Security key
785135104
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)
CUSIP: 785135104
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common Stock, Par Value $0.001
- Shares outstanding
- 2,359,114
- Total 13F shares
- 6,041,783
- Share change
- +506,052
- Total reported value
- $27,843,373
- Put/Call ratio
- 5.1%
- Price per share
- $4.60
- Number of holders
- 32
- Value change
- +$2,303,870
- Number of buys
- 15
- Number of sells
- 14
Report period
Q3 2015
Institutions
32
Top holders
10
SANW full security history
Newer quarter: Q4 2015
Previous quarter: Q2 2015
S&W Seed Co SEC filings
S&W Seed Co company facts
Broader feeds
Reporting periods
Holder history for CUSIP 785135104
Recent filing periods:
Top shareholders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Michael F. Price |
13F
|
Individual |
55%
|
1,294,000
|
$6,315,000 | — | 30 Jun 2015 | |
| Curi Capital, LLC |
13F
|
Company |
48%
|
1,121,001
|
$5,470,000 | — | 30 Jun 2015 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
22%
|
509,514
|
$2,486,000 | — | 30 Jun 2015 | |
| NORTHPOINTE CAPITAL LLC |
13F
|
Company |
19%
|
457,990
|
$2,235,000 | — | 30 Jun 2015 | |
| VANGUARD GROUP INC |
13F
|
Company |
14%
|
338,891
|
$1,654,000 | — | 30 Jun 2015 | |
| BARD ASSOCIATES INC |
13F
|
Company |
14%
|
334,275
|
$1,631,000 | — | 30 Jun 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
12%
|
273,606
|
$1,335,000 | — | 30 Jun 2015 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
10%
|
246,100
|
$1,201,000 | — | 30 Jun 2015 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
7.8%
|
183,248
|
$894,000 | — | 30 Jun 2015 | |
| FULLER & THALER ASSET MANAGEMENT, INC. |
13F
|
Company |
7.1%
|
168,100
|
$820,000 | — | 30 Jun 2015 | |
| Coe Capital Management, LLC |
13F
|
Company |
5.4%
|
126,650
|
$618,052 | — | 30 Jun 2015 | |
| Spot Trading L.L.C |
13F
|
Company |
3%
|
70,788
|
$345,000 | — | 30 Jun 2015 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
2.8%
|
65,200
|
$318,000 | — | 30 Jun 2015 | |
| SG Capital Management LLC |
13F
|
Company |
1.8%
|
43,372
|
$212,000 | — | 30 Jun 2015 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.8%
|
42,244
|
$206,000 | — | 30 Jun 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.8%
|
41,500
|
$203,000 | — | 30 Jun 2015 | |
| BlackRock Fund Advisors |
13F
|
Company |
1.7%
|
39,742
|
$194,000 | — | 30 Jun 2015 | |
| E. E. Geduld |
13F
|
Individual |
1.1%
|
25,000
|
$122,000 | — | 30 Jun 2015 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
1%
|
24,347
|
$119,000 | — | 30 Jun 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.62%
|
14,612
|
$71,000 | — | 30 Jun 2015 | |
| Rotella Capital Management, Inc. |
13F
|
Company |
0.59%
|
13,827
|
$67,000 | — | 30 Jun 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.55%
|
12,890
|
$62,000 | — | 30 Jun 2015 | |
| SMITH, MOORE & CO. |
13F
|
Company |
0.51%
|
12,100
|
$59,000 | — | 30 Jun 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.51%
|
12,000
|
$59,000 | — | 30 Jun 2015 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.25%
|
5,800
|
$28,000 | — | 30 Jun 2015 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.16%
|
3,748
|
$18,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.1%
|
2,446
|
$11,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0.1%
|
2,317
|
$11,000 | — | 30 Jun 2015 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.08%
|
1,954
|
$10,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.03%
|
600
|
$3,000 | — | 30 Jun 2015 | |
| USA MUTUALS ADVISORS, INC. |
13F
|
Company |
0.02%
|
442
|
$2,000 | — | 30 Jun 2015 | |
| Walleye Trading LLC |
13F
|
Company |
0.01%
|
300
|
$1,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
291
|
$1,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
50
|
$244 | — | 30 Jun 2015 |
Institutional Holders of S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) as of Q3 2015
As of 30 Sep 2015,
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) was held by
32 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,041,783 shares.
The largest 10 holders included
RMB Capital Management, LLC, PRICE MICHAEL F, KENNEDY CAPITAL MANAGEMENT, INC., NORTHPOINTE CAPITAL LLC, VANGUARD GROUP INC, Cutter & CO Brokerage, Inc., BARD ASSOCIATES INC, Koshinski Asset Management, Inc., Coe Capital Management, LLC, and FULLER & THALER ASSET MANAGEMENT, INC..
This page lists
32
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
32
Q3 2015 holders
32
Holder diff
0
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.