- Info
- Insider Trading
- Holders: OXLC, OXLCZ, OXLCN
Oxford Lane Capital Corp. - Preferred (OXLCP)
CUSIP: 691543607
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Preferred
- Shares outstanding
- 3,497,364
- Total 13F shares
- 48,600
- Share change
- +48,600
- Total reported value
- $873,000
- Price per share
- $17.96
- Number of holders
- 2
- Value change
- +$873,000
- Number of buys
- 2
Quarterly Holders Quick Answers
What is CUSIP 691543607?
CUSIP 691543607 identifies OXLCP - Oxford Lane Capital Corp. - Preferred in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
- Newer quarter: Q2 2020
Recent filing periods for CUSIP 691543607:
Top shareholders of OXLCP - Oxford Lane Capital Corp. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
535,289
|
$4,368,000 | — | 31 Dec 2019 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
324,491
|
$2,648,000 | — | 31 Dec 2019 | |
| SELZ CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
200,000
|
$1,632,000 | — | 31 Dec 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
182,681
|
$1,488,000 | — | 31 Dec 2019 | |
| DELPHI FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
120,000
|
$979,000 | — | 31 Dec 2019 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
—
class O/S missing
|
120,000
|
$979,000 | — | 31 Dec 2019 | |
| &PARTNERS |
13F
|
Company |
—
class O/S missing
|
119,136
|
$972,000 | — | 31 Dec 2019 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
115,342
|
$941,000 | — | 31 Dec 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
89,151
|
$727,000 | — | 31 Dec 2019 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
83,464
|
$681,000 | — | 31 Dec 2019 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
60,000
|
$490,000 | — | 31 Dec 2019 | |
| BARD ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
57,169
|
$466,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
54,696
|
$461,000 | — | 31 Dec 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
54,174
|
$442,000 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
49,935
|
$408,000 | — | 31 Dec 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
49,081
|
$400,000 | — | 31 Dec 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
48,089
|
$392,000 | — | 31 Dec 2019 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
40,201
|
$324,000 | — | 31 Dec 2019 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
37,020
|
$303,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
29,882
|
$244,000 | — | 31 Dec 2019 | |
| SkyOak Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
23,245
|
$190,000 | — | 31 Dec 2019 | |
| Independent Advisor Alliance |
13F
|
Company |
—
class O/S missing
|
22,139
|
$181,000 | — | 31 Dec 2019 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
—
class O/S missing
|
19,500
|
$159,000 | — | 31 Dec 2019 | |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors |
13F
|
Company |
—
class O/S missing
|
17,471
|
$159,000 | — | 31 Dec 2019 | |
| Trek Financial, LLC |
13F
|
Company |
—
class O/S missing
|
19,275
|
$157,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
19,072
|
$156,000 | — | 31 Dec 2019 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
17,947
|
$146,000 | — | 31 Dec 2019 | |
| Mutual Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
16,847
|
$137,000 | — | 31 Dec 2019 | |
| Squarepoint Ops LLC |
13F
|
Company |
—
class O/S missing
|
16,072
|
$131,000 | — | 31 Dec 2019 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
14,253
|
$116,000 | — | 31 Dec 2019 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
14,200
|
$115,000 | — | 31 Dec 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
11,459
|
$94,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
11,427
|
$94,000 | — | 31 Dec 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
7,700
|
$62,000 | — | 31 Dec 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
6,966
|
$57,000 | — | 31 Dec 2019 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
6,526
|
$53,000 | — | 31 Dec 2019 | |
| Cutler Group LLC / CA |
13F
|
Company |
—
class O/S missing
|
3,700
|
$30,000 | — | 31 Dec 2019 | |
| Certified Advisory Corp |
13F
|
Company |
—
class O/S missing
|
2,000
|
$16,000 | — | 31 Dec 2019 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
—
class O/S missing
|
1,700
|
$14,000 | — | 31 Dec 2019 | |
| Edge Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
1,000
|
$8,000 | — | 31 Dec 2019 | |
| Larson Financial Group LLC |
13F
|
Company |
—
class O/S missing
|
1,000
|
$8,000 | — | 31 Dec 2019 | |
| RESOURCES MANAGEMENT CORP /CT/ /ADV |
13F
|
Company |
—
class O/S missing
|
1,000
|
$8,000 | — | 31 Dec 2019 | |
| Sonora Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
300
|
$8,000 | — | 31 Dec 2019 | |
| Arkadios Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
750
|
$6,908 | — | 31 Dec 2019 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
400
|
$3,000 | — | 31 Dec 2019 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
—
class O/S missing
|
300
|
$2,000 | — | 31 Dec 2019 |
Institutional Holders of Oxford Lane Capital Corp. - Preferred (OXLCP) as of Q1 2020
As of 31 Mar 2020,
Oxford Lane Capital Corp. - Preferred (OXLCP) was held by
2 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
48,600 shares.
The largest 2 holders included
Ancora Advisors, LLC and RESOURCES MANAGEMENT CORP /CT/ /ADV.
This page lists
2
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2025 Across Filers
Q4 2025 holders
2
Q1 2020 holders
2
Holder diff
0
| Investor | Q4 2025 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2025 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.