PALISADE BIO INC - COM (PALI)

CUSIP: 696389105

Q3 2021 13F Holders as of 30 Sep 2021

Share change
-1,726,410
SEC-reported price per share
$2.65
Number of holders
15
Value change
-$7,374,654
Number of buys
8
Number of sells
5

Security key

696389105

Report period

Q3 2021

Institutions

15

Top holders

10

Ownership snapshot

Top reported holders of PALI - PALISADE BIO INC - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Yuma Regional Medical Center
Disclosed value leader
Altium Capital Management...
Comparable rows
0/15
Latest evidence
19 Aug 2021
3/4/5 13F Highest disclosed value: $7,427,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Altium Capital Management LLC has the largest disclosed position value at $7.43M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Altium Capital Management LLC's linked filing trail.
Disclosed position value Top 5
Yuma Regional Medical Center $925.3K
Altium Capital Management LLC $7.43M
VANGUARD GROUP INC $968K
RENAISSANCE TECHNOLOGIES LLC $591K
Strategic Wealth Investment Group... $216K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Yuma Regional Medical Center
3/4/5
10%+ Owner
—
denominator unverified
$925,331
1,814,375 shares
— 19 Aug 2021
Altium Capital Management LLC
13F
Company
13F
—
denominator unverified
$7,427,000
1,824,894 shares
— 30 Jun 2021
VANGUARD GROUP INC
13F
Company
13F
—
denominator unverified
$968,000
237,811 shares
— 30 Jun 2021
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
—
denominator unverified
$591,000
145,300 shares
— 30 Jun 2021
Strategic Wealth Investment Group, LLC
13F
Company
13F
—
denominator unverified
$216,000
53,129 shares
— 30 Jun 2021
SABBY MANAGEMENT, LLC
13F
Company
13F
—
denominator unverified
$214,000
52,500 shares
— 30 Jun 2021
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
15
Shares
765,998
Rows available
15
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2021 vs Q2 2021 Across Filers

Q2 2021 holders
16
Q3 2021 holders
15
Holder diff
-1
Investor Q2 2021 Shares Q3 2021 Shares Share Diff Share Chg % Q2 2021 value Q3 2021 value Value change Value Chg %
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .