S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)
CUSIP: 785135104
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock, Par Value $0.001
- Shares outstanding
- 2,359,114
- Total 13F shares
- 10,802,529
- Share change
- +581,032
- Total reported value
- $55,092,000
- Price per share
- $5.10
- Number of holders
- 37
- Value change
- +$3,010,916
- Number of buys
- 17
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 785135104?
CUSIP 785135104 identifies SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 in SEC institutional holdings data.
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Recent filing periods for CUSIP 785135104:
Top shareholders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Michael F. Price |
13F
|
Individual |
132%
|
3,113,423
|
$13,575,000 | — | 30 Jun 2016 | |
| WYNNEFIELD CAPITAL INC |
13F
|
Company |
90%
|
2,118,881
|
$9,238,000 | — | 30 Jun 2016 | |
| Curi Capital, LLC |
13F
|
Company |
55%
|
1,305,842
|
$5,693,000 | — | 30 Jun 2016 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
32%
|
744,440
|
$3,246,000 | — | 30 Jun 2016 | |
| NORTHPOINTE CAPITAL LLC |
13F
|
Company |
25%
|
579,923
|
$2,528,000 | — | 30 Jun 2016 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
20%
|
483,304
|
$2,107,000 | — | 30 Jun 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
19%
|
458,344
|
$1,999,000 | — | 30 Jun 2016 | |
| BARD ASSOCIATES INC |
13F
|
Company |
13%
|
300,763
|
$1,311,000 | — | 30 Jun 2016 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
7.8%
|
183,228
|
$979,000 | — | 30 Jun 2016 | |
| SG Capital Management LLC |
13F
|
Company |
6.1%
|
143,346
|
$625,000 | — | 30 Jun 2016 | |
| Cove Street Capital, LLC |
13F
|
Company |
4.4%
|
104,844
|
$457,000 | — | 30 Jun 2016 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
3.7%
|
87,100
|
$380,000 | — | 30 Jun 2016 | |
| Generale Societe |
13F
|
Individual |
3.3%
|
78,000
|
$340,000 | — | 30 Jun 2016 | |
| SG Americas Securities, LLC |
13F
|
Company |
3.3%
|
78,000
|
$340,000 | — | 30 Jun 2016 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
3.2%
|
74,740
|
$326,000 | — | 30 Jun 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
2.7%
|
64,171
|
$280,000 | — | 30 Jun 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
2.4%
|
56,966
|
$248,000 | — | 30 Jun 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2%
|
47,087
|
$205,000 | — | 30 Jun 2016 | |
| Transform Wealth, LLC |
13F
|
Company |
1.7%
|
39,566
|
$173,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.5%
|
35,000
|
$153,000 | — | 30 Jun 2016 | |
| ALGERT GLOBAL LLC |
13F
|
Company |
1.4%
|
32,465
|
$142,000 | — | 30 Jun 2016 | |
| E. E. Geduld |
13F
|
Individual |
1.1%
|
25,000
|
$109,000 | — | 30 Jun 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1%
|
24,701
|
$108,000 | — | 30 Jun 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
1%
|
24,347
|
$106,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.89%
|
20,911
|
$91,000 | — | 30 Jun 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.88%
|
20,800
|
$90,000 | — | 30 Jun 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.75%
|
17,578
|
$77,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.48%
|
11,300
|
$49,000 | — | 30 Jun 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.44%
|
10,400
|
$45,000 | — | 30 Jun 2016 | |
| MONETARY MANAGEMENT GROUP INC |
13F
|
Company |
0.42%
|
10,000
|
$44,000 | — | 30 Jun 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.1%
|
2,431
|
$11,000 | — | 30 Jun 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.09%
|
2,076
|
$9,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.05%
|
1,091
|
$4,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.03%
|
700
|
$3,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
470
|
$2,000 | — | 30 Jun 2016 |
Institutional Holders of S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) as of Q3 2016
As of 30 Sep 2016,
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,802,529 shares.
The largest 10 holders included
PRICE MICHAEL F, WYNNEFIELD CAPITAL INC, RMB Capital Management, LLC, NORTHPOINTE CAPITAL LLC, KENNEDY CAPITAL MANAGEMENT, INC., Cutter & CO Brokerage, Inc., VANGUARD GROUP INC, BARD ASSOCIATES INC, Koshinski Asset Management, Inc., and SG Capital Management LLC.
This page lists
37
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
34
Q3 2016 holders
37
Holder diff
3
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.