S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)
CUSIP: 785135104
Q2 2018 13F Holders as of 30 Jun 2018
- Type / Class
- Equity / Common Stock, Par Value $0.001
- Shares outstanding
- 2,359,114
- Total 13F shares
- 16,892,171
- Share change
- +211,698
- Total reported value
- $54,893,625
- Price per share
- $3.25
- Number of holders
- 33
- Value change
- +$678,083
- Number of buys
- 11
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 785135104?
CUSIP 785135104 identifies SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 in SEC institutional holdings data.
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Recent filing periods for CUSIP 785135104:
Top shareholders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Michael F. Price |
13F
|
Individual |
289%
|
6,814,339
|
$24,532,000 | — | 31 Mar 2018 | |
| WYNNEFIELD CAPITAL INC |
13F
|
Company |
179%
|
4,222,308
|
$15,200,000 | — | 31 Mar 2018 | |
| VANGUARD GROUP INC |
13F
|
Company |
31%
|
742,736
|
$2,674,000 | — | 31 Mar 2018 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
26%
|
613,766
|
$2,210,000 | — | 31 Mar 2018 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
25%
|
593,643
|
$2,137,000 | — | 31 Mar 2018 | |
| Old West Investment Management, LLC |
13F
|
Company |
24%
|
560,017
|
$2,016,000 | — | 31 Mar 2018 | |
| Teton Advisors, Inc. |
13F
|
Company |
21%
|
490,000
|
$1,764,000 | — | 31 Mar 2018 | |
| Birch Run Capital Advisors, LP |
13F
|
Company |
20%
|
479,096
|
$1,725,000 | — | 31 Mar 2018 | |
| THB ASSET MANAGEMENT |
13F
|
Company |
20%
|
469,128
|
$1,688,000 | — | 31 Mar 2018 | |
| Alta Fundamental Advisers LLC |
13F
|
Company |
18%
|
434,580
|
$1,564,000 | — | 31 Mar 2018 | |
| Fairpointe Capital LLC |
13F
|
Company |
15%
|
357,048
|
$1,285,000 | — | 31 Mar 2018 | |
| BRC Group Holdings, Inc. |
13F
|
Company |
13%
|
315,770
|
$1,137,000 | — | 31 Mar 2018 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
3.9%
|
91,468
|
$329,000 | — | 31 Mar 2018 | |
| Neuberger Berman Group LLC |
13F
|
Company |
3.1%
|
73,415
|
$264,000 | — | 31 Mar 2018 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
2.9%
|
69,479
|
$250,000 | — | 31 Mar 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
2.9%
|
68,392
|
$247,000 | — | 31 Mar 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.3%
|
55,055
|
$198,000 | — | 31 Mar 2018 | |
| Horizon Kinetics LLC |
13F
|
Company |
1.9%
|
43,884
|
$158,000 | — | 31 Mar 2018 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.5%
|
36,225
|
$131,000 | — | 31 Mar 2018 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
1.2%
|
28,000
|
$101,000 | — | 31 Mar 2018 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.1%
|
25,275
|
$91,000 | — | 31 Mar 2018 | |
| VERTEX ONE ASSET MANAGEMENT INC. |
13F
|
Company |
1%
|
24,065
|
$87,000 | — | 31 Mar 2018 | |
| Emancipation Management LLC |
13F
|
Company |
0.72%
|
17,000
|
$61,000 | — | 31 Mar 2018 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.57%
|
13,541
|
$49,000 | — | 31 Mar 2018 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.5%
|
11,732
|
$42,000 | — | 31 Mar 2018 | |
| STATE STREET CORP |
13F
|
Company |
0.43%
|
10,092
|
$37,000 | — | 31 Mar 2018 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.34%
|
8,000
|
$29,000 | — | 31 Mar 2018 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
0.21%
|
5,000
|
$18,000 | — | 31 Mar 2018 | |
| UBS Group AG |
13F
|
Company |
0.21%
|
4,861
|
$17,000 | — | 31 Mar 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.06%
|
1,304
|
$5,000 | — | 31 Mar 2018 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.04%
|
934
|
$3,000 | — | 31 Mar 2018 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.02%
|
500
|
$1,800 | — | 31 Mar 2018 |
Institutional Holders of S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) as of Q2 2018
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2018 vs Q1 2018 Across Filers
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 Value $ | Q2 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.