- Type / Class
- Equity / COM
- Total 13F shares
- 15,644,440
- Share change
- -318,176
- Total reported value
- $176,755,342
- Price per share
- $11.29
- Number of holders
- 77
- Value change
- -$3,833,939
- Number of buys
- 28
- Number of sells
- 31
Quarterly Holders Quick Answers
What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67072T108:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BAILLIE GIFFORD & CO |
13F
|
Company |
—
class O/S missing
|
2,750,000
|
$33,275,000 | — | 30 Jun 2014 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
2,207,040
|
$26,704,000 | — | 30 Jun 2014 | |
| RESTRUCTURING CAPITAL ASSOCIATES LP |
13F
|
Company |
—
class O/S missing
|
1,908,182
|
$23,089,000 | — | 30 Jun 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
1,609,454
|
$19,474,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,388,855
|
$16,805,000 | — | 30 Jun 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,004,728
|
$12,157,000 | — | 30 Jun 2014 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
437,207
|
$5,290,000 | — | 30 Jun 2014 | |
| NEWGATE CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
405,433
|
$4,906,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
389,720
|
$4,716,000 | — | 30 Jun 2014 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
347,521
|
$4,205,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
287,566
|
$3,480,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
283,018
|
$3,425,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
261,304
|
$3,162,000 | — | 30 Jun 2014 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
243,737
|
$2,949,000 | — | 30 Jun 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
213,211
|
$2,580,000 | — | 30 Jun 2014 | |
| Trust Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
179,369
|
$2,170,000 | — | 30 Jun 2014 | |
| VNBTrust, National Association |
13F
|
Company |
—
class O/S missing
|
177,170
|
$2,144,000 | — | 30 Jun 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
151,373
|
$1,832,000 | — | 30 Jun 2014 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
142,793
|
$1,728,000 | — | 30 Jun 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
128,293
|
$1,552,000 | — | 30 Jun 2014 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
101,995
|
$1,234,000 | — | 30 Jun 2014 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
85,900
|
$1,039,000 | — | 30 Jun 2014 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
—
class O/S missing
|
83,140
|
$1,006,000 | — | 30 Jun 2014 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
81,292
|
$984,000 | — | 30 Jun 2014 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
68,654
|
$831,000 | — | 30 Jun 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
64,533
|
$780,000 | — | 30 Jun 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
62,138
|
$752,000 | — | 30 Jun 2014 | |
| Eos Management, L.P. |
13F
|
Company |
—
class O/S missing
|
60,970
|
$738,000 | — | 30 Jun 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
56,602
|
$685,000 | — | 30 Jun 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
55,786
|
$675,000 | — | 30 Jun 2014 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
54,700
|
$661,000 | — | 30 Jun 2014 | |
| TIEMANN INVESTMENT ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
53,062
|
$642,000 | — | 30 Jun 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
49,942
|
$604,000 | — | 30 Jun 2014 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
44,710
|
$541,000 | — | 30 Jun 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
42,511
|
$514,000 | — | 30 Jun 2014 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
36,000
|
$436,000 | — | 30 Jun 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
35,863
|
$433,000 | — | 30 Jun 2014 | |
| IMA Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
34,285
|
$415,000 | — | 30 Jun 2014 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
32,838
|
$397,340 | — | 30 Jun 2014 | |
| ZAZOVE ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
32,071
|
$388,000 | — | 30 Jun 2014 | |
| WFG Advisors, LP |
13F
|
Company |
—
class O/S missing
|
31,470
|
$381,000 | — | 30 Jun 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
31,323
|
$378,000 | — | 30 Jun 2014 | |
| First Houston Capital, Inc. |
13F
|
Company |
—
class O/S missing
|
23,400
|
$283,000 | — | 30 Jun 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
21,553
|
$261,000 | — | 30 Jun 2014 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
19,700
|
$238,000 | — | 30 Jun 2014 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
—
class O/S missing
|
16,450
|
$199,000 | — | 30 Jun 2014 | |
| Focused Wealth Management, Inc |
13F
|
Company |
—
class O/S missing
|
16,417
|
$199,000 | — | 30 Jun 2014 | |
| Swift Run Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
16,000
|
$194,000 | — | 30 Jun 2014 | |
| BHF Kleinwort Benson Group S.A. |
13F
|
Company |
—
class O/S missing
|
15,000
|
$182,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
14,043
|
$170,000 | — | 30 Jun 2014 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q3 2014
As of 30 Sep 2014,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
77 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
15,644,440 shares.
The largest 10 holders included
BAILLIE GIFFORD & CO, RESTRUCTURING CAPITAL ASSOCIATES LP, Invesco Ltd., GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, Advisors Asset Management, Inc., Cambridge Investment Research Advisors, Inc., UNITED CAPITAL FINANCIAL ADVISERS, LLC, BANK OF AMERICA CORP /DE/, and NEWGATE CAPITAL MANAGEMENT LLC.
This page lists
77
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
76
Q3 2014 holders
77
Holder diff
1
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.