Oxford Lane Capital Corp. - Preferred (OXLCP)

CUSIP: 691543607

Q4 2021 13F Holders as of 31 Dec 2021

Type / Class
Equity / Preferred
Shares outstanding
3,497,364
Total 13F shares
19,400
Share change
+19,400
Total reported value
$491,000
Price per share
$25.31
Number of holders
1
Value change
+$491,000
Number of buys
1

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Quarterly Holders Quick Answers

What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Eagle Point Credit Management LLC
3/4/5
10%+ Owner
mixed-class rows
614,138
mixed-class rows
$15,351,696 29 Jun 2021
Penserra Capital Management LLC
13F
Company
class O/S missing
2,005,904
$14,462,000 30 Sep 2021
13F
MORGAN STANLEY
13F
Company
class O/S missing
947,755
$6,833,000 30 Sep 2021
13F
Enstar Group LTD
13F
Company
class O/S missing
624,420
$4,502,000 30 Sep 2021
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
class O/S missing
381,077
$2,748,000 30 Sep 2021
13F
&PARTNERS
13F
Company
class O/S missing
283,325
$2,043,000 30 Sep 2021
13F
DELPHI FINANCIAL GROUP, INC.
13F
Company
class O/S missing
265,536
$1,915,000 30 Sep 2021
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
263,037
$1,896,000 30 Sep 2021
13F
OSAIC HOLDINGS, INC.
13F
Company
class O/S missing
260,513
$1,880,000 30 Sep 2021
13F
Anfield Capital Management, LLC
13F
Company
class O/S missing
251,954
$1,817,000 30 Sep 2021
13F
VIRTUS ADVISERS, LLC
13F
Company
class O/S missing
187,765
$1,354,000 30 Sep 2021
13F
LPL Financial LLC
13F
Company
class O/S missing
171,530
$1,237,000 30 Sep 2021
13F
Jump Financial, LLC
13F
Company
class O/S missing
138,300
$997,000 30 Sep 2021
13F
DCM Advisors, LLC
13F
Company
class O/S missing
108,096
$779,000 30 Sep 2021
13F
Cubist Systematic Strategies, LLC
13F
Company
class O/S missing
98,597
$711,000 30 Sep 2021
13F
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV
13F
Company
class O/S missing
95,900
$691,000 30 Sep 2021
13F
Alpha Cubed Investments, LLC
13F
Company
class O/S missing
82,030
$591,000 30 Sep 2021
13F
ENVESTNET ASSET MANAGEMENT INC
13F
Company
class O/S missing
81,478
$587,000 30 Sep 2021
13F
WEDBUSH SECURITIES INC
13F
Company
class O/S missing
72,581
$523,000 30 Sep 2021
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
61,983
$447,000 30 Sep 2021
13F
B. Riley Wealth Advisors, Inc.
13F
Company
class O/S missing
59,894
$432,000 30 Sep 2021
13F
KESTRA PRIVATE WEALTH SERVICES, LLC
13F
Company
class O/S missing
58,026
$418,000 30 Sep 2021
13F
CERTUITY, LLC
13F
Company
class O/S missing
53,000
$382,000 30 Sep 2021
13F
BARD ASSOCIATES INC
13F
Company
class O/S missing
52,844
$381,000 30 Sep 2021
13F
Kalos Management, Inc.
13F
Company
class O/S missing
43,208
$354,000 30 Sep 2021
13F
NewEdge Advisors, LLC
13F
Company
class O/S missing
45,915
$331,000 30 Sep 2021
13F
Bank of New York Mellon Corp
13F
Company
class O/S missing
37,172
$268,000 30 Sep 2021
13F
Spire Wealth Management
13F
Company
class O/S missing
36,400
$262,000 30 Sep 2021
13F
Samalin Investment Counsel, LLC
13F
Company
class O/S missing
33,600
$242,000 30 Sep 2021
13F
Geller Advisors LLC
13F
Company
class O/S missing
33,437
$241,000 30 Sep 2021
13F
DEUTSCHE BANK AG\
13F
Company
class O/S missing
28,700
$207,000 30 Sep 2021
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
class O/S missing
26,846
$193,000 30 Sep 2021
13F
UBS Group AG
13F
Company
class O/S missing
24,013
$173,000 30 Sep 2021
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
23,344
$168,000 30 Sep 2021
13F
Kestra Advisory Services, LLC
13F
Company
class O/S missing
22,030
$159,000 30 Sep 2021
13F
Geneos Wealth Management Inc.
13F
Company
class O/S missing
20,027
$146,000 30 Sep 2021
13F
Trek Financial, LLC
13F
Company
class O/S missing
19,275
$139,000 30 Sep 2021
13F
Rockefeller Capital Management L.P.
13F
Company
class O/S missing
17,576
$126,000 30 Sep 2021
13F
CIBC Private Wealth Group LLC
13F
Company
class O/S missing
15,500
$112,000 30 Sep 2021
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
15,027
$109,000 30 Sep 2021
13F
FNY Investment Advisers, LLC
13F
Company
class O/S missing
15,000
$108,000 30 Sep 2021
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
14,409
$104,000 30 Sep 2021
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
12,670
$91,000 30 Sep 2021
13F
BDO Wealth Advisors, LLC
13F
Company
class O/S missing
11,300
$81,000 30 Sep 2021
13F
Claybrook Capital, LLC
13F
Company
class O/S missing
10,500
$76,000 30 Sep 2021
13F
Koshinski Asset Management, Inc.
13F
Company
class O/S missing
10,011
$72,179 30 Sep 2021
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
class O/S missing
5,439
$39,000 30 Sep 2021
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
4,562
$33,000 30 Sep 2021
13F
D'Orazio & Associates, Inc.
13F
Company
class O/S missing
4,222
$30,000 30 Sep 2021
13F
Wagner Wealth Management, LLC
13F
Company
class O/S missing
2,000
$16,000 30 Sep 2021
13F

Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q4 2021

As of 31 Dec 2021, Oxford Lane Capital Corp. - Preferred (OXLCP) was held by 1 institutional shareholder that filed Form 13F with the SEC. Together, they reported ownership of 19,400 shares. The largest 1 holders included RESOURCES MANAGEMENT CORP /CT/ /ADV. This page lists 1 institutional shareholders reporting positions in this security for the Q4 2021 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2021 vs Q2 2021 Across Filers

Q2 2021 holders
0
Q4 2021 holders
1
Holder diff
1
Investor Q2 2021 Shares Q4 2021 Shares Share Diff Share Chg % Q2 2021 Value $ Q4 2021 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.