Security key
785135104
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)
CUSIP: 785135104
Q2 2018 13F Holders as of 30 Jun 2018
- Type / Class
- Equity / Common Stock, Par Value $0.001
- Shares outstanding
- 2,359,114
- Total 13F shares
- 16,892,171
- Share change
- +211,698
- Total reported value
- $54,893,625
- Price per share
- $3.25
- Number of holders
- 33
- Value change
- +$678,083
- Number of buys
- 11
- Number of sells
- 9
Report period
Q2 2018
Institutions
33
Top holders
10
SANW full security history
Newer quarter: Q3 2018
Previous quarter: Q1 2018
S&W Seed Co SEC filings
S&W Seed Co company facts
Broader feeds
Reporting periods
Holder history for CUSIP 785135104
Recent filing periods:
Top shareholders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Michael F. Price |
13F
|
Individual |
289%
|
6,814,339
|
$24,532,000 | — | 31 Mar 2018 | |
| WYNNEFIELD CAPITAL INC |
13F
|
Company |
179%
|
4,222,308
|
$15,200,000 | — | 31 Mar 2018 | |
| VANGUARD GROUP INC |
13F
|
Company |
31%
|
742,736
|
$2,674,000 | — | 31 Mar 2018 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
26%
|
613,766
|
$2,210,000 | — | 31 Mar 2018 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
25%
|
593,643
|
$2,137,000 | — | 31 Mar 2018 | |
| Old West Investment Management, LLC |
13F
|
Company |
24%
|
560,017
|
$2,016,000 | — | 31 Mar 2018 | |
| Teton Advisors, Inc. |
13F
|
Company |
21%
|
490,000
|
$1,764,000 | — | 31 Mar 2018 | |
| Birch Run Capital Advisors, LP |
13F
|
Company |
20%
|
479,096
|
$1,725,000 | — | 31 Mar 2018 | |
| THB ASSET MANAGEMENT |
13F
|
Company |
20%
|
469,128
|
$1,688,000 | — | 31 Mar 2018 | |
| Alta Fundamental Advisers LLC |
13F
|
Company |
18%
|
434,580
|
$1,564,000 | — | 31 Mar 2018 | |
| Fairpointe Capital LLC |
13F
|
Company |
15%
|
357,048
|
$1,285,000 | — | 31 Mar 2018 | |
| BRC Group Holdings, Inc. |
13F
|
Company |
13%
|
315,770
|
$1,137,000 | — | 31 Mar 2018 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
3.9%
|
91,468
|
$329,000 | — | 31 Mar 2018 | |
| Neuberger Berman Group LLC |
13F
|
Company |
3.1%
|
73,415
|
$264,000 | — | 31 Mar 2018 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
2.9%
|
69,479
|
$250,000 | — | 31 Mar 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
2.9%
|
68,392
|
$247,000 | — | 31 Mar 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.3%
|
55,055
|
$198,000 | — | 31 Mar 2018 | |
| Horizon Kinetics LLC |
13F
|
Company |
1.9%
|
43,884
|
$158,000 | — | 31 Mar 2018 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.5%
|
36,225
|
$131,000 | — | 31 Mar 2018 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
1.2%
|
28,000
|
$101,000 | — | 31 Mar 2018 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.1%
|
25,275
|
$91,000 | — | 31 Mar 2018 | |
| VERTEX ONE ASSET MANAGEMENT INC. |
13F
|
Company |
1%
|
24,065
|
$87,000 | — | 31 Mar 2018 | |
| Emancipation Management LLC |
13F
|
Company |
0.72%
|
17,000
|
$61,000 | — | 31 Mar 2018 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.57%
|
13,541
|
$49,000 | — | 31 Mar 2018 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.5%
|
11,732
|
$42,000 | — | 31 Mar 2018 | |
| STATE STREET CORP |
13F
|
Company |
0.43%
|
10,092
|
$37,000 | — | 31 Mar 2018 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.34%
|
8,000
|
$29,000 | — | 31 Mar 2018 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
0.21%
|
5,000
|
$18,000 | — | 31 Mar 2018 | |
| UBS Group AG |
13F
|
Company |
0.21%
|
4,861
|
$17,000 | — | 31 Mar 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.06%
|
1,304
|
$5,000 | — | 31 Mar 2018 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.04%
|
934
|
$3,000 | — | 31 Mar 2018 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.02%
|
500
|
$1,800 | — | 31 Mar 2018 |
Institutional Holders of S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) as of Q2 2018
As of 30 Jun 2018,
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
16,892,171 shares.
The largest 10 holders included
PRICE MICHAEL F, WYNNEFIELD CAPITAL INC, KENNEDY CAPITAL MANAGEMENT, INC., VANGUARD GROUP INC, Cutter & CO Brokerage, Inc., Old West Investment Management, LLC, Teton Advisors, Inc., Alta Fundamental Advisers LLC, THOMSON HORSTMANN & BRYANT INC, and Fairpointe Capital LLC.
This page lists
33
institutional shareholders reporting positions in this security
for the Q2 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2018 vs Q1 2018 Across Filers
Q1 2018 holders
32
Q2 2018 holders
33
Holder diff
1
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 Value $ | Q2 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.