Security key
785135104
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)
CUSIP: 785135104
Q3 2017 13F Holders as of 30 Sep 2017
- Security type / class
- Equity / Common Stock, Par Value $0.001
- Total 13F shares
- 12,886,106
- Total 13F value
- $40,609,575
- Share change
- +1,381,599
- SEC-reported price per share
- $3.15
- Number of holders
- 31
- Value change
- +$3,622,163
- Number of buys
- 12
- Number of sells
- 14
- Shares outstanding
- 2,359,114
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2017
Institutions
31
Top holders
10
SANW full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2017
Previous quarter: Q2 2017
S&W Seed Co SEC filings
S&W Seed Co company facts
Broader feeds
Reporting periods
Holder history for CUSIP 785135104
Recent filing periods:
Ownership snapshot
Top reported holders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
WYNNEFIELD CAPITAL INC
Disclosed value leader
WYNNEFIELD CAPITAL INC
Comparable rows
15/15
Latest evidence
30 Jun 2017
13F
Lead comparable stake: 138%
Showing 1-6 of 15 holder rows.
Quick read
WYNNEFIELD CAPITAL INC leads the comparable SEC ownership view at 138%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens WYNNEFIELD CAPITAL INC's linked filing trail.
Comparable ownership
Top 5
WYNNEFIELD CAPITAL INC
138%
Michael F. Price
136%
KENNEDY CAPITAL MANAGEMENT LLC
37%
Curi Capital, LLC
32%
THB ASSET MANAGEMENT
26%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| WYNNEFIELD CAPITAL INC |
13F
Company
|
138%
|
$13,521,000
3,258,023 shares
|
— | 30 Jun 2017 |
| Michael F. Price |
13F
Individual
|
136%
|
$13,271,000
3,197,838 shares
|
— | 30 Jun 2017 |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
Company
|
37%
|
$3,625,000
873,443 shares
|
— | 30 Jun 2017 |
| Curi Capital, LLC |
13F
Company
|
32%
|
$3,175,000
765,087 shares
|
— | 30 Jun 2017 |
| THB ASSET MANAGEMENT |
13F
Company
|
26%
|
$2,514,000
605,985 shares
|
— | 30 Jun 2017 |
| Cutter & CO Brokerage, Inc. |
13F
Company
|
25%
|
$2,431,000
585,857 shares
|
— | 30 Jun 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
31
Shares
12,886,106
Rows available
31
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
30
Q3 2017 holders
31
Holder diff
1
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 value | Q3 2017 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend