Security key
785135104
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)
CUSIP: 785135104
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Common Stock, Par Value $0.001
- Shares outstanding
- 2,359,114
- Total 13F shares
- 6,272,000
- Share change
- +1,752,735
- Total reported value
- $26,639,023
- Put/Call ratio
- 3.6%
- Price per share
- $4.22
- Number of holders
- 35
- Value change
- +$7,321,085
- Number of buys
- 18
- Number of sells
- 14
Report period
Q4 2015
Institutions
35
Top holders
10
SANW full security history
Newer quarter: Q1 2016
Previous quarter: Q3 2015
S&W Seed Co SEC filings
S&W Seed Co company facts
Broader feeds
Reporting periods
Holder history for CUSIP 785135104
Recent filing periods:
Top shareholders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Curi Capital, LLC |
13F
|
Company |
66%
|
1,563,458
|
$7,192,000 | — | 30 Sep 2015 | |
| Michael F. Price |
13F
|
Individual |
55%
|
1,294,000
|
$5,952,000 | — | 30 Sep 2015 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
25%
|
585,222
|
$2,692,000 | — | 30 Sep 2015 | |
| NORTHPOINTE CAPITAL LLC |
13F
|
Company |
19%
|
453,190
|
$2,085,000 | — | 30 Sep 2015 | |
| VANGUARD GROUP INC |
13F
|
Company |
15%
|
344,691
|
$1,586,000 | — | 30 Sep 2015 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
14%
|
332,700
|
$1,530,000 | — | 30 Sep 2015 | |
| BARD ASSOCIATES INC |
13F
|
Company |
14%
|
331,125
|
$1,523,000 | — | 30 Sep 2015 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
7.9%
|
186,148
|
$908,000 | — | 30 Sep 2015 | |
| Coe Capital Management, LLC |
13F
|
Company |
7.3%
|
172,255
|
$792,373 | — | 30 Sep 2015 | |
| FULLER & THALER ASSET MANAGEMENT, INC. |
13F
|
Company |
7.1%
|
167,700
|
$771,000 | — | 30 Sep 2015 | |
| SG Capital Management LLC |
13F
|
Company |
5.5%
|
130,008
|
$598,000 | — | 30 Sep 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
4.2%
|
99,168
|
$456,000 | — | 30 Sep 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
2.3%
|
54,700
|
$252,000 | — | 30 Sep 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
2%
|
47,377
|
$217,000 | — | 30 Sep 2015 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
1.8%
|
43,425
|
$200,000 | — | 30 Sep 2015 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.8%
|
42,244
|
$194,000 | — | 30 Sep 2015 | |
| BlackRock Fund Advisors |
13F
|
Company |
1.6%
|
38,716
|
$178,000 | — | 30 Sep 2015 | |
| E. E. Geduld |
13F
|
Individual |
1.1%
|
25,000
|
$115,000 | — | 30 Sep 2015 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
1%
|
24,347
|
$112,000 | — | 30 Sep 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.76%
|
17,937
|
$82,000 | — | 30 Sep 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.71%
|
16,645
|
$77,000 | — | 30 Sep 2015 | |
| Rotella Capital Management, Inc. |
13F
|
Company |
0.6%
|
14,127
|
$65,000 | — | 30 Sep 2015 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.57%
|
13,415
|
$62,000 | — | 30 Sep 2015 | |
| SMITH, MOORE & CO. |
13F
|
Company |
0.51%
|
12,100
|
$56,000 | — | 30 Sep 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.51%
|
12,000
|
$56,000 | — | 30 Sep 2015 | |
| MONETARY MANAGEMENT GROUP INC |
13F
|
Company |
0.47%
|
11,000
|
$51,000 | — | 30 Sep 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.13%
|
3,120
|
$14,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.09%
|
2,200
|
$10,000 | — | 30 Sep 2015 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.08%
|
1,954
|
$9,000 | — | 30 Sep 2015 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.04%
|
1,011
|
$4,000 | — | 30 Sep 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.03%
|
600
|
$3,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
291
|
$1,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
200
|
$1,000 | — | 30 Sep 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
151
|
$1,000 | — | 30 Sep 2015 |
Institutional Holders of S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) as of Q4 2015
As of 31 Dec 2015,
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,272,000 shares.
The largest 10 holders included
PRICE MICHAEL F, WYNNEFIELD CAPITAL INC, KENNEDY CAPITAL MANAGEMENT, INC., NORTHPOINTE CAPITAL LLC, VANGUARD GROUP INC, Cutter & CO Brokerage, Inc., BARD ASSOCIATES INC, Koshinski Asset Management, Inc., SG Capital Management LLC, and WOLVERINE ASSET MANAGEMENT LLC.
This page lists
35
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
32
Q4 2015 holders
35
Holder diff
3
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.