Security key
67072T108
- Type / Class
- Equity / COM
- Total 13F shares
- 17,890,221
- Share change
- -625,322
- Total reported value
- $197,316,004
- Price per share
- $11.03
- Number of holders
- 71
- Value change
- -$6,347,137
- Number of buys
- 32
- Number of sells
- 34
Report period
Q3 2016
Institutions
71
Top holders
10
JFR full security history
Newer quarter: Q4 2016
Previous quarter: Q2 2016
NUVEEN FLOATING RATE INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 67072T108
Recent filing periods:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BAILLIE GIFFORD & CO |
13F
|
Company |
—
class O/S missing
|
2,750,000
|
$28,435,000 | — | 30 Jun 2016 | |
| RESTRUCTURING CAPITAL ASSOCIATES LP |
13F
|
Company |
—
class O/S missing
|
1,832,450
|
$18,948,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,797,406
|
$18,585,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,745,072
|
$18,044,000 | — | 30 Jun 2016 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
1,374,384
|
$13,871,000 | — | 30 Jun 2016 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,272,514
|
$13,158,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,179,354
|
$12,195,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
737,349
|
$7,624,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
729,302
|
$7,542,000 | — | 30 Jun 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
517,600
|
$5,352,000 | — | 30 Jun 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
407,697
|
$4,216,000 | — | 30 Jun 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
333,542
|
$3,335,000 | — | 30 Jun 2016 | |
| McGowan Group Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
309,064
|
$3,196,000 | — | 30 Jun 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
297,739
|
$3,079,000 | — | 30 Jun 2016 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
279,824
|
$2,893,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
276,057
|
$2,855,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
275,293
|
$2,847,000 | — | 30 Jun 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
271,728
|
$2,810,000 | — | 30 Jun 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
199,259
|
$2,061,000 | — | 30 Jun 2016 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
155,373
|
$1,607,000 | — | 30 Jun 2016 | |
| Limestone Value Partners, LLC |
13F
|
Company |
—
class O/S missing
|
145,981
|
$1,540,000 | — | 30 Jun 2016 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
122,533
|
$1,267,000 | — | 30 Jun 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
119,379
|
$1,235,000 | — | 30 Jun 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
103,978
|
$1,071,000 | — | 30 Jun 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
86,850
|
$898,000 | — | 30 Jun 2016 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
85,900
|
$888,000 | — | 30 Jun 2016 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
84,842
|
$877,000 | — | 30 Jun 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
81,671
|
$844,000 | — | 30 Jun 2016 | |
| Laurion Capital Management LP |
13F
|
Company |
—
class O/S missing
|
71,323
|
$737,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
62,838
|
$650,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
57,653
|
$596,000 | — | 30 Jun 2016 | |
| Livingston Group Asset Management CO (operating as Southport Capital Management) |
13F
|
Company |
—
class O/S missing
|
50,119
|
$518,000 | — | 30 Jun 2016 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
42,834
|
$443,000 | — | 30 Jun 2016 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
42,388
|
$438,000 | — | 30 Jun 2016 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
41,103
|
$425,000 | — | 30 Jun 2016 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
39,400
|
$407,000 | — | 30 Jun 2016 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
38,000
|
$393,000 | — | 30 Jun 2016 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
36,917
|
$382,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
34,985
|
$362,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
32,608
|
$337,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
31,006
|
$320,000 | — | 30 Jun 2016 | |
| TIEMANN INVESTMENT ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
29,320
|
$303,000 | — | 30 Jun 2016 | |
| ZAZOVE ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
26,758
|
$277,000 | — | 30 Jun 2016 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
—
class O/S missing
|
26,435
|
$273,000 | — | 30 Jun 2016 | |
| Swift Run Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
23,000
|
$238,000 | — | 30 Jun 2016 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
21,626
|
$224,000 | — | 30 Jun 2016 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
21,295
|
$220,000 | — | 30 Jun 2016 | |
| Carnegie Investment Counsel |
13F
|
Company |
—
class O/S missing
|
19,000
|
$203,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
19,452
|
$201,000 | — | 30 Jun 2016 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
—
class O/S missing
|
18,172
|
$188,000 | — | 30 Jun 2016 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q3 2016
As of 30 Sep 2016,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
71 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
17,890,221 shares.
The largest 10 holders included
BAILLIE GIFFORD & CO, RESTRUCTURING CAPITAL ASSOCIATES LP, MORGAN STANLEY, Invesco Ltd., BANK OF AMERICA CORP /DE/, PRIVATE MANAGEMENT GROUP INC, EATON VANCE MANAGEMENT, WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, and JPMORGAN CHASE & CO.
This page lists
71
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
76
Q3 2016 holders
71
Holder diff
-5
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.