- Info
- Insider Trading
- Holders: OXLC, OXLCZ, OXLCN
Oxford Lane Capital Corp. - Preferred (OXLCP)
CUSIP: 691543607
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / Preferred
- Shares outstanding
- 3,497,364
- Total 13F shares
- 19,000
- Share change
- +19,000
- Total reported value
- $437,000
- Price per share
- $23.00
- Number of holders
- 1
- Value change
- +$437,000
- Number of buys
- 1
Quarterly Holders Quick Answers
What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 691543607:
Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Enstar Group LTD |
13F
|
Company |
—
class O/S missing
|
591,215
|
$2,601,000 | — | 30 Sep 2020 | |
| Belpointe Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
347,308
|
$1,528,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
313,801
|
$1,381,000 | — | 30 Sep 2020 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
301,117
|
$1,325,000 | — | 30 Sep 2020 | |
| &PARTNERS |
13F
|
Company |
—
class O/S missing
|
237,428
|
$1,045,000 | — | 30 Sep 2020 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
233,356
|
$1,027,000 | — | 30 Sep 2020 | |
| Q Global Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
220,184
|
$969,000 | — | 30 Sep 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
216,645
|
$953,000 | — | 30 Sep 2020 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
210,621
|
$927,000 | — | 30 Sep 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
125,614
|
$553,000 | — | 30 Sep 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
95,193
|
$419,000 | — | 30 Sep 2020 | |
| Squarepoint Ops LLC |
13F
|
Company |
—
class O/S missing
|
91,366
|
$402,000 | — | 30 Sep 2020 | |
| BARD ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
55,094
|
$242,000 | — | 30 Sep 2020 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
53,803
|
$237,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
51,435
|
$226,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
39,360
|
$174,000 | — | 30 Sep 2020 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
—
class O/S missing
|
35,400
|
$156,000 | — | 30 Sep 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
35,016
|
$154,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
27,516
|
$121,000 | — | 30 Sep 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
21,240
|
$93,000 | — | 30 Sep 2020 | |
| TOWNSQUARE CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
20,318
|
$92,000 | — | 30 Sep 2020 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
20,200
|
$89,000 | — | 30 Sep 2020 | |
| Trek Financial, LLC |
13F
|
Company |
—
class O/S missing
|
19,275
|
$85,000 | — | 30 Sep 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
16,339
|
$72,000 | — | 30 Sep 2020 | |
| Delta Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
15,439
|
$67,000 | — | 30 Sep 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
14,606
|
$64,000 | — | 30 Sep 2020 | |
| Kalos Management, Inc. |
13F
|
Company |
—
class O/S missing
|
12,825
|
$58,000 | — | 30 Sep 2020 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
12,974
|
$57,000 | — | 30 Sep 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
12,353
|
$54,000 | — | 30 Sep 2020 | |
| DELPHI FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
12,000
|
$53,000 | — | 30 Sep 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
12,000
|
$50,000 | — | 30 Sep 2020 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
10,011
|
$47,000 | — | 30 Sep 2020 | |
| WADDELL & ASSOCIATES, LLC |
13F
|
Company |
—
class O/S missing
|
10,480
|
$46,000 | — | 30 Sep 2020 | |
| O'Brien Greene & Co. Inc |
13F
|
Company |
—
class O/S missing
|
10,000
|
$44,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
7,817
|
$34,000 | — | 30 Sep 2020 | |
| AIGEN INVESTMENT MANAGEMENT, LP |
13F
|
Company |
—
class O/S missing
|
4,667
|
$21,000 | — | 30 Sep 2020 | |
| HC FINANCIAL ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
2,500
|
$11,000 | — | 30 Sep 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$9,000 | — | 30 Sep 2020 | |
| Quantbot Technologies LP |
13F
|
Company |
—
class O/S missing
|
1,245
|
$5,000 | — | 30 Sep 2020 | |
| RESOURCES MANAGEMENT CORP /CT/ /ADV |
13F
|
Company |
—
class O/S missing
|
1,000
|
$4,000 | — | 30 Sep 2020 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
—
class O/S missing
|
900
|
$4,000 | — | 30 Sep 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
500
|
$2,000 | — | 30 Sep 2020 | |
| Freestone Capital Holdings, LLC |
13F
|
Company |
—
class O/S missing
|
52
|
$230 | — | 30 Sep 2020 |
Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q4 2020
As of 31 Dec 2020,
Oxford Lane Capital Corp. - Preferred (OXLCP) was held by
1 institutional
shareholder
that filed Form 13F with the SEC.
Together, they reported ownership of
19,000 shares.
The largest 1 holders included
RESOURCES MANAGEMENT CORP /CT/ /ADV.
This page lists
1
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
0
Q4 2020 holders
1
Holder diff
1
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.