP Advisors, Inc |
13F
|
Company |
0.02%
|
400
|
$944 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.02%
|
400
|
$488 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
124
|
$151 | — | 30 Jun 2023 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0%
|
80
|
$98 | — | 30 Jun 2023 | |
| WYNNEFIELD PARTNERS SMALL CAP VALUE LP |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
4,112,950
|
$7,039,314 | — | 07 Feb 2023 | |
| Charles B. Seidler |
3/4/5
|
Director |
—
class O/S missing
|
187,646
|
$99,265 | — | 15 Dec 2021 | |
| Matthew K. Szot |
3/4/5
|
EVP Finance & Admin and CFO |
—
mixed-class rows
|
218,140
mixed-class rows
|
$73,076 | — | 05 Oct 2021 | |
| Robert D. Straus |
3/4/5
|
Director |
—
class O/S missing
|
132,657
|
$70,176 | — | 15 Dec 2021 | |
| Donald M. Panter Jr. |
3/4/5
|
Executive VP, Americas |
—
class O/S missing
|
121,406
|
$64,224 | — | 01 Apr 2023 | |
| David A. Fischhoff |
3/4/5
|
Director |
—
class O/S missing
|
101,957
|
$53,935 | — | 15 Dec 2021 | |
| Consuelo E. Madere |
3/4/5
|
Director |
—
class O/S missing
|
92,471
|
$48,917 | — | 15 Dec 2021 | |
| David Thomas Callachor |
3/4/5
|
Executive VP, International |
—
mixed-class rows
|
99,957
mixed-class rows
|
$21,137 | — | 05 Oct 2021 |
Institutional Holders of S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) as of Q3 2023
As of 30 Sep 2023,
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) was held by
30 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
26,765,584 shares.
The largest 10 holders included
Price Jennifer C., WYNNEFIELD CAPITAL INC, Cutter & CO Brokerage, Inc., VANGUARD GROUP INC, ESSEX INVESTMENT MANAGEMENT CO LLC, PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C., Teton Advisors, Inc., CAPTRUST FINANCIAL ADVISORS, GEODE CAPITAL MANAGEMENT, LLC, and First Western Trust Bank.
This page lists
30
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
35
Q3 2023 holders
30
Holder diff
-5
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.