Security key
785135104
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)
CUSIP: 785135104
Q4 2016 13F Holders as of 31 Dec 2016
- Security type / class
- Equity / Common Stock, Par Value $0.001
- Total 13F shares
- 11,219,493
- Total 13F value
- $51,605,000
- Share change
- +416,964
- SEC-reported price per share
- $4.60
- Number of holders
- 37
- Value change
- +$1,824,603
- Number of buys
- 19
- Number of sells
- 12
- Shares outstanding
- 2,359,114
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2016
Institutions
37
Top holders
10
SANW full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2017
Previous quarter: Q3 2016
S&W Seed Co SEC filings
S&W Seed Co company facts
Broader feeds
Reporting periods
Holder history for CUSIP 785135104
Recent filing periods:
Ownership snapshot
Top reported holders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Michael F. Price
Disclosed value leader
Michael F. Price
Comparable rows
15/15
Latest evidence
30 Sep 2016
13F
Lead comparable stake: 136%
Showing 1-6 of 15 holder rows.
Quick read
Michael F. Price leads the comparable SEC ownership view at 136%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Michael F. Price's linked filing trail.
Comparable ownership
Top 5
Michael F. Price
136%
WYNNEFIELD CAPITAL INC
90%
Curi Capital, LLC
58%
NORTHPOINTE CAPITAL LLC
34%
KENNEDY CAPITAL MANAGEMENT LLC
33%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Michael F. Price |
13F
Individual
|
136%
|
$16,309,000
3,197,838 shares
|
— | 30 Sep 2016 |
| WYNNEFIELD CAPITAL INC |
13F
Company
|
90%
|
$10,833,000
2,124,226 shares
|
— | 30 Sep 2016 |
| Curi Capital, LLC |
13F
Company
|
58%
|
$7,026,000
1,377,596 shares
|
— | 30 Sep 2016 |
| NORTHPOINTE CAPITAL LLC |
13F
Company
|
34%
|
$4,068,000
797,731 shares
|
— | 30 Sep 2016 |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
Company
|
33%
|
$3,990,000
782,256 shares
|
— | 30 Sep 2016 |
| Cutter & CO Brokerage, Inc. |
13F
Company
|
20%
|
$2,450,000
480,477 shares
|
— | 30 Sep 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
37
Shares
11,219,493
Rows available
37
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
37
Q4 2016 holders
37
Holder diff
0
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 value | Q4 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend