S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)
CUSIP: 785135104
Q2 2015 13F Holders as of 30 Jun 2015
- Type / Class
- Equity / Common Stock, Par Value $0.001
- Shares outstanding
- 2,359,114
- Total 13F shares
- 5,488,354
- Share change
- +612,341
- Total reported value
- $26,779,296
- Put/Call ratio
- 58%
- Price per share
- $4.88
- Number of holders
- 32
- Value change
- +$3,018,486
- Number of buys
- 17
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 785135104?
CUSIP 785135104 identifies SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 in SEC institutional holdings data.
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Recent filing periods for CUSIP 785135104:
Top shareholders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Michael F. Price |
13F
|
Individual |
55%
|
1,294,000
|
$5,978,000 | — | 31 Mar 2015 | |
| Curi Capital, LLC |
13F
|
Company |
47%
|
1,110,575
|
$5,131,000 | — | 31 Mar 2015 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
22%
|
509,514
|
$2,354,000 | — | 31 Mar 2015 | |
| BARD ASSOCIATES INC |
13F
|
Company |
15%
|
350,075
|
$1,617,000 | — | 31 Mar 2015 | |
| VANGUARD GROUP INC |
13F
|
Company |
14%
|
325,091
|
$1,502,000 | — | 31 Mar 2015 | |
| NORTHPOINTE CAPITAL LLC |
13F
|
Company |
12%
|
276,980
|
$1,280,000 | — | 31 Mar 2015 | |
| FULLER & THALER ASSET MANAGEMENT, INC. |
13F
|
Company |
7%
|
164,500
|
$760,000 | — | 31 Mar 2015 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
6.7%
|
158,218
|
$731,000 | — | 31 Mar 2015 | |
| Coe Capital Management, LLC |
13F
|
Company |
6.2%
|
146,073
|
$674,857 | — | 31 Mar 2015 | |
| Spot Trading L.L.C |
13F
|
Company |
5.7%
|
134,848
|
$623,000 | — | 31 Mar 2015 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
4.9%
|
114,800
|
$530,000 | — | 31 Mar 2015 | |
| SOPHROSYNE CAPITAL LLC |
13F
|
Company |
3.6%
|
85,600
|
$395,000 | — | 31 Mar 2015 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.8%
|
42,244
|
$195,000 | — | 31 Mar 2015 | |
| BlackRock Fund Advisors |
13F
|
Company |
1.5%
|
34,960
|
$162,000 | — | 31 Mar 2015 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
1.1%
|
27,100
|
$125,000 | — | 31 Mar 2015 | |
| E. E. Geduld |
13F
|
Individual |
1.1%
|
25,000
|
$116,000 | — | 31 Mar 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.81%
|
19,032
|
$88,000 | — | 31 Mar 2015 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
0.53%
|
12,485
|
$57,000 | — | 31 Mar 2015 | |
| SMITH, MOORE & CO. |
13F
|
Company |
0.51%
|
12,100
|
$56,000 | — | 31 Mar 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.47%
|
11,000
|
$51,000 | — | 31 Mar 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.11%
|
2,600
|
$12,000 | — | 31 Mar 2015 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
0.08%
|
2,000
|
$9,000 | — | 31 Mar 2015 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.07%
|
1,760
|
$8,000 | — | 31 Mar 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.04%
|
1,025
|
$5,000 | — | 31 Mar 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.03%
|
600
|
$3,000 | — | 31 Mar 2015 | |
| GLENMEDE TRUST CO NA |
13F
|
Company |
0.02%
|
548
|
$2,000 | — | 31 Mar 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
405
|
$1,000 | — | 31 Mar 2015 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.01%
|
345
|
$1,000 | — | 31 Mar 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
50
|
$231 | — | 31 Mar 2015 |
Institutional Holders of S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) as of Q2 2015
As of 30 Jun 2015,
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) was held by
32 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,488,354 shares.
The largest 10 holders included
PRICE MICHAEL F, RMB Capital Management, LLC, KENNEDY CAPITAL MANAGEMENT, INC., NORTHPOINTE CAPITAL LLC, VANGUARD GROUP INC, BARD ASSOCIATES INC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, Cutter & CO Brokerage, Inc., Koshinski Asset Management, Inc., and FULLER & THALER ASSET MANAGEMENT, INC..
This page lists
32
institutional shareholders reporting positions in this security
for the Q2 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
28
Q2 2015 holders
32
Holder diff
4
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 Value $ | Q2 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.