What does CUSIP 785135104 represent in this 13F holders report?

CUSIP 785135104 is the security identifier for SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 used to aggregate holder disclosures.

How many institutions held SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 in Q3 2017?

31 institutional investors reported SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 for Q3 2017. Use the holders table for investor-level position and value details.

S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)

CUSIP: 785135104

Q3 2017 13F Holders as of 30 Sep 2017

Type / Class: Equity / Common Stock, Par Value $0.001
Shares outstanding: 2,359,114
Total 13F shares: 12,886,106
Share change: +1,381,599
Total reported value: $40,609,575
Price per share: $3.15
Number of holders: 31
Value change: +$3,622,163
Number of buys: 12
Number of sells: 14

Quarterly Holders Quick Answers

What is CUSIP 785135104?
CUSIP 785135104 identifies SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 in SEC institutional holdings data.

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Newer quarter: Q4 2017
Previous quarter: Q2 2017

Recent filing periods for CUSIP 785135104:

Q4 2024 Q3 2024 Q2 2024 Q1 2024 Q4 2023 Q3 2023 Q2 2023 Q1 2023

Top shareholders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
WYNNEFIELD CAPITAL INC	13F	Company	138%	3,258,023	$13,521,000	—	30 Jun 2017	13F
Michael F. Price	13F	Individual	136%	3,197,838	$13,271,000	—	30 Jun 2017	13F
KENNEDY CAPITAL MANAGEMENT LLC	13F	Company	37%	873,443	$3,625,000	—	30 Jun 2017	13F
Curi Capital, LLC	13F	Company	32%	765,087	$3,175,000	—	30 Jun 2017	13F
THB ASSET MANAGEMENT	13F	Company	26%	605,985	$2,514,000	—	30 Jun 2017	13F
Cutter & CO Brokerage, Inc.	13F	Company	25%	585,857	$2,431,000	—	30 Jun 2017	13F
VANGUARD GROUP INC	13F	Company	20%	481,936	$2,000,000	—	30 Jun 2017	13F
NORTHPOINTE CAPITAL LLC	13F	Company	20%	475,079	$1,972,000	—	30 Jun 2017	13F
BARD ASSOCIATES INC	13F	Company	12%	280,763	$1,165,000	—	30 Jun 2017	13F
Koshinski Asset Management, Inc.	13F	Company	7.8%	184,778	$767,000	—	30 Jun 2017	13F
BRC Group Holdings, Inc.	13F	Company	6.7%	158,054	$656,000	—	30 Jun 2017	13F
ESSEX INVESTMENT MANAGEMENT CO LLC	13F	Company	6.7%	157,920	$655,000	—	30 Jun 2017	13F
S Squared Technology, LLC	13F	Company	4%	94,800	$393,000	—	30 Jun 2017	13F
BlackRock Finance, Inc.	13F	Company	2.9%	68,360	$284,000	—	30 Jun 2017	13F
WELLINGTON MANAGEMENT GROUP LLP	13F	Company	2.2%	51,831	$215,000	—	30 Jun 2017	13F
Neuberger Berman Group LLC	13F	Company	2.1%	50,623	$210,000	—	30 Jun 2017	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	2%	47,917	$198,000	—	30 Jun 2017	13F
NORTHERN TRUST CORP	13F	Company	1.5%	36,522	$152,000	—	30 Jun 2017	13F
VERTEX ONE ASSET MANAGEMENT INC.	13F	Company	1.4%	34,065	$141,000	—	30 Jun 2017	13F
BRIDGEWAY CAPITAL MANAGEMENT, LLC	13F	Company	1.3%	30,000	$125,000	—	30 Jun 2017	13F
Emancipation Management LLC	13F	Company	0.81%	19,000	$79,000	—	30 Jun 2017	13F
Bank of New York Mellon Corp	13F	Company	0.5%	11,732	$49,000	—	30 Jun 2017	13F
Janney Montgomery Scott LLC	13F	Company	0.44%	10,400	$43,000	—	30 Jun 2017	13F
MONETARY MANAGEMENT GROUP INC	13F	Company	0.42%	10,000	$41,000	—	30 Jun 2017	13F
BARCLAYS PLC	13F	Company	0.2%	4,787	$20,000	—	30 Jun 2017	13F
Tower Research Capital LLC (TRC)	13F	Company	0.15%	3,496	$15,000	—	30 Jun 2017	13F
MORGAN STANLEY	13F	Company	0.1%	2,311	$10,000	—	30 Jun 2017	13F
THOMPSON DAVIS & CO., INC.	13F	Company	0.08%	2,000	$8,000	—	30 Jun 2017	13F
Cutler Group LLC / CA	13F	Company	0.08%	1,800	$7,000	—	30 Jun 2017	13F
Federation Des Caisses Desjardins du Quebec	13F	Individual	0.02%	500	$2,075	—	30 Jun 2017	13F

Institutional Holders of S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) as of Q3 2017

As of 30 Sep 2017, S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) was held by 31 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 12,886,106 shares. The largest 10 holders included PRICE MICHAEL F, WYNNEFIELD CAPITAL INC, KENNEDY CAPITAL MANAGEMENT, INC., VANGUARD GROUP INC, Cutter & CO Brokerage, Inc., THOMSON HORSTMANN & BRYANT INC, B. Riley Financial, Inc., RMB Capital Management, LLC, BARD ASSOCIATES INC, and Old West Investment Management, LLC. This page lists 31 institutional shareholders reporting positions in this security for the Q3 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2017 vs Q2 2017 Across Filers

Q2 2017 holders

Q3 2017 holders

Holder diff

Investor	Q2 2017 Shares	Q3 2017 Shares	Share Diff	Share Chg %	Q2 2017 Value $	Q3 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.