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- Insider Trading
- Holders: OXLC, OXLCZ, OXLCN
Oxford Lane Capital Corp. - Preferred (OXLCP)
CUSIP: 691543607
Q1 2022 13F Holders as of 31 Mar 2022
- Type / Class
- Equity / Preferred
- Shares outstanding
- 3,497,364
- Total 13F shares
- 19,400
- Share change
- 0
- Total reported value
- $482,000
- Price per share
- $24.85
- Number of holders
- 1
Quarterly Holders Quick Answers
What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 691543607:
Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
2,037,488
|
$15,709,000 | — | 31 Dec 2021 | |
| Eagle Point Credit Management LLC |
3/4/5
|
10%+ Owner |
—
mixed-class rows
|
614,138
mixed-class rows
|
$15,351,696 | — | 29 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,220,011
|
$9,406,000 | — | 31 Dec 2021 | |
| Enstar Group LTD |
13F
|
Company |
—
class O/S missing
|
624,420
|
$4,814,000 | — | 31 Dec 2021 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
446,759
|
$3,445,000 | — | 31 Dec 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
340,323
|
$2,624,000 | — | 31 Dec 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
292,517
|
$2,264,000 | — | 31 Dec 2021 | |
| &PARTNERS |
13F
|
Company |
—
class O/S missing
|
288,509
|
$2,224,000 | — | 31 Dec 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
282,898
|
$2,181,000 | — | 31 Dec 2021 | |
| DELPHI FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
260,680
|
$2,010,000 | — | 31 Dec 2021 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
254,535
|
$1,962,000 | — | 31 Dec 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
140,966
|
$1,087,000 | — | 31 Dec 2021 | |
| Jump Financial, LLC |
13F
|
Company |
—
class O/S missing
|
139,900
|
$1,079,000 | — | 31 Dec 2021 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
138,596
|
$1,069,000 | — | 31 Dec 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
122,528
|
$945,000 | — | 31 Dec 2021 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
—
class O/S missing
|
114,900
|
$886,000 | — | 31 Dec 2021 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
114,850
|
$885,000 | — | 31 Dec 2021 | |
| Alpha Cubed Investments, LLC |
13F
|
Company |
—
class O/S missing
|
82,030
|
$632,000 | — | 31 Dec 2021 | |
| CERTUITY, LLC |
13F
|
Company |
—
class O/S missing
|
78,315
|
$604,000 | — | 31 Dec 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
73,529
|
$567,000 | — | 31 Dec 2021 | |
| BARD ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
69,694
|
$537,000 | — | 31 Dec 2021 | |
| RESOURCES MANAGEMENT CORP /CT/ /ADV |
13F
|
Company |
—
mixed-class rows
|
20,400
mixed-class rows
|
$499,000 | — | 31 Dec 2021 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
61,659
|
$475,000 | — | 31 Dec 2021 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
58,026
|
$447,000 | — | 31 Dec 2021 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
53,571
|
$414,000 | — | 31 Dec 2021 | |
| Kalos Management, Inc. |
13F
|
Company |
—
class O/S missing
|
47,096
|
$385,000 | — | 31 Dec 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
47,710
|
$368,000 | — | 31 Dec 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
47,111
|
$363,000 | — | 31 Dec 2021 | |
| All Season Financial Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
42,925
|
$331,000 | — | 31 Dec 2021 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
36,881
|
$284,000 | — | 31 Dec 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
34,562
|
$266,000 | — | 31 Dec 2021 | |
| DCM Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
34,273
|
$264,000 | — | 31 Dec 2021 | |
| Geller Advisors LLC |
13F
|
Company |
—
class O/S missing
|
33,437
|
$258,000 | — | 31 Dec 2021 | |
| Arlington Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
30,789
|
$237,000 | — | 31 Dec 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
28,716
|
$221,000 | — | 31 Dec 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
23,946
|
$185,000 | — | 31 Dec 2021 | |
| Sage Capital Advisors,llc |
13F
|
Company |
—
class O/S missing
|
22,050
|
$179,000 | — | 31 Dec 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
22,790
|
$176,000 | — | 31 Dec 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
21,923
|
$169,000 | — | 31 Dec 2021 | |
| Claybrook Capital, LLC |
13F
|
Company |
—
class O/S missing
|
20,816
|
$160,000 | — | 31 Dec 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
20,027
|
$154,000 | — | 31 Dec 2021 | |
| SUMMITRY LLC |
13F
|
Company |
—
class O/S missing
|
20,000
|
$154,000 | — | 31 Dec 2021 | |
| MERCER GLOBAL ADVISORS INC /ADV |
13F
|
Company |
—
class O/S missing
|
19,681
|
$152,000 | — | 31 Dec 2021 | |
| Trek Financial, LLC |
13F
|
Company |
—
class O/S missing
|
19,275
|
$149,000 | — | 31 Dec 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
17,571
|
$135,000 | — | 31 Dec 2021 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
—
class O/S missing
|
15,500
|
$120,000 | — | 31 Dec 2021 | |
| Capasso Planning Partners LLC |
13F
|
Company |
—
class O/S missing
|
15,000
|
$116,000 | — | 31 Dec 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
14,149
|
$109,000 | — | 31 Dec 2021 | |
| Squarepoint Ops LLC |
13F
|
Company |
—
class O/S missing
|
11,946
|
$92,000 | — | 31 Dec 2021 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
11,300
|
$87,000 | — | 31 Dec 2021 |
Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q1 2022
As of 31 Mar 2022,
Oxford Lane Capital Corp. - Preferred (OXLCP) was held by
1 institutional
shareholder
that filed Form 13F with the SEC.
Together, they reported ownership of
19,400 shares.
The largest 1 holders included
RESOURCES MANAGEMENT CORP /CT/ /ADV.
This page lists
1
institutional shareholders reporting positions in this security
for the Q1 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2022 vs Q4 2021 Across Filers
Q4 2021 holders
1
Q1 2022 holders
1
Holder diff
0
| Investor | Q4 2021 Shares | Q1 2022 Shares | Share Diff | Share Chg % | Q4 2021 Value $ | Q1 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.