Oxford Lane Capital Corp. - Preferred (OXLCP)

CUSIP: 691543607

Q1 2021 13F Holders as of 31 Mar 2021

Type / Class
Equity / Preferred
Shares outstanding
3,497,364
Total 13F shares
19,400
Share change
+400
Total reported value
$473,000
Price per share
$24.38
Number of holders
1
Value change
+$9,753
Number of buys
1

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Quarterly Holders Quick Answers

What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Enstar Group LTD
13F
Company
class O/S missing
617,402
$3,340,000 31 Dec 2020
13F
MORGAN STANLEY
13F
Company
class O/S missing
260,389
$1,408,000 31 Dec 2020
13F
&PARTNERS
13F
Company
class O/S missing
251,517
$1,348,000 31 Dec 2020
13F
Anfield Capital Management, LLC
13F
Company
class O/S missing
244,885
$1,325,000 31 Dec 2020
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
234,580
$1,269,000 31 Dec 2020
13F
Invesco Ltd.
13F
Company
class O/S missing
223,916
$1,211,000 31 Dec 2020
13F
VIRTUS ADVISERS, LLC
13F
Company
class O/S missing
205,454
$1,112,000 31 Dec 2020
13F
KESTRA PRIVATE WEALTH SERVICES, LLC
13F
Company
class O/S missing
173,626
$905,000 31 Dec 2020
13F
OSAIC HOLDINGS, INC.
13F
Company
class O/S missing
161,320
$874,000 31 Dec 2020
13F
DCM Advisors, LLC
13F
Company
class O/S missing
97,696
$529,000 31 Dec 2020
13F
CITADEL ADVISORS LLC
13F
Company
class O/S missing
91,872
$497,000 31 Dec 2020
13F
DELPHI FINANCIAL GROUP, INC.
13F
Company
class O/S missing
85,885
$465,000 31 Dec 2020
13F
RESOURCES MANAGEMENT CORP /CT/ /ADV
13F
Company
mixed-class rows
20,000
mixed-class rows
$442,000 31 Dec 2020
13F
WEDBUSH SECURITIES INC
13F
Company
class O/S missing
79,794
$432,000 31 Dec 2020
13F
LPL Financial LLC
13F
Company
class O/S missing
61,971
$335,000 31 Dec 2020
13F
B. Riley Wealth Advisors, Inc.
13F
Company
class O/S missing
54,105
$293,000 31 Dec 2020
13F
Cubist Systematic Strategies, LLC
13F
Company
class O/S missing
53,872
$291,000 31 Dec 2020
13F
BARD ASSOCIATES INC
13F
Company
class O/S missing
53,744
$291,000 31 Dec 2020
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
41,929
$227,000 31 Dec 2020
13F
AIGEN INVESTMENT MANAGEMENT, LP
13F
Company
class O/S missing
39,393
$213,000 31 Dec 2020
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
35,275
$191,000 31 Dec 2020
13F
Paloma Partners Management Co
13F
Company
class O/S missing
25,564
$138,000 31 Dec 2020
13F
Geneos Wealth Management Inc.
13F
Company
class O/S missing
20,027
$125,000 31 Dec 2020
13F
UBS Group AG
13F
Company
class O/S missing
22,316
$121,000 31 Dec 2020
13F
NewEdge Advisors, LLC
13F
Company
class O/S missing
20,200
$109,000 31 Dec 2020
13F
Kestra Advisory Services, LLC
13F
Company
class O/S missing
20,757
$108,000 31 Dec 2020
13F
Rockefeller Capital Management L.P.
13F
Company
class O/S missing
19,482
$105,000 31 Dec 2020
13F
Trek Financial, LLC
13F
Company
class O/S missing
19,275
$104,000 31 Dec 2020
13F
TOWNSQUARE CAPITAL LLC
13F
Company
class O/S missing
18,540
$100,000 31 Dec 2020
13F
Belpointe Asset Management LLC
13F
Company
class O/S missing
18,487
$100,000 31 Dec 2020
13F
CIBC Private Wealth Group LLC
13F
Company
class O/S missing
17,500
$95,000 31 Dec 2020
13F
FNY Investment Advisers, LLC
13F
Company
class O/S missing
15,757
$85,000 31 Dec 2020
13F
Delta Investment Management, LLC
13F
Company
class O/S missing
15,457
$83,000 31 Dec 2020
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
class O/S missing
14,669
$79,000 31 Dec 2020
13F
Kalos Management, Inc.
13F
Company
class O/S missing
14,448
$78,000 31 Dec 2020
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
13,624
$74,000 31 Dec 2020
13F
Engineers Gate Manager LP
13F
Company
class O/S missing
12,300
$67,000 31 Dec 2020
13F
Koshinski Asset Management, Inc.
13F
Company
class O/S missing
10,011
$54,000 31 Dec 2020
13F
O'Brien Greene & Co. Inc
13F
Company
class O/S missing
10,000
$54,000 31 Dec 2020
13F
SUMMITRY LLC
13F
Company
class O/S missing
10,000
$54,000 31 Dec 2020
13F
BESSEMER GROUP INC
13F
Company
class O/S missing
2,151
$54,000 31 Dec 2020
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
6,812
$37,000 31 Dec 2020
13F
D'Orazio & Associates, Inc.
13F
Company
class O/S missing
2,500
$14,000 31 Dec 2020
13F
HC FINANCIAL ADVISORS INC
13F
Company
class O/S missing
2,500
$14,000 31 Dec 2020
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
2,000
$11,000 31 Dec 2020
13F
Tradition Wealth Management, LLC
13F
Company
class O/S missing
1,670
$9,000 31 Dec 2020
13F
Atlas Private Wealth Advisors
13F
Company
class O/S missing
506
$3,000 31 Dec 2020
13F
Winslow, Evans & Crocker, Inc.
13F
Company
class O/S missing
450
$2,000 31 Dec 2020
13F
Valeo Financial Advisors, LLC
13F
Company
class O/S missing
300
$2,000 31 Dec 2020
13F
Advisory Services Network, LLC
13F
Company
class O/S missing
100
$1,000 31 Dec 2020
13F

Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q1 2021

As of 31 Mar 2021, Oxford Lane Capital Corp. - Preferred (OXLCP) was held by 1 institutional shareholder that filed Form 13F with the SEC. Together, they reported ownership of 19,400 shares. The largest 1 holders included RESOURCES MANAGEMENT CORP /CT/ /ADV. This page lists 1 institutional shareholders reporting positions in this security for the Q1 2021 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2021 vs Q4 2020 Across Filers

Q4 2020 holders
1
Q1 2021 holders
1
Holder diff
0
Investor Q4 2020 Shares Q1 2021 Shares Share Diff Share Chg % Q4 2020 Value $ Q1 2021 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.