S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)
CUSIP: 785135104
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock, Par Value $0.001
- Shares outstanding
- 2,359,114
- Total 13F shares
- 11,219,493
- Share change
- +416,964
- Total reported value
- $51,605,000
- Price per share
- $4.60
- Number of holders
- 37
- Value change
- +$1,824,603
- Number of buys
- 19
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 785135104?
CUSIP 785135104 identifies SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 in SEC institutional holdings data.
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Recent filing periods for CUSIP 785135104:
Top shareholders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Michael F. Price |
13F
|
Individual |
136%
|
3,197,838
|
$16,309,000 | — | 30 Sep 2016 | |
| WYNNEFIELD CAPITAL INC |
13F
|
Company |
90%
|
2,124,226
|
$10,833,000 | — | 30 Sep 2016 | |
| Curi Capital, LLC |
13F
|
Company |
58%
|
1,377,596
|
$7,026,000 | — | 30 Sep 2016 | |
| NORTHPOINTE CAPITAL LLC |
13F
|
Company |
34%
|
797,731
|
$4,068,000 | — | 30 Sep 2016 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
33%
|
782,256
|
$3,990,000 | — | 30 Sep 2016 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
20%
|
480,477
|
$2,450,000 | — | 30 Sep 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
20%
|
460,946
|
$2,351,000 | — | 30 Sep 2016 | |
| BARD ASSOCIATES INC |
13F
|
Company |
13%
|
297,113
|
$1,515,000 | — | 30 Sep 2016 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
7.7%
|
181,778
|
$927,000 | — | 30 Sep 2016 | |
| SG Capital Management LLC |
13F
|
Company |
6.2%
|
145,415
|
$742,000 | — | 30 Sep 2016 | |
| THB ASSET MANAGEMENT |
13F
|
Company |
5.6%
|
131,712
|
$671,000 | — | 30 Sep 2016 | |
| Cove Street Capital, LLC |
13F
|
Company |
4.4%
|
104,844
|
$535,000 | — | 30 Sep 2016 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
3.7%
|
87,100
|
$444,000 | — | 30 Sep 2016 | |
| SG Americas Securities, LLC |
13F
|
Company |
3.3%
|
78,000
|
$398,000 | — | 30 Sep 2016 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
3.1%
|
74,257
|
$379,000 | — | 30 Sep 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
3%
|
70,100
|
$358,000 | — | 30 Sep 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
2.5%
|
58,084
|
$296,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2%
|
47,087
|
$240,000 | — | 30 Sep 2016 | |
| Hudson Bay Capital Management LP |
13F
|
Company |
1.9%
|
45,629
|
$233,000 | — | 30 Sep 2016 | |
| Transform Wealth, LLC |
13F
|
Company |
1.6%
|
37,379
|
$191,000 | — | 30 Sep 2016 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
1.6%
|
37,054
|
$189,000 | — | 30 Sep 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
1.4%
|
32,291
|
$164,000 | — | 30 Sep 2016 | |
| E. E. Geduld |
13F
|
Individual |
1.1%
|
25,000
|
$128,000 | — | 30 Sep 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1%
|
24,701
|
$126,000 | — | 30 Sep 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
1%
|
24,347
|
$124,000 | — | 30 Sep 2016 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.54%
|
12,661
|
$65,000 | — | 30 Sep 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.53%
|
12,412
|
$63,000 | — | 30 Sep 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.44%
|
10,400
|
$53,000 | — | 30 Sep 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.44%
|
10,400
|
$53,000 | — | 30 Sep 2016 | |
| MONETARY MANAGEMENT GROUP INC |
13F
|
Company |
0.42%
|
10,000
|
$51,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.35%
|
8,300
|
$42,000 | — | 30 Sep 2016 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.35%
|
8,300
|
$42,000 | — | 30 Sep 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.1%
|
2,431
|
$12,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
2,175
|
$11,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.05%
|
1,091
|
$5,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.03%
|
803
|
$5,000 | — | 30 Sep 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.03%
|
698
|
$4,000 | — | 30 Sep 2016 |
Institutional Holders of S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) as of Q4 2016
As of 31 Dec 2016,
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,219,493 shares.
The largest 10 holders included
PRICE MICHAEL F, WYNNEFIELD CAPITAL INC, RMB Capital Management, LLC, NORTHPOINTE CAPITAL LLC, KENNEDY CAPITAL MANAGEMENT, INC., VANGUARD GROUP INC, Cutter & CO Brokerage, Inc., BARD ASSOCIATES INC, THOMSON HORSTMANN & BRYANT INC, and Koshinski Asset Management, Inc..
This page lists
37
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
37
Q4 2016 holders
37
Holder diff
0
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.