- Info
- Insider Trading
- Holders: OXLC, OXLCZ, OXLCN
Oxford Lane Capital Corp. - Preferred (OXLCP)
CUSIP: 691543607
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / Preferred
- Shares outstanding
- 3,497,364
- Total 13F shares
- 19,400
- Share change
- +400
- Total reported value
- $473,000
- Price per share
- $24.38
- Number of holders
- 1
- Value change
- +$9,753
- Number of buys
- 1
Quarterly Holders Quick Answers
What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 691543607:
Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Enstar Group LTD |
13F
|
Company |
—
class O/S missing
|
617,402
|
$3,340,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
260,389
|
$1,408,000 | — | 31 Dec 2020 | |
| &PARTNERS |
13F
|
Company |
—
class O/S missing
|
251,517
|
$1,348,000 | — | 31 Dec 2020 | |
| Anfield Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
244,885
|
$1,325,000 | — | 31 Dec 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
234,580
|
$1,269,000 | — | 31 Dec 2020 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
223,916
|
$1,211,000 | — | 31 Dec 2020 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
205,454
|
$1,112,000 | — | 31 Dec 2020 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
173,626
|
$905,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
161,320
|
$874,000 | — | 31 Dec 2020 | |
| DCM Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
97,696
|
$529,000 | — | 31 Dec 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
91,872
|
$497,000 | — | 31 Dec 2020 | |
| DELPHI FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
85,885
|
$465,000 | — | 31 Dec 2020 | |
| RESOURCES MANAGEMENT CORP /CT/ /ADV |
13F
|
Company |
—
mixed-class rows
|
20,000
mixed-class rows
|
$442,000 | — | 31 Dec 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
79,794
|
$432,000 | — | 31 Dec 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
61,971
|
$335,000 | — | 31 Dec 2020 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
54,105
|
$293,000 | — | 31 Dec 2020 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
53,872
|
$291,000 | — | 31 Dec 2020 | |
| BARD ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
53,744
|
$291,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
41,929
|
$227,000 | — | 31 Dec 2020 | |
| AIGEN INVESTMENT MANAGEMENT, LP |
13F
|
Company |
—
class O/S missing
|
39,393
|
$213,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
35,275
|
$191,000 | — | 31 Dec 2020 | |
| Paloma Partners Management Co |
13F
|
Company |
—
class O/S missing
|
25,564
|
$138,000 | — | 31 Dec 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
20,027
|
$125,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
22,316
|
$121,000 | — | 31 Dec 2020 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
20,200
|
$109,000 | — | 31 Dec 2020 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
20,757
|
$108,000 | — | 31 Dec 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
19,482
|
$105,000 | — | 31 Dec 2020 | |
| Trek Financial, LLC |
13F
|
Company |
—
class O/S missing
|
19,275
|
$104,000 | — | 31 Dec 2020 | |
| TOWNSQUARE CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
18,540
|
$100,000 | — | 31 Dec 2020 | |
| Belpointe Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
18,487
|
$100,000 | — | 31 Dec 2020 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
—
class O/S missing
|
17,500
|
$95,000 | — | 31 Dec 2020 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
—
class O/S missing
|
15,757
|
$85,000 | — | 31 Dec 2020 | |
| Delta Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
15,457
|
$83,000 | — | 31 Dec 2020 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
14,669
|
$79,000 | — | 31 Dec 2020 | |
| Kalos Management, Inc. |
13F
|
Company |
—
class O/S missing
|
14,448
|
$78,000 | — | 31 Dec 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
13,624
|
$74,000 | — | 31 Dec 2020 | |
| Engineers Gate Manager LP |
13F
|
Company |
—
class O/S missing
|
12,300
|
$67,000 | — | 31 Dec 2020 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
10,011
|
$54,000 | — | 31 Dec 2020 | |
| O'Brien Greene & Co. Inc |
13F
|
Company |
—
class O/S missing
|
10,000
|
$54,000 | — | 31 Dec 2020 | |
| SUMMITRY LLC |
13F
|
Company |
—
class O/S missing
|
10,000
|
$54,000 | — | 31 Dec 2020 | |
| BESSEMER GROUP INC |
13F
|
Company |
—
class O/S missing
|
2,151
|
$54,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
6,812
|
$37,000 | — | 31 Dec 2020 | |
| D'Orazio & Associates, Inc. |
13F
|
Company |
—
class O/S missing
|
2,500
|
$14,000 | — | 31 Dec 2020 | |
| HC FINANCIAL ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
2,500
|
$14,000 | — | 31 Dec 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$11,000 | — | 31 Dec 2020 | |
| Tradition Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,670
|
$9,000 | — | 31 Dec 2020 | |
| Atlas Private Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
506
|
$3,000 | — | 31 Dec 2020 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
—
class O/S missing
|
450
|
$2,000 | — | 31 Dec 2020 | |
| Valeo Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
300
|
$2,000 | — | 31 Dec 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
100
|
$1,000 | — | 31 Dec 2020 |
Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q1 2021
As of 31 Mar 2021,
Oxford Lane Capital Corp. - Preferred (OXLCP) was held by
1 institutional
shareholder
that filed Form 13F with the SEC.
Together, they reported ownership of
19,400 shares.
The largest 1 holders included
RESOURCES MANAGEMENT CORP /CT/ /ADV.
This page lists
1
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
1
Q1 2021 holders
1
Holder diff
0
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.