S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)

CUSIP: 785135104

Q2 2018 13F Holders as of 30 Jun 2018

Type / Class
Equity / Common Stock, Par Value $0.001
Shares outstanding
2,359,114
Total 13F shares
16,892,171
Share change
+211,698
Total reported value
$54,893,625
Price per share
$3.25
Number of holders
33
Value change
+$678,083
Number of buys
11
Number of sells
9

Quarterly Holders Quick Answers

What is CUSIP 785135104?
CUSIP 785135104 identifies SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Michael F. Price
13F
Individual
289%
6,814,339
$24,532,000 31 Mar 2018
13F
WYNNEFIELD CAPITAL INC
13F
Company
179%
4,222,308
$15,200,000 31 Mar 2018
13F
VANGUARD GROUP INC
13F
Company
31%
742,736
$2,674,000 31 Mar 2018
13F
Cutter & CO Brokerage, Inc.
13F
Company
26%
613,766
$2,210,000 31 Mar 2018
13F
KENNEDY CAPITAL MANAGEMENT LLC
13F
Company
25%
593,643
$2,137,000 31 Mar 2018
13F
Old West Investment Management, LLC
13F
Company
24%
560,017
$2,016,000 31 Mar 2018
13F
Teton Advisors, Inc.
13F
Company
21%
490,000
$1,764,000 31 Mar 2018
13F
Birch Run Capital Advisors, LP
13F
Company
20%
479,096
$1,725,000 31 Mar 2018
13F
THB ASSET MANAGEMENT
13F
Company
20%
469,128
$1,688,000 31 Mar 2018
13F
Alta Fundamental Advisers LLC
13F
Company
18%
434,580
$1,564,000 31 Mar 2018
13F
Fairpointe Capital LLC
13F
Company
15%
357,048
$1,285,000 31 Mar 2018
13F
BRC Group Holdings, Inc.
13F
Company
13%
315,770
$1,137,000 31 Mar 2018
13F
Koshinski Asset Management, Inc.
13F
Company
3.9%
91,468
$329,000 31 Mar 2018
13F
Neuberger Berman Group LLC
13F
Company
3.1%
73,415
$264,000 31 Mar 2018
13F
WELLINGTON MANAGEMENT GROUP LLP
13F
Company
2.9%
69,479
$250,000 31 Mar 2018
13F
BlackRock Finance, Inc.
13F
Company
2.9%
68,392
$247,000 31 Mar 2018
13F
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
2.3%
55,055
$198,000 31 Mar 2018
13F
Horizon Kinetics LLC
13F
Company
1.9%
43,884
$158,000 31 Mar 2018
13F
NORTHERN TRUST CORP
13F
Company
1.5%
36,225
$131,000 31 Mar 2018
13F
SHUFRO ROSE & CO LLC
13F
Company
1.2%
28,000
$101,000 31 Mar 2018
13F
DIMENSIONAL FUND ADVISORS LP
13F
Company
1.1%
25,275
$91,000 31 Mar 2018
13F
VERTEX ONE ASSET MANAGEMENT INC.
13F
Company
1%
24,065
$87,000 31 Mar 2018
13F
Emancipation Management LLC
13F
Company
0.72%
17,000
$61,000 31 Mar 2018
13F
BROWN ADVISORY INC
13F
Company
0.57%
13,541
$49,000 31 Mar 2018
13F
Bank of New York Mellon Corp
13F
Company
0.5%
11,732
$42,000 31 Mar 2018
13F
STATE STREET CORP
13F
Company
0.43%
10,092
$37,000 31 Mar 2018
13F
WHITTIER TRUST CO
13F
Company
0.34%
8,000
$29,000 31 Mar 2018
13F
THOMPSON DAVIS & CO., INC.
13F
Company
0.21%
5,000
$18,000 31 Mar 2018
13F
UBS Group AG
13F
Company
0.21%
4,861
$17,000 31 Mar 2018
13F
MORGAN STANLEY
13F
Company
0.06%
1,304
$5,000 31 Mar 2018
13F
SIMPLEX TRADING, LLC
13F
Company
0.04%
934
$3,000 31 Mar 2018
13F
Federation Des Caisses Desjardins du Quebec
13F
Individual
0.02%
500
$1,800 31 Mar 2018
13F

Institutional Holders of S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) as of Q2 2018

As of 30 Jun 2018, S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) was held by 33 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 16,892,171 shares. The largest 10 holders included PRICE MICHAEL F, WYNNEFIELD CAPITAL INC, KENNEDY CAPITAL MANAGEMENT, INC., VANGUARD GROUP INC, Cutter & CO Brokerage, Inc., Old West Investment Management, LLC, Teton Advisors, Inc., Alta Fundamental Advisers LLC, THOMSON HORSTMANN & BRYANT INC, and Fairpointe Capital LLC. This page lists 33 institutional shareholders reporting positions in this security for the Q2 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q2 2018 vs Q1 2018 Across Filers

Q1 2018 holders
32
Q2 2018 holders
33
Holder diff
1
Investor Q1 2018 Shares Q2 2018 Shares Share Diff Share Chg % Q1 2018 Value $ Q2 2018 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Here you can make detailed settings or revoke your consent (in part if necessary) with effect for the future. For further information, please refer to our Privacy Policy .