NUVEEN FLOATING RATE INCOME FUND - COM (JFR)

CUSIP: 67072T108

Q1 2018 13F Holders as of 31 Mar 2018

Type / Class
Equity / COM
Total 13F shares
12,490,374
Share change
-292,763
Total reported value
$136,051,600
Price per share
$10.89
Number of holders
88
Value change
-$3,524,031
Number of buys
46
Number of sells
31

Quarterly Holders Quick Answers

What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.

Need full ownership history?
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Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
1,648,999
$18,485,000 31 Dec 2017
13F
JPMORGAN CHASE & CO
13F
Company
class O/S missing
1,566,000
$17,555,000 31 Dec 2017
13F
MORGAN STANLEY
13F
Company
class O/S missing
1,097,561
$12,303,000 31 Dec 2017
13F
RESTRUCTURING CAPITAL ASSOCIATES LP
13F
Company
class O/S missing
901,199
$10,102,000 31 Dec 2017
13F
INVESCO SENIOR SECURED MANAGEMENT INC /ADV
13F
Company
class O/S missing
808,700
$9,066,000 31 Dec 2017
13F
Laurion Capital Management LP
13F
Company
class O/S missing
775,728
$8,696,000 31 Dec 2017
13F
GUGGENHEIM CAPITAL LLC
13F
Company
class O/S missing
603,945
$6,770,000 31 Dec 2017
13F
Invesco Ltd.
13F
Company
class O/S missing
559,708
$6,275,000 31 Dec 2017
13F
Janney Montgomery Scott LLC
13F
Company
class O/S missing
443,931
$4,976,000 31 Dec 2017
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
406,539
$4,557,000 31 Dec 2017
13F
UBS Group AG
13F
Company
class O/S missing
406,284
$4,554,000 31 Dec 2017
13F
EATON VANCE MANAGEMENT
13F
Company
class O/S missing
386,184
$4,329,000 31 Dec 2017
13F
Advisors Asset Management, Inc.
13F
Company
class O/S missing
302,649
$3,393,000 31 Dec 2017
13F
AMERIPRISE FINANCIAL INC
13F
Company
class O/S missing
159,562
$1,789,000 31 Dec 2017
13F
UNITED CAPITAL FINANCIAL ADVISORS, LLC
13F
Company
class O/S missing
141,164
$1,582,000 31 Dec 2017
13F
COHEN & STEERS, INC.
13F
Company
class O/S missing
140,896
$1,579,000 31 Dec 2017
13F
Livingston Group Asset Management CO (operating as Southport Capital Management)
13F
Company
class O/S missing
135,968
$1,524,000 31 Dec 2017
13F
Cetera Advisors LLC
13F
Company
class O/S missing
110,203
$1,236,000 31 Dec 2017
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
109,088
$1,223,000 31 Dec 2017
13F
HL FINANCIAL SERVICES LLC
13F
Company
class O/S missing
104,280
$1,169,000 31 Dec 2017
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
102,398
$1,148,000 31 Dec 2017
13F
SIT INVESTMENT ASSOCIATES INC
13F
Company
class O/S missing
98,810
$1,108,000 31 Dec 2017
13F
MCKINLEY CAPITAL MANAGEMENT LLC
13F
Company
class O/S missing
96,481
$1,081,000 31 Dec 2017
13F
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/
13F
Company
class O/S missing
96,100
$1,077,000 31 Dec 2017
13F
Edgemoor Investment Advisors, Inc.
13F
Company
class O/S missing
87,712
$976,000 31 Dec 2017
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
79,084
$887,000 31 Dec 2017
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
72,570
$814,000 31 Dec 2017
13F
Baird Financial Group, Inc.
13F
Company
class O/S missing
71,218
$798,000 31 Dec 2017
13F
Aviance Capital Partners, LLC
13F
Company
class O/S missing
61,133
$685,000 31 Dec 2017
13F
Capital Investment Advisors, LLC
13F
Company
class O/S missing
58,046
$651,000 31 Dec 2017
13F
DIMENSION CAPITAL MANAGEMENT LLC
13F
Company
class O/S missing
57,810
$648,000 31 Dec 2017
13F
CAHILL FINANCIAL ADVISORS INC
13F
Company
class O/S missing
55,675
$625,000 31 Dec 2017
13F
CONNING INC.
13F
Company
class O/S missing
54,000
$605,000 31 Dec 2017
13F
180 WEALTH ADVISORS, LLC
13F
Company
class O/S missing
52,769
$592,000 31 Dec 2017
13F
WEDBUSH SECURITIES INC
13F
Company
class O/S missing
50,346
$564,000 31 Dec 2017
13F
Walleye Trading LLC
13F
Company
class O/S missing
50,000
$561,000 31 Dec 2017
13F
Koshinski Asset Management, Inc.
13F
Company
class O/S missing
48,377
$542,000 31 Dec 2017
13F
Squarepoint Ops LLC
13F
Company
class O/S missing
41,847
$469,000 31 Dec 2017
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
40,048
$446,000 31 Dec 2017
13F
OPTIMUM INVESTMENT ADVISORS
13F
Company
class O/S missing
39,793
$446,000 31 Dec 2017
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
39,574
$444,000 31 Dec 2017
13F
Weiss Asset Management LP
13F
Company
class O/S missing
38,608
$433,000 31 Dec 2017
13F
SHEETS SMITH WEALTH MANAGEMENT
13F
Company
class O/S missing
37,476
$420,000 31 Dec 2017
13F
TELEMUS CAPITAL, LLC
13F
Company
class O/S missing
34,150
$383,000 31 Dec 2017
13F
TIEMANN INVESTMENT ADVISORS, LLC
13F
Company
class O/S missing
34,117
$382,000 31 Dec 2017
13F
LPL Financial LLC
13F
Company
class O/S missing
33,633
$377,000 31 Dec 2017
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
29,827
$334,000 31 Dec 2017
13F
BREITER CAPITAL MANAGEMENT INC
13F
Company
class O/S missing
28,521
$320,000 31 Dec 2017
13F
WEALTHSOURCE PARTNERS, LLC
13F
Company
class O/S missing
23,888
$268,000 31 Dec 2017
13F
OPPENHEIMER & CO INC
13F
Company
class O/S missing
23,578
$264,000 31 Dec 2017
13F

Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q1 2018

As of 31 Mar 2018, NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by 88 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 12,490,374 shares. The largest 10 holders included BANK OF AMERICA CORP /DE/, JPMORGAN CHASE & CO, MORGAN STANLEY, RESTRUCTURING CAPITAL ASSOCIATES LP, Laurion Capital Management LP, GUGGENHEIM CAPITAL LLC, Invesco Ltd., UBS Group AG, Janney Montgomery Scott LLC, and EATON VANCE MANAGEMENT. This page lists 88 institutional shareholders reporting positions in this security for the Q1 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2018 vs Q4 2017 Across Filers

Q4 2017 holders
88
Q1 2018 holders
88
Holder diff
0
Investor Q4 2017 Shares Q1 2018 Shares Share Diff Share Chg % Q4 2017 Value $ Q1 2018 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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