- Info
- Insider Trading
- Holders: OXLC, OXLCZ, OXLCN
Oxford Lane Capital Corp. - Preferred (OXLCP)
CUSIP: 691543607
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Preferred
- Shares outstanding
- 3,497,364
- Total 13F shares
- 19,400
- Share change
- +19,400
- Total reported value
- $491,000
- Price per share
- $25.31
- Number of holders
- 1
- Value change
- +$491,000
- Number of buys
- 1
Quarterly Holders Quick Answers
What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 691543607:
Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Eagle Point Credit Management LLC |
3/4/5
|
10%+ Owner |
—
mixed-class rows
|
614,138
mixed-class rows
|
$15,351,696 | — | 29 Jun 2021 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
2,005,904
|
$14,462,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
947,755
|
$6,833,000 | — | 30 Sep 2021 | |
| Enstar Group LTD |
13F
|
Company |
—
class O/S missing
|
624,420
|
$4,502,000 | — | 30 Sep 2021 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
381,077
|
$2,748,000 | — | 30 Sep 2021 | |
| &PARTNERS |
13F
|
Company |
—
class O/S missing
|
283,325
|
$2,043,000 | — | 30 Sep 2021 | |
| DELPHI FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
265,536
|
$1,915,000 | — | 30 Sep 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
263,037
|
$1,896,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
260,513
|
$1,880,000 | — | 30 Sep 2021 | |
| Anfield Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
251,954
|
$1,817,000 | — | 30 Sep 2021 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
187,765
|
$1,354,000 | — | 30 Sep 2021 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
171,530
|
$1,237,000 | — | 30 Sep 2021 | |
| Jump Financial, LLC |
13F
|
Company |
—
class O/S missing
|
138,300
|
$997,000 | — | 30 Sep 2021 | |
| DCM Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
108,096
|
$779,000 | — | 30 Sep 2021 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
98,597
|
$711,000 | — | 30 Sep 2021 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
95,900
|
$691,000 | — | 30 Sep 2021 | |
| Alpha Cubed Investments, LLC |
13F
|
Company |
—
class O/S missing
|
82,030
|
$591,000 | — | 30 Sep 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
81,478
|
$587,000 | — | 30 Sep 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
72,581
|
$523,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
61,983
|
$447,000 | — | 30 Sep 2021 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
59,894
|
$432,000 | — | 30 Sep 2021 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
58,026
|
$418,000 | — | 30 Sep 2021 | |
| CERTUITY, LLC |
13F
|
Company |
—
class O/S missing
|
53,000
|
$382,000 | — | 30 Sep 2021 | |
| BARD ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
52,844
|
$381,000 | — | 30 Sep 2021 | |
| Kalos Management, Inc. |
13F
|
Company |
—
class O/S missing
|
43,208
|
$354,000 | — | 30 Sep 2021 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
45,915
|
$331,000 | — | 30 Sep 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
37,172
|
$268,000 | — | 30 Sep 2021 | |
| Spire Wealth Management |
13F
|
Company |
—
class O/S missing
|
36,400
|
$262,000 | — | 30 Sep 2021 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
33,600
|
$242,000 | — | 30 Sep 2021 | |
| Geller Advisors LLC |
13F
|
Company |
—
class O/S missing
|
33,437
|
$241,000 | — | 30 Sep 2021 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
28,700
|
$207,000 | — | 30 Sep 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
26,846
|
$193,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
24,013
|
$173,000 | — | 30 Sep 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
23,344
|
$168,000 | — | 30 Sep 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
22,030
|
$159,000 | — | 30 Sep 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
20,027
|
$146,000 | — | 30 Sep 2021 | |
| Trek Financial, LLC |
13F
|
Company |
—
class O/S missing
|
19,275
|
$139,000 | — | 30 Sep 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
17,576
|
$126,000 | — | 30 Sep 2021 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
—
class O/S missing
|
15,500
|
$112,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
15,027
|
$109,000 | — | 30 Sep 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
—
class O/S missing
|
15,000
|
$108,000 | — | 30 Sep 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
14,409
|
$104,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
12,670
|
$91,000 | — | 30 Sep 2021 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
11,300
|
$81,000 | — | 30 Sep 2021 | |
| Claybrook Capital, LLC |
13F
|
Company |
—
class O/S missing
|
10,500
|
$76,000 | — | 30 Sep 2021 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
10,011
|
$72,179 | — | 30 Sep 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
5,439
|
$39,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
4,562
|
$33,000 | — | 30 Sep 2021 | |
| D'Orazio & Associates, Inc. |
13F
|
Company |
—
class O/S missing
|
4,222
|
$30,000 | — | 30 Sep 2021 | |
| Wagner Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
2,000
|
$16,000 | — | 30 Sep 2021 |
Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q4 2021
As of 31 Dec 2021,
Oxford Lane Capital Corp. - Preferred (OXLCP) was held by
1 institutional
shareholder
that filed Form 13F with the SEC.
Together, they reported ownership of
19,400 shares.
The largest 1 holders included
RESOURCES MANAGEMENT CORP /CT/ /ADV.
This page lists
1
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q2 2021 Across Filers
Q2 2021 holders
0
Q4 2021 holders
1
Holder diff
1
| Investor | Q2 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.