- Info
- Insider Trading
- Holders: OXLC, OXLCZ, OXLCN
Oxford Lane Capital Corp. - Preferred (OXLCP)
CUSIP: 691543607
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / Preferred
- Shares outstanding
- 3,497,364
- Total 13F shares
- 20,000
- Share change
- -28,600
- Total reported value
- $434,000
- Price per share
- $21.70
- Number of holders
- 1
- Value change
- -$516,020
- Number of sells
- 2
Quarterly Holders Quick Answers
What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.
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Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 691543607:
Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
400,000
|
$1,668,000 | — | 31 Mar 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
291,294
|
$1,215,000 | — | 31 Mar 2020 | |
| &PARTNERS |
13F
|
Company |
—
class O/S missing
|
228,932
|
$955,000 | — | 31 Mar 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
167,158
|
$697,000 | — | 31 Mar 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
155,307
|
$647,000 | — | 31 Mar 2020 | |
| Arlington Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
132,607
|
$553,000 | — | 31 Mar 2020 | |
| Ancora Advisors LLC |
13F
|
Company |
0.8%
|
28,000
|
$503,000 | — | 31 Mar 2020 | |
| Freestone Capital Holdings, LLC |
13F
|
Company |
—
class O/S missing
|
120,045
|
$501,000 | — | 31 Mar 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
95,583
|
$399,000 | — | 31 Mar 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
131,328
|
$383,000 | — | 31 Mar 2020 | |
| RESOURCES MANAGEMENT CORP /CT/ /ADV |
13F
|
Company |
—
mixed-class rows
|
21,600
mixed-class rows
|
$374,000 | — | 31 Mar 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
74,412
|
$310,000 | — | 31 Mar 2020 | |
| BARD ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
56,969
|
$238,000 | — | 31 Mar 2020 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
56,494
|
$236,000 | — | 31 Mar 2020 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
54,856
|
$229,000 | — | 31 Mar 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
52,508
|
$219,000 | — | 31 Mar 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
51,790
|
$216,000 | — | 31 Mar 2020 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
41,710
|
$174,000 | — | 31 Mar 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
28,003
|
$117,000 | — | 31 Mar 2020 | |
| Sequoia Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
27,930
|
$116,000 | — | 31 Mar 2020 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
27,643
|
$115,000 | — | 31 Mar 2020 | |
| Paloma Partners Management Co |
13F
|
Company |
—
class O/S missing
|
27,184
|
$113,000 | — | 31 Mar 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
24,994
|
$105,000 | — | 31 Mar 2020 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
20,011
|
$83,000 | — | 31 Mar 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
18,915
|
$79,000 | — | 31 Mar 2020 | |
| Delta Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
15,384
|
$64,000 | — | 31 Mar 2020 | |
| Mutual Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
15,248
|
$64,000 | — | 31 Mar 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
14,753
|
$62,000 | — | 31 Mar 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
12,520
|
$52,000 | — | 31 Mar 2020 | |
| WESPAC Advisors SoCal, LLC |
13F
|
Company |
—
class O/S missing
|
10,300
|
$51,000 | — | 31 Mar 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
10,232
|
$43,000 | — | 31 Mar 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
7,500
|
$36,000 | — | 31 Mar 2020 | |
| HC FINANCIAL ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
2,500
|
$10,000 | — | 31 Mar 2020 | |
| Certified Advisory Corp |
13F
|
Company |
—
class O/S missing
|
2,000
|
$8,000 | — | 31 Mar 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$8,000 | — | 31 Mar 2020 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
—
class O/S missing
|
900
|
$4,000 | — | 31 Mar 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
400
|
$2,000 | — | 31 Mar 2020 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
400
|
$2,000 | — | 31 Mar 2020 |
Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q2 2020
As of 30 Jun 2020,
Oxford Lane Capital Corp. - Preferred (OXLCP) was held by
1 institutional
shareholder
that filed Form 13F with the SEC.
Together, they reported ownership of
20,000 shares.
The largest 1 holders included
RESOURCES MANAGEMENT CORP /CT/ /ADV.
This page lists
1
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
2
Q2 2020 holders
1
Holder diff
-1
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.