13F Filings History of Altium Capital Management LLC

Latest 13F report
Q4 2025 - 06 Feb 2026
Value $
$25,295,447
Signature - Title
Mark Gottlieb - Chief Operating Officer
Location
New York, NY
Summary
This page shows a list of all the recent 13F filings made by Altium Capital Management LLC. Form 13F is required to be filed within 45 days of the end of a calendar quarter. Altium Capital Management LLC reported 18 stock holdings with total value $25,295,447 as of Q4 2025. Top holdings included ASA, RVT, PDX, NBXG, and PCQ.

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Holdings Value
Quarter Holdings Value $ Bought Sold Net Top Holdings Form Type Filing Time
Q4 2025 18 $25,295,447 +$25,295,447 -$628,262 +$24,667,185 ASA, RVT, PDX, NBXG, PCQ 13F-HR 06 Feb 2026, 12:38
Q3 2025 1 $628,262 +$628,262 $0 +$628,262 PSTV 13F-HR 04 Nov 2025, 12:32
Q2 2025 0 $0 $0 -$34,434,142 -$34,434,142 13F-HR 07 Aug 2025, 10:13
Q1 2025 22 $34,434,142 +$713,050 -$271,745,668 -$271,032,618 ZVRA, EOLS, XTNT, AVDL, CTNM Restatement 12 May 2025, 17:39
Q4 2024 61 $321,101,243 +$103,410,204 -$89,041,876 +$14,368,328 ADMA, VERA, SRPT, ZVRA, ESTA 13F-HR 13 Feb 2025, 13:16
Q3 2024 75 $335,670,625 +$131,260,171 -$61,647,857 +$69,612,314 VERA, ADMA, SRPT, EW, XENE 13F-HR 14 Nov 2024, 14:55
Q2 2024 64 $242,086,759 +$98,604,678 -$71,349,365 +$27,255,313 VERA, ADMA, XENE, ITCI, SRPT 13F-HR 14 Aug 2024, 20:55
Q1 2024 67 $223,915,892 +$93,963,601 -$43,932,073 +$50,031,528 VERA, XENE, AXSM, ADMA, ALIM 13F-HR 15 May 2024, 11:13
Q4 2023 62 $145,097,284 +$64,960,414 -$110,707,445 -$45,747,031 XENE, ALIM, AXSM, BOXX, VERA 13F-HR 14 Feb 2024, 10:20
Q3 2023 65 $172,808,793 +$78,929,325 -$28,775,916 +$50,153,409 CBAY, IMGN, ATXS, XTNT, AMLX 13F-HR 14 Nov 2023, 10:58
Q2 2023 63 $127,866,560 +$59,631,553 -$102,389,953 -$42,758,400 KDNY, ATXS, IMGN, ADMA, XENE 13F-HR 14 Aug 2023, 17:20
Q1 2023 88 $167,203,204 +$60,157,258 -$87,373,181 -$27,215,923 ATXS, ADMA, BLU, KDNY, AMLX 13F-HR 15 May 2023, 11:45
Q4 2022 91 $195,413,933 +$55,809,720 -$147,004,794 -$91,195,074 ATXS, ADMA, KDNY, BLU, PEPL 13F-HR 14 Feb 2023, 10:23
Q3 2022 130 $265,388,000 +$83,953,843 -$71,479,631 +$12,474,212 BLU, KDNY, CCXI, PEPL, ADMA 13F-HR 14 Nov 2022, 10:53
Q2 2022 120 $236,343,000 +$80,669,770 -$102,451,300 -$21,781,530 KDNY, BLU, ADMA, ESPR, PEPL 13F-HR 15 Aug 2022, 16:00
Q1 2022 117 $286,520,000 +$83,619,136 -$137,704,093 -$54,084,957 ESPR, BLU, PTGX, KDNY, PEPLU 13F-HR 16 May 2022, 16:20
Q4 2021 131 $355,820,000 +$127,706,861 -$132,844,779 -$5,137,918 ESPR, PTGX, BLU, BCYC, CRNX 13F-HR 14 Feb 2022, 17:08
Q3 2021 121 $374,843,000 +$104,662,306 -$147,653,022 -$42,990,716 POLWS, BLU, CLDX, CTIC, ALDX Restatement 17 Nov 2021, 12:04
Q2 2021 135 $429,284,000 +$196,050,961 -$128,429,147 +$67,621,814 POLWS, XTNT, PTGX, CRNX, ALDX 13F-HR 13 Aug 2021, 16:59
Q1 2021 124 $360,252,000 +$183,160,650 -$103,153,280 +$80,007,370 CRIS, VRCA, BIOR, CHAQ, EPIX 13F-HR 05 May 2021, 19:32
Q4 2020 94 $267,866,000 $0 $0 $0 OCUP, CRIS, OCUL, ISEE, STRO Restatement 05 May 2021, 08:47