What does CUSIP 785135104 represent in this 13F holders report?

CUSIP 785135104 is the security identifier for SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 used to aggregate holder disclosures.

How many institutions held SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 in Q1 2017?

32 institutional investors reported SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 for Q1 2017. Use the holders table for investor-level position and value details.

S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)

CUSIP: 785135104

Q1 2017 13F Holders as of 31 Mar 2017

Security type / class: Equity / Common Stock, Par Value $0.001
Total 13F shares: 11,420,921
Total 13F value: $56,532,475
Share change: +312,064
SEC-reported price per share: $4.95
Number of holders: 32
Value change: +$1,638,392
Number of buys: 14
Number of sells: 14
Shares outstanding: 2,359,114

Security key

785135104

Report period

Q1 2017

Institutions

Top holders

SANW full security history Ownership snapshot Full 13F holder table S&W Seed Co SEC filings S&W Seed Co company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Michael F. Price

Disclosed value leader

Michael F. Price

Comparable rows

15/15

Latest evidence

31 Dec 2016

13F Lead comparable stake: 136% Showing 1-6 of 15 holder rows.

Quick read

Michael F. Price leads the comparable SEC ownership view at 136%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Michael F. Price's linked filing trail.

Comparable ownership Top 5

Michael F. Price 136%

WYNNEFIELD CAPITAL INC 90%

Curi Capital, LLC 58%

NORTHPOINTE CAPITAL LLC 39%

KENNEDY CAPITAL MANAGEMENT LLC 35%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Michael F. Price	13F Individual 13F	136%	$14,710,000 3,197,838 shares	—	31 Dec 2016
WYNNEFIELD CAPITAL INC	13F Company 13F	90%	$9,771,000 2,124,226 shares	—	31 Dec 2016
Curi Capital, LLC	13F Company 13F	58%	$6,337,000 1,377,596 shares	—	31 Dec 2016
NORTHPOINTE CAPITAL LLC	13F Company 13F	39%	$4,277,000 929,802 shares	—	31 Dec 2016
KENNEDY CAPITAL MANAGEMENT LLC	13F Company 13F	35%	$3,766,000 818,758 shares	—	31 Dec 2016
VANGUARD GROUP INC	13F Company 13F	23%	$2,536,000 551,336 shares	—	31 Dec 2016

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2017

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

11,420,921

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2017 vs Q1 2017 Across Filers

Q1 2017 holders

Holder diff

Investor	Q1 2017 Shares	Q1 2017 Shares	Share Diff	Share Chg %	Q1 2017 value	Q1 2017 value	Value change	Value Chg %