S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)
CUSIP: 785135104
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / Common Stock, Par Value $0.001
- Shares outstanding
- 2,359,114
- Total 13F shares
- 11,504,907
- Share change
- +82,586
- Total reported value
- $47,744,075
- Price per share
- $4.15
- Number of holders
- 30
- Value change
- +$208,869
- Number of buys
- 12
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 785135104?
CUSIP 785135104 identifies SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 in SEC institutional holdings data.
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Recent filing periods for CUSIP 785135104:
Top shareholders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Michael F. Price |
13F
|
Individual |
136%
|
3,197,838
|
$15,829,000 | — | 31 Mar 2017 | |
| WYNNEFIELD CAPITAL INC |
13F
|
Company |
101%
|
2,386,496
|
$11,813,000 | — | 31 Mar 2017 | |
| Curi Capital, LLC |
13F
|
Company |
58%
|
1,377,596
|
$6,819,000 | — | 31 Mar 2017 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
35%
|
828,195
|
$4,100,000 | — | 31 Mar 2017 | |
| NORTHPOINTE CAPITAL LLC |
13F
|
Company |
31%
|
727,846
|
$3,603,000 | — | 31 Mar 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
24%
|
562,636
|
$2,785,000 | — | 31 Mar 2017 | |
| THB ASSET MANAGEMENT |
13F
|
Company |
23%
|
535,790
|
$2,652,000 | — | 31 Mar 2017 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
22%
|
528,178
|
$2,614,000 | — | 31 Mar 2017 | |
| BARD ASSOCIATES INC |
13F
|
Company |
12%
|
281,763
|
$1,395,000 | — | 31 Mar 2017 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
7.9%
|
186,278
|
$922,000 | — | 31 Mar 2017 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
5%
|
116,931
|
$579,000 | — | 31 Mar 2017 | |
| BRC Group Holdings, Inc. |
13F
|
Company |
4.1%
|
96,933
|
$480,000 | — | 31 Mar 2017 | |
| S Squared Technology, LLC |
13F
|
Company |
4%
|
94,800
|
$469,000 | — | 31 Mar 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
3.7%
|
86,488
|
$429,000 | — | 31 Mar 2017 | |
| SG Americas Securities, LLC |
13F
|
Company |
3%
|
69,813
|
$346,000 | — | 31 Mar 2017 | |
| Municipal Employees' Retirement System of Michigan |
13F
|
Company |
2.9%
|
68,730
|
$340,000 | — | 31 Mar 2017 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
2.4%
|
56,268
|
$279,000 | — | 31 Mar 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2%
|
47,087
|
$233,000 | — | 31 Mar 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.5%
|
36,522
|
$180,000 | — | 31 Mar 2017 | |
| VERTEX ONE ASSET MANAGEMENT INC. |
13F
|
Company |
1.4%
|
34,065
|
$169,000 | — | 31 Mar 2017 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.3%
|
30,000
|
$149,000 | — | 31 Mar 2017 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
1.1%
|
25,582
|
$127,000 | — | 31 Mar 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.5%
|
11,732
|
$58,000 | — | 31 Mar 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.44%
|
10,400
|
$51,000 | — | 31 Mar 2017 | |
| MONETARY MANAGEMENT GROUP INC |
13F
|
Company |
0.42%
|
10,000
|
$49,000 | — | 31 Mar 2017 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
0.17%
|
4,000
|
$20,000 | — | 31 Mar 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.13%
|
3,131
|
$16,000 | — | 31 Mar 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.12%
|
2,719
|
$13,000 | — | 31 Mar 2017 | |
| Acrospire Investment Management LLC |
13F
|
Company |
0.06%
|
1,504
|
$7,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.04%
|
1,030
|
$5,000 | — | 31 Mar 2017 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.02%
|
500
|
$2,475 | — | 31 Mar 2017 | |
| Cutler Group LLC / CA |
13F
|
Company |
0.02%
|
400
|
$1,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
136
|
$1,000 | — | 31 Mar 2017 |
Institutional Holders of S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) as of Q2 2017
As of 30 Jun 2017,
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) was held by
30 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,504,907 shares.
The largest 10 holders included
WYNNEFIELD CAPITAL INC, PRICE MICHAEL F, KENNEDY CAPITAL MANAGEMENT, INC., RMB Capital Management, LLC, THOMSON HORSTMANN & BRYANT INC, Cutter & CO Brokerage, Inc., VANGUARD GROUP INC, NORTHPOINTE CAPITAL LLC, BARD ASSOCIATES INC, and Koshinski Asset Management, Inc..
This page lists
30
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
32
Q2 2017 holders
30
Holder diff
-2
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.